Specialist mortgage Work, Jobs in London, Eng (with Salaries)

Compliance Manager – Mortgages & Specialist Finance
Loans Warehouse —Watford
- £60,000 a year
- Full-time
- Sales
- Presentation skills
- In-person
- Free parking
- Annual leave
Quick apply
2d
Research Analyst
Infopro Digital Services Limited —London
- Full-time
- Hybrid work
- Analysis skills
- Bachelor's degree
- Financial services
- Annual leave
- Employee assistance programme
Quick apply
Senior Commercial Counsel
Kaluza —London
- £120,000 - £140,000 a year
- Full-time
- Hybrid work
- Employee discount
Quick apply
Compliance Officer / Quality Assurance & Regulatory Officer
Landmark specialist Finance —London
- £48,000 - £50,000 a year
- Full-time
- Continuous improvement
- In-person
- Leadership
- Annual leave
- Referral programme
Quick apply
Mortgage advisor (Self-Employed)
Gordon Blair Financial Services —London
- £60,000 - £80,000 a year
- Full-time
- Hybrid work
- Sales
- Customer service
- Basic maths
- Work from home
- Referral programme
Quick apply
10d
Learning Content Specialist (12 Month FTC)
Utility Warehouse —London
- Part-time
- Hybrid work
- Agile
- AI
- Employee discount
Quick apply
Major Loss Claims Handler - Catastrophic Injury
Hastings Direct —London
- Full-time
- Hybrid work
- Communication skills
- Negotiation
- Annual leave
11d
Investment Strategist - Fixed Income
Loomis Sayles & Company —London
- £145,000 - £245,000 a year
- Full-time
- Spanish
- Management
- Sales
- Annual leave
- Work from home
Mortgage Adviser
SRC Financial Services Limited —Basildon
- £45,000 - £55,000 a year
- Full-time
- Sales
- Basic maths
- Driving
- Free parking
Quick apply
11d
Prudential Risk Manager
Castle Trust Bank —London
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Banking
- Employee assistance programme
- Employee discount
Quick apply
National Account Executive Convenience & Travel
Allwyn UK —Watford
- Hybrid work
- Microsoft Office
- Communication skills
- Negotiation
- Annual leave
- Employee assistance programme
Quick apply
Head of Operations
StrideUp —London
- Full-time
- Hybrid work
- Analysis skills
- Continuous improvement
- Financial services
- Life insurance
Quick apply
Loans Pricing Manager
Hastings Direct —London
- Full-time
- Hybrid work
- SQL
- Continuous improvement
- Communication skills
- Annual leave
News Reporter (Antitrust)
Centellic —London
- Full-time
- Hybrid work
- Communication skills
- Employee assistance programme
- Gym membership
Quick apply
8d
Specialist, New Account Profitability & Analytics
NewDay —London
- Full-time
- Microsoft Excel
- SQL
- Analysis skills
MPS Field Engineer
Commercial —South East London
- £36,000 - £39,000 a year
- Full-time
- IT
- In-person
- Employee assistance programme
Quick apply
Senior Customer Success Account Manager (12-month FTC)
Finova —London
- Hybrid work
- Financial services
- Annual leave
- Employee assistance programme
Emergency Response Medic
Wilson James —London
- £21.50 an hour
- Full-time
- Customer service
- Supervising experience
- First Aid Certification
- Annual leave
- Employee discount
8d
Pricing Manager - Multi Analytics
Hastings Direct —London
- Full-time
- Hybrid work
- SQL
- Python
- Annual leave
Specialist, Existing Customer Profitability Analytics
NewDay —London
- Full-time
- Microsoft Excel
- SQL
- Analysis skills

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Compliance Manager – Mortgages & Specialist Finance

Loans Warehouse -
Watford

Quick apply

Job details

Permanent | Full-time
£60,000 a year
2 days ago

Benefits

Free parking
Casual dress
Additional leave
Annual leave
Company pension
Company events
Transport links
Referral programme
On-site parking

Qualifications

Sales
Business processes
Presentation skills
Communication skills

Full job description

Compliance Manager – Mortgages & Specialist Finance

Salary: £60,000 per year

Location: Watford, Hertfordshire

Job type: Full-time, permanent

Reporting to: Sam Busfield, Co-Founder and Director

About Loans Warehouse

Established in 2006, Loans Warehouse is an FCA-authorised, multi-award-winning financial services intermediary specialising in second charge mortgages, bridging and development finance.

As we continue to grow, we are looking for an experienced Compliance Manager to lead our Compliance function and take responsibility for regulatory compliance across the business.

This is an excellent opportunity for someone currently working in a senior compliance position within a mortgage lender, second charge lender, mortgage broker or specialist finance intermediary who is ready to take the next step and lead a Compliance team.

The Role

Reporting directly to Co-Founder Sam Busfield, the Compliance Manager will lead the Compliance team and oversee all FCA and regulatory responsibilities across Loans Warehouse.

This is a senior, hands-on position. You will provide clear and commercially considered compliance guidance to the Directors and wider management team while ensuring that the business continues to deliver good customer outcomes and meet its regulatory obligations.

You will be expected to understand the detail, identify potential risks and take ownership of implementing practical solutions. You will also play an important role in developing the Compliance team and embedding a strong compliance culture throughout the business.

Key Responsibilities

Lead, manage and develop the Loans Warehouse Compliance team.
Take ownership of the business’s compliance framework, policies, procedures and controls.
Develop and deliver a risk-based Compliance Monitoring Programme.
Ensure continued compliance with FCA requirements, including MCOB, CONC, Consumer Duty, financial promotions and the SM&CR.
Monitor regulatory developments and assess their impact on the business.
Provide clear advice and guidance to the Directors and senior management team.
Produce high-quality compliance reports for the Directors, clearly identifying risks, findings and recommended actions.
Oversee call monitoring, file reviews, quality assurance and adviser competency processes.
Ensure fair customer outcomes are embedded, monitored and evidenced across the customer journey.
Manage compliance findings and remedial actions through to completion.
Review and approve financial promotions, customer communications and other regulated content.
Oversee regulatory reporting, FCA notifications and responses to regulatory enquiries.
Act as the senior escalation point for complex compliance matters, complaints and potential regulatory breaches.
Oversee financial crime controls, including AML, KYC, customer due diligence, fraud prevention and suspicious activity processes.
Support the development and delivery of regulatory training across the business.
Work collaboratively with operational teams to ensure compliance is considered when introducing new products, partners, systems or processes.
Build a compliance culture that supports the business in growing safely while maintaining consistently strong customer outcomes.

Skills, Knowledge and Experience

Essential

Significant compliance experience within the first charge, second charge or wider mortgage sector.
Current experience in a senior compliance, compliance monitoring or regulatory oversight position.
Strong working knowledge of the FCA Handbook and the regulatory requirements applying to mortgage and credit intermediaries.
Detailed understanding of MCOB, CONC, Consumer Duty and the SM&CR.
Experience of designing, operating and maintaining compliance monitoring frameworks.
Experience of leading, managing or developing compliance colleagues.
Strong understanding of regulated mortgage advice and sales processes.
Ability to interpret regulatory requirements and turn them into clear, practical business processes.
Experience of producing compliance reports and presenting findings to senior management.
Confidence to challenge decisions constructively and act as a trusted adviser to the Directors.
Excellent attention to detail, judgement and communication skills.
A proactive, hands-on approach with the ability to manage competing priorities.

Desirable

Previous experience within the second charge mortgage or specialist finance market.
Experience working for both a lender and a broker or intermediary.
Experience engaging directly with the FCA.
CeMAP or an equivalent mortgage qualification.
A recognised compliance or financial crime qualification, such as an ICA qualification.
Experience overseeing data protection and UK GDPR obligations.
Knowledge of bridging finance and regulated bridging transactions.
Previous responsibility for regulatory reporting, complaints oversight or financial promotions approval.

Why Join Loans Warehouse?

Loans Warehouse is an established, successful and ambitious business with a strong reputation throughout the specialist finance industry.

This is an opportunity to take ownership of the Compliance function, work directly with the company’s founders and have a genuine influence on how the business develops.

You will join a fast-paced, collaborative environment where compliance is recognised as an essential part of delivering good customer outcomes and achieving sustainable growth.

Hours and Benefits

This is a fully office-based role at our Watford headquarters.

Working hours:

Monday to Thursday: 9.00am–5.00pm
Friday: 9.00am–5.30pm

Benefits include:

£60,000 annual salary
Company pension
Death in service cover
Additional annual leave for continued service
Employee incentives and rewards
Referral programme
Fantastic company events
Casual dress
Free on-site parking
Excellent transport links

If you are an experienced mortgage compliance professional who is ready to take ownership of a Compliance function and play a leading role within a successful and growing business, we would love to hear from you.

Pay: £60,000.00 per year

Application question(s):

I confirm that I understand this is a fully office-based role in Watford, Hertfordshire

Work authorisation:

United Kingdom (required)

Work Location: In person

Quick apply

Refine Your Search

specialist mortgage jobs in london, eng

Compliance Manager – Mortgages & Specialist Finance

Research Analyst

Senior Commercial Counsel

Compliance Officer / Quality Assurance & Regulatory Officer

Mortgage advisor (Self-Employed)

Learning Content Specialist (12 Month FTC)

Major Loss Claims Handler - Catastrophic Injury

Investment Strategist - Fixed Income

Mortgage Adviser

Prudential Risk Manager

National Account Executive Convenience & Travel

Head of Operations

Loans Pricing Manager

News Reporter (Antitrust)

Specialist, New Account Profitability & Analytics

MPS Field Engineer

Senior Customer Success Account Manager (12-month FTC)

Emergency Response Medic

Pricing Manager - Multi Analytics

Specialist, Existing Customer Profitability Analytics

I want to receive the latest job alerts for specialist mortgage in london, eng

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