Trainee financial Work, Jobs in Reading, Eng (with Salaries)

Trainee Compliance Officer
Rosemount Financial Solutions Ltd —Basingstoke
- £26,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
11d
Trainee Project Manager (FTC)
IWS M&E —Wallingford
- Up to £40,000 a year
- Overtime
- Hybrid work
- Microsoft Office
- Project management
- Communication skills
- Employee assistance programme
- Employee discount
Paralegal
HCR —Reading
- Communication skills
- Annual leave
- Gym membership
7d
Trainee Accountant
Teledyne Technologies Inc. —Newbury
- Full-time
- Microsoft Excel
- ERP systems
- Accounting
- Employee stock purchase plan
- Annual leave
Graduate Management Trainee - Reading
Enterprise Mobility —Reading
- Full-time
- Sales
- Customer service
- Bachelor's degree
Retail Management Graduate Programme
Decathlon UK —Reading
- £29,000 a year
- Part-time
- Hospitality
- Customer service
- Internship
- Employee assistance programme
- Employee discount
6d
Trainee Paralegal Caseworker
National Centre for Domestic Violence —Guildford
- £24,800 a year
- Full-time
- Hybrid work
- Microsoft Office
- Bachelor's degree
- Typing
- Work from home
Quick apply
7d
Trainee Accountant
Enterprise Mobility —Slough
- £28,000 a year
- Full-time
- Driving
- Accounting
- Communication skills
5d
AAT Trainee Accountant - 2026 School Leaver Programme - Thame
Wellers —Thame
- Hybrid work
- Computer Science
- Analysis skills
- Accounting
- Annual leave
- Employee assistance programme
Quick apply
Graduate Management Trainee - Basingstoke / Farnborough / Aldershot
Enterprise Mobility —Basingstoke
- Full-time
- Sales
- Customer service
- Bachelor's degree
Trainee EME Engineer
Healthcare Partners Ltd —Ashford
- £29,812 - £32,715 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Administrative experience
12d
Trainee Operative (Traffic Management)
VolkerWessels —Wokingham
- Maintenance
- Communication skills
- Annual leave
- Employee assistance programme
Graduate Management Trainee - Newbury / Didcot
Enterprise Mobility —Newbury
- Full-time
- Sales
- Customer service
- Bachelor's degree
Graduate Management Trainee - Oxford
Enterprise Mobility —Oxford
- Full-time
- Sales
- Customer service
- Bachelor's degree
Trainee Utility Surveyor
Macleod Simmonds —Woking
- £21,200 - £24,875 a year
- Overtime
- In-person
- Employee assistance programme
- Employee discount
Graduate Management Trainee - Guildford / Woking
Enterprise Mobility —Guildford
- Full-time
- Sales
- Customer service
- Bachelor's degree
Technical Administrator
Harding Financial —Shalford
- £25,000 - £28,000 a year
- Full-time
- Microsoft Word
- Microsoft Office
- Organisational skills
Trainee Mortgage Advisor
Connells Group —Slough
- £35,000 - £45,000 a year
- Full-time
- Customer service
- Organisational skills
- Financial services
- Employee discount
Quick apply
12d
Graduate Management Trainee - Slough / Bracknell
Enterprise Mobility —Slough
- Full-time
- Sales
- Customer service
- Bachelor's degree
Graduate ServiceNow Consultant
Technosys Limited —Chesham
- From £19,500 a year
- Full-time
- Computer Science
- Microsoft Office
- SQL

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Trainee Compliance Officer

Rosemount Financial Solutions Ltd
Basingstoke

Quick apply

Job details

Permanent | Full-time
£26,000 a year
11 days ago

Benefits

Company pension
Company events
Private medical insurance
On-site parking

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Office
Analysis skills
Organisational skills
IT
Financial services
Communication skills

Full job description

Company: Rosemount Financial Solutions (IFA) Ltd

Location: Basingstoke (in-office)

About Rosemount Financial Solutions (IFA) Ltd: Rosemount Financial Solutions (IFA) Ltd is a leading independent financial services network committed to providing tailored financial solutions to our clients. We pride ourselves on delivering exceptional service and guidance to help our advisers and their clients achieve their financial goals.

Position Overview:

The successful candidate will support the Compliance Team with a range of important monitoring and oversight activities, including reviewing annual reviews, mortgage case checking, and financial promotions reviews to help ensure regulatory and internal standards are met. The role will also involve regular interaction with advisers, providing support and guidance where required so strong communication skills are essential.

The position will play a key role in supporting adviser standards and helping to ensure good client outcomes, while contributing to the company’s compliance oversight framework and adherence to regulatory requirements.

This role is office-based and will involve regular use of Microsoft Teams for meetings and adviser support, so strong organisational and IT skills are essential.

Responsibilities:

Respond to adviser queries and provide support, taking into account compliance requirements, company processes, and good customer outcomes.
Carry out mortgage case checks to make sure cases are compliant, suitable, and meet both regulatory and internal standards, highlighting any issues or areas for improvement where needed.
Review annual reviews to ensure they are accurate, appropriate, and in line with company and regulatory requirements.
Review financial promotions, including marketing materials and social media content, to ensure they meet both the FCA & our standards.
Support with the administration of Professional Indemnity cover, helping to maintain records and ensure advisers and business activities remain appropriately covered.
Assist with handling and analysing data and MI relevant to adviser competence.
Being flexible and keen to get involved with other areas of Compliance, for example, audit preparation, complaint handling, and checking professional development levels of our advisers.
Collaborate with team members to ensure excellent client service and satisfaction.
Stay updated on mortgage industry regulations, compliance requirements, and best practices.

Qualifications and behaviours :

Good understanding of FCA rules and principles.
Strong written communication skills, with the ability to produce professional emails and reports.
Interest in the wider financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a busy team.
Good working knowledge of Microsoft Office, including Word, Excel, PowerPoint, and Teams.
Comfortable working within a fast-paced compliance team environment.
Financial services industry experience or qualifications are preferred but not essential.

A degree or previous industry experience is desirable but not essential for this role. We are more interested in someone who is keen to learn, has an interest in the industry, and wants to build a long-term career.

Benefits:

Hands-on training and mentorship from experienced colleagues. You will gain considerable compliance knowledge working in this Department, and Compliance is an excellent career path.
Pathway to gain recognised industry qualifications.
Exposure to diverse aspects of financial services.
Opportunity to work with a reputable and growing firm in the industry.
Competitive salary.

Pay: £26,000.00 per year

Benefits:

Company events
Company pension
On-site parking
Private medical insurance

Work Location: In person

Quick apply

Refine Your Search

trainee financial jobs in reading, eng

Trainee Compliance Officer

Trainee Project Manager (FTC)

Paralegal

Trainee Accountant

Graduate Management Trainee - Reading

Retail Management Graduate Programme

Trainee Paralegal Caseworker

Trainee Accountant

AAT Trainee Accountant - 2026 School Leaver Programme - Thame

Graduate Management Trainee - Basingstoke / Farnborough / Aldershot

Trainee EME Engineer

Trainee Operative (Traffic Management)

Graduate Management Trainee - Newbury / Didcot

Graduate Management Trainee - Oxford

Trainee Utility Surveyor

Graduate Management Trainee - Guildford / Woking

Technical Administrator

Trainee Mortgage Advisor

Graduate Management Trainee - Slough / Bracknell

Graduate ServiceNow Consultant

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