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IFDS-Chelmsford

Deal with customer data ethically and in accordance with FCA requirements. The IFDS office is situated within a 5 minute walk from Chelmsford Bus & Train...

Citi-London

Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety:. No....

Logic Investments-Biggin Hill

We are an established FCA regulated Wealth Management firm which is expanding and looking for an experienced Compliance Assistant to work directly with the...

UBS-London

Submission of FCA reporting within agreed timescales. Act as point of reference for all mortgage administration requests for the advisers you work with by...

wizzcash.com-London

Act in accordance with FCA guidelines at all times. We are currently looking for 2 Customer Service Advisors (1 full time permanent position and 1 temporary...

Allianz Global Assistance-Croydon

Ensure that you handle all complaints in line with the principles of TCF Handle all complaints in accordance with FCA regulations....

Pöyry-United Kingdom

You will also help with other general office duties including assisting the Compliance Officer with essential FCA administration....

RBS International-Douglas

The Business We're looking for a Cashier to join us in the Isle of Man for RBS International You'll be providing a first class customer service by dealing

Money Farm-London

Maintaining the FCA Approved Persons register entries for the company on an up to date basis. Reviewing and signing off financial promotions and other marketing...

RBS-London

The Business We're hiring at Analyst level onto the Structuring desk in our Financing & Risk Solutions business in London This entry level role is an

Investec-Manchester

To ensure that expectations, rules and guidance of the FCA are met within the business. Originate new target market clients through lending, transactional...

Fix My Pension-Watford WD18

Proven solid knowledge of FCA compliance regulations. FixMyPension.com is an ambitious pension advisory firm based in Watford with exciting plans to grow into a...

Invesco-London

FCA Training and Competence (UK Only):. Is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their...

RBS-Bristol

We're looking for an Analyst to join us in Bristol We're seeking a talented analytics professional with good commercial awareness, in this opportunity to take

Aviva-Norwich

Protecting our customers at all times by adhering to structured FCA regulations. We have an exciting opportunity for Customer Service Representatives based in...

GlaxoSmithKline-Brentford

Working knowledge and understanding of the FCA listing rules, Companies Act and Industry best practice in shareholder relations....

Jardine Motors Group-London

FCA. They will be required to work within the guidelines as per the FCA Policy and the ‘supervisory’ section with regard to Insurance Code of Business....

JP Morgan Chase-London EC4Y

JPMorgan Asset Management has delegated Transfer Agency functions to Third Party Administrators (TPA), with the services provided including the client money and...

AIG-London

Working knowledge of the regulatory framework surrounding the insurance industry including but not limited to FCA and PRA....

ING-London

100% observance of all FCA requirements, industry conduct rules and ING Compliance standards. Job Specification Department Overview:....


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