Showing 1-10 of 3,700
Showing 1-10 of 3,700
Fca jobs

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Citi - London

Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety:. No....

Société Générale - London

Maintain a working knowledge of the FCA rules and regulations. Global Markets and Lyxor UK, SG Securities Services and other activities subject to FCA CASS...

Morgan Stanley - London

Broad understanding of the FCA Handbooks and Regulatory approach, particularly awareness of current regulatory issues impacting the asset management sector in...

Société Générale - London

Maintaining a detailed working knowledge of the FCA, AMF, and other regulatory and exchange rules and regulations as required....

JPMorgan Chase - London

Does this role require FCA approval under the Approved Persons Regime (APeR)? CIB - EMEA Sales & Marketing - Investor Client Management – ED....

Bloomberg - London

Familiarity with financial markets and products is preferred, e.g. Fixed Income, FX, Commodities, and Equities, and FCA and EU regulatory developments....

Goldman Sachs - London

In addition, this role should also be able to cover Compliance guidance and support to regulatory reporting functions as part of our broader team strategy, in...

Morgan Stanley - London

You should have a sound knowledge of the FCA Handbook (in particular COBS), and relevant European legislation such as MIFID, UCITS and AIFMD....

Goldman Sachs - London

Knowledge of UK and EU regulatory environment and FCA rules (specifically COBS rules). In this position, you will help ensure the firm is compliant with the...

Nomura Holdings, Inc. - London

The jobholder will work as part of the overall EMEA Compliance team to provide compliance support to primarily Rates Business and other members of the Global...


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