Compliance Assistant FTC
Charles Russell Speechlys —London
- Full-time
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Administrative experience
13d
Compliance Assistant
Axi —London
- Bachelor's degree
- Financial services
- Business
- Annual leave
6d
Compliance Assistant
Battersea Dogs & Cats Home —London
- £26,224 a year
- Full-time
- Hybrid work
- IT
- Annual leave
- Employee assistance programme
22h
Legal secretary
Eventus Recruitment Group —Waltham Cross
- £28,000 - £35,000 a year
- Call to connect
- Organisational skills
- Financial services
- Leadership
Product Compliance Admin Assistant
Warner Bros. Discovery —Leavesden Green
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- In-person
18h
Financial Crime Compliance - Assistant Vice President
Mizuho —London
- Hybrid work
- Organisational skills
- Banking
- Time management
- Annual leave
Legal Secretary
GT Stewart Limited —St Albans
- £27,007.49 - £28,000.00 a year
- Organisational skills
- Typing
- Communication skills
- Annual leave
Quick apply
Compliance Monitoring Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Financial services
- Communication skills
- Banking
- Annual leave
Legal Accounts Assistant
Madison Brook —London
- £30,000 - £35,000 a year
- Monday to Friday
- Microsoft Office
- Accounting
- QuickBooks
- Annual leave
Quick apply
Legal Assistant
Mallory Pryce —Surbiton
- Microsoft Office
- Administrative experience
- Organisational skills
Quick apply
Assistant Auditor
L. BENNETT & SON LIMITED —St Albans
- Microsoft Word
- Microsoft Excel
- Customer service
2d
Legal Assistant
Nord Anglia Education —London
- Microsoft Office
- Communication skills
- School
12h
Legal Secretary - Residential Property
Mallory Pryce —London
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
Office Administrator (Maternity cover - fixed term contract ending January 2027)
Adzuna —London
- £32,000 - £35,000 a year
- Hybrid work
- English
- Microsoft Office
- Administrative experience
- Annual leave
- Work from home
Quick apply
Property Legal Assistant
Mallory Pryce —Watford
- Sales
- Communication skills
Quick apply
Assistant General Counsel
Thomson Reuters —London
- Full-time
- Hybrid work
- Maintenance
- Machine learning
- Accounting
Assistant General Counsel – ESG
Neuberger Berman —London
- Full-time
- Organisational skills
- Financial services
- Negotiation
8d
Coordinator, Office of General Counsel (6 Month FTC)
Bryan Cave Leighton Paisner LLP —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Property Paralegal/Legal Assistant
Mallory Pryce —London
- Sales
- Communication skills
Quick apply
Audit Cross-Function - Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- SharePoint
- Annual leave

I want to receive the latest job alerts for compliance assistant in cuffley, hrt

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Compliance Assistant FTC

Charles Russell Speechlys -
London

Apply Now

Job details

Full-time | Fixed term contract
13 days ago

Qualifications

Microsoft Excel
Microsoft Outlook
Administrative experience
IT

Full job description

Compliance Assistant FTC

Compliance Assistant FTC.

The Firm’s General Counsel’s Office is based in London and is responsible for dealing with all customer due diligence (CDD) and conflicts queries for the Firm (including foreign offices). There are currently 30+ team members (including this role) plus a Compliance Partner who is the Money Laundering Reporting Officer (MLRO).

This role working hours will be 1030-1830.

Roles and Responsibilities

Manage the Client Due Diligence (CDD) mailbox by responding the queries, flagging emails for the NBI Managers and filing of emails

Identifying urgent requests and helping the team to prioritise them

Carrying out World Check searches on the names of clients and related parties

Carrying out sanctions checks

Filing CDD records into electronic in-trays for internal use

Running conflict searches and sending results to Fee Earners

Reviewing risk assessment forms submitted by fee earners

Conducting electronic verification (EV) checks on individual new clients

Ad hoc support for the Analysts, NBI Managers and Head of NBI

Assisting with other administrative tasks as and when they arise

Comply with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles.

Skills and experience

Previous administrative experience is preferable

Strong IT skills including Excel, Word, and Outlook

Person specification

Demonstrate a positive outlook and hard-working ethic

The ability to learn quickly and listen to instructions carefully

Competencies

Competencies

Working together
Integrity and respect
Inclusive
Personal impact and growth
Driving high standards
Commercial mindset
Client - centric
Responsible Business

Hybrid working - We adopt a hybrid and flexible working approach, dependent on the requirements of the role and subject to manager approval.

For a detailed specification please download the job description in the documents section of this page.

Clicking 'apply' will direct you to the application tracking system, hosted for us by Reach-ATS.com.

Apply for this role

At a glance

Location

London

Documents

Job Description

Apply Now

Refine Your Search

compliance assistant jobs in cuffley, hrt