Vice president of compliance Work, Jobs in Shaw, Gtm (with Salaries)

Vice President, Compliance & Control - Pershing
The Bank of New York Mellon Corporation —Manchester
- Full-time
- AI
- Communication skills
Vice President, Compliance & Control - Pershing & Markets
The Bank of New York Mellon Corporation —Manchester
- Full-time
- AI
Vice President, Compliance & Control - Regulatory Change - Pershing & Markets
The Bank of New York Mellon Corporation —Manchester
- Full-time

Related jobs to explore

Based on your search for vice president of compliance

Sr. Director, Customer Experience & Quality - EMEA
Johnson Controls —Stockport
Drive end-to-end customer experience initiatives across the customer journey (pre-sales to after-sales). The Sr. Director Customer Experience & Quality – EMEA…
Vice President, POM Product Owner
The Bank of New York Mellon Corporation —Manchester
Design end-to-end custody workflows across trade lifecycle events, asset servicing, cash processing, and reporting.

I want to receive the latest job alerts for vice president of compliance in shaw, gtm

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

vice president of compliance jobs near shaw, gtm

Vice President Of Compliance jobs in Manchester

Banking Compliance jobs in London

Compliance Associate jobs in London

Compliance Manager jobs in London

Quality Compliance jobs in London

Compliance jobs in Nottingham

Fintech Compliance jobs in London

Mortgage Compliance jobs in Remote

Vice President, Compliance & Control - Pershing

The Bank of New York Mellon Corporation -
Manchester

Apply Now

Job details

Full-time

Qualifications

Financial Conduct Authority guidelines
COBIT
Stakeholder collaboration
Stakeholder liaison
Change management
Organisational compliance experience
Compliance management
AI
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight

Full job description

We’re seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing EMEA Compliance team. This role is located in Manchester, UK.

In this role, you’ll make an impact in the following ways:

Lead regulatory change oversight across Pershing EMEA, monitoring new UK, EU, Irish and Jersey regulatory developments and assessing their impact on the business.
Maintain regulatory publications logs, regulatory change controls and governance documentation, ensuring regulatory assessments and actions are tracked and accessible.
Partner with the EMEA Regulatory Change team, Project Management Office and business stakeholders to coordinate regulatory change implementation and delivery.
Oversee the horizon scanning framework, providing traceability of regulatory developments from identification through implementation.
Prepare and maintain management information to support compliance risk monitoring, regulatory reporting and senior governance oversight.

To be successful in this role, we’re seeking the following:

Compliance experience within financial services, with strong knowledge of FCA requirements relating to custody, client assets, clearing and settlement activities.
Strong understanding of UK and European regulatory developments and their impact on capital markets, wealth management and advisory businesses.
Detailed knowledge of key FCA regulatory frameworks, including PRIN, SYSC, COBS, MAR, CASS, SUP, MiFID, SMCR and DISP.
Experience working within a global organisation across multiple jurisdictions and engaging with stakeholders at all levels.
Strong communication, presentation and stakeholder management skills, with the ability to provide practical compliance guidance and challenge.
Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.

Apply Now

Refine Your Search

vice president of compliance jobs in shaw, gtm

Vice President, Compliance & Control - Pershing

Vice President, Compliance & Control - Pershing & Markets

Vice President, Compliance & Control - Regulatory Change - Pershing & Markets

Related jobs to explore

I want to receive the latest job alerts for vice president of compliance in shaw, gtm

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected