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Showing 1-20 of 3,907

Fca jobs

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Job PostingCompanyLocationSalaryDescriptionOthers

NatWest

-Birmingham

Join us as a Telephony Mortgages Customer Care Agent in Birmingham You’ll be speaking to our existing customers over the phone, helping to find the right

ADS Securities

-United Kingdom

Description ADS Securities is looking to hire a Compliance Officer. This role will support the Compliance Department by ensuring that all monitoring and...

Crawford & Company

-United Kingdom

Responsibility for ensuring all FCA guidelines are adhered to. Able to demonstrate knowledge and/or awareness of FCA procedures and the TCF initiative....

International Brokerage

-London

We are an FCA authorised business that specialises in introducing private clients to real estate investments through crowdfunding....

Natwest

-Birmingham B1

The Requirements Join us as a Telephony Business Banking Representative in Birmingham * This role is perfect for a highly motivated and enthusiastic person

Bloomberg

-London

Ideally, you will have relevant KYC/CDD experience, have regard to Money Laundering Regulations, JMLSG, good knowledge of financial markets and products,...

Afex

-London

This role will adopt the role of FCA CF11 MLRO, upon successfully undertaking an FCA Fitness and Propriety test....

JPMorgan Chase

-London SW1X

Excellent working knowledge of FCA Handbook, EU Directives and Regulations and US securities laws. Advise on the application of new and existing UK (including...

JP Morgan Chase

-London E14

Knowledge of industry rules including, but not limited to UK FCA rules, is important. J P Morgan Chase....

Goldman Sachs

-London

Primarily focused on Client Asset and FCA CASS testing. Knowledge and experience of client asset processes and of FCA CASS rules....

Goldman Sachs

-London

In addition, this role should also be able to cover Compliance guidance and support to regulatory reporting functions as part of our broader team strategy, in...

Santander

-London

An understanding of the FCA Handbook and its application, specifically MAR. You like making a difference....

SEI

-London

› Adhere to all relevant FCA and other requirements, policies and procedures. Investment Advice, Discretionary Management, Fiduciary Management, Product...

Société Générale

-London

Maintain a working knowledge of the FCA rules and regulations. Global Markets and Lyxor UK, SG Securities Services and other activities subject to FCA CASS...

Société Générale

-London

Maintaining awareness of key EU / FCA regulatory updates and analysing their impact upon the electronic communication monitoring programme....

Money Farm

-London

Maintaining the FCA Approved Persons register entries for the company on an up to date basis. Reviewing and signing off financial promotions and other marketing...

RBS

-Manchester

The Business Join us in Edinburgh or Manchester in the role of Investigator, Fraud Response Joining our Fraud Response Investigation team that sits within

Western Asset Management

-London

Maintain the Firm’s FCA Approved Persons Registrations. Assist with regulatory filings with the FCA and other regulators as required....

Société Générale

-London

Maintaining a detailed working knowledge of the FCA and exchange rules and regulations, and a broad awareness of AMF, ACPR, ECB and other regulatory...

RBS

-Edinburgh

The Business Join us in Edinburgh or Manchester in the role of Investigator, Fraud Response Joining our Fraud Response Investigation team that sits within


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