Compliance business partner Work, Jobs in Waltham, Ess (with Salaries)

Compliance Business Partner
Superscript —London
- Hybrid work
- IT
- Financial services
- Communication skills
People Business Partner
M Group —Stevenage
- Microsoft Powerpoint
- Customer service
- Analysis skills
- Annual leave
- Employee assistance programme
AI Business Partner - Builders
Janus Henderson —London
- Hybrid work
- Azure
- Master's degree
- Financial services
8d
Senior Analyst, Business Compliance, Macquarie Asset Management
Macquarie Group Limited —London
- Full-time
- Hybrid work
- Communication skills
- Annual leave
- Work from home
Learning & Development Business Partner
Marie Curie —London
- Up to £51,500 a year
- Full-time
- Remote
- Project management
- Presentation skills
- Travel
- Store discount
- Annual leave
Quick apply
3d
Group Senior HR Business Partner
Safetykleen —Brentford
- £70,000 a year
- Full-time
- Microsoft Powerpoint
- Analysis skills
- Human resources
- Employee assistance programme
- Employee discount
Quick apply
People Enablement Specialist
The Keyholding Company —London
- £40,000 - £45,000 a year
- Full-time
- Human resources
- AI
- Leadership
- Work from home
- Employee assistance programme
Quick apply
Sourcing Business Partner – Nest Invest
NEST —London
- £70,000 a year
- Hybrid work
- Work from home
Senior People Business Partner (France & UK)
Crunchyroll, LLC —London
- £75,200 - £94,000 a year
- English
- Bachelor's degree
- Human resources
- Life insurance
Senior People Partner
Leonardo UK Ltd —Basildon
- £60,000 - £70,000 a year
- Full-time
- Hybrid work
- Management
- Flexible schedule
- Referral programme
5d
Bid Writer
Sureserve —London
- £55,000 - £60,000 a year
- Maintenance
- Annual leave
- Employee assistance programme
Quick apply
HR Business Partner
Support When It Matters —Hackney
- £40,000 - £42,000 a year
- Part-time
- Hybrid work
- Management
- Travel
- Human resources
Quick apply
4d
HR Business Partner ( 3 - 6 month FTC)
Metropolitan Gaming —London
- Full-time
- Management
- Human resources
- Business
- Employee discount
- Life insurance
Quick apply
Contingent Workforce & Partner Lead
NBCUniversal —London
- Full-time
- Microsoft Office
- Project management
- Driving
Payments Program Manager, Payments Business Operations-Partner Management
Amazon EU SARL (UK Branch) - D67 —London
- Full-time
- Master's degree
- Analysis skills
- Project management
Human Resource Business Partner - Generalist
Demo160: Core Template TEMC —London
- £76,000 - £115,000 a year
- Full-time
- English
- Microsoft Office
- Bachelor's degree
- Annual leave
Training & Development Officer
Banana Moon Day Nurseries —Waltham Abbey
- £40,000 - £42,000 a year
- Full-time
- Hybrid work
- Travel
- Communication skills
- Teaching
- Annual leave
- Employee discount
Quick apply
Compliance Manager – Mortgages & Specialist Finance
Loans Warehouse —Watford
- £60,000 a year
- Full-time
- Sales
- Presentation skills
- In-person
- Free parking
- Annual leave
Quick apply
3d
Senior Director, Head of International Network Compliance (EMEA)
Capital One UK —London
- Full-time
- Hybrid work
- In-person
- Leadership
- Communication skills
Junior People and Culture Business Partner UK
AccorCorpo —London
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- Microsoft Office
- Employee discount
Quick apply

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Compliance Business Partner

Superscript -
London

Apply Now

Job details

Benefits

Private dental insurance
Cycle to work scheme
Company pension
Private medical insurance

Qualifications

Regulatory reporting
IT
Financial services
Root cause analysis
Communication skills

Full job description

About the role

We are looking for a Compliance Business Partner to join our Risk and Compliance function here at Superscript.

You will play a key role in supporting the business to maintain strong regulatory standards while enabling sustainable commercial growth. You will work closely with senior stakeholders across broking, underwriting, partnerships, product, and operations, providing clear, pragmatic regulatory advice and ensuring that compliance frameworks are effectively embedded across the organisation.

Reporting directly into the Fractional Compliance Leader, this role is suited to someone with between 3-6 years’ experience in a compliance, risk, or regulatory role within a regulated financial services environment, ideally within an insurance broker.

This is a hands-on second line role, requiring strong technical knowledge of Financial Conduct Authority requirements and the ability to influence and partner with the business in a fast-paced, digital insurance environment.

What you'll get up to:

Act as a trusted compliance advisor to business units, providing clear and practical guidance on regulatory obligations and best practice.
Build strong working relationships with underwriting, partnerships, product, and claims teams to support compliant decision-making.
Provide independent challenge on:
- Product governance and fair value assessments
- Distribution arrangements, including agency approvals and partner due diligence
- Customer journeys, communications, and customer outcome
Monitor regulatory developments (e.g. FCA publications, thematic reviews, enforcement activity) and assess their impact on the business.
Interpret and advise on FCA rules and guidance, including ICOBS, SYSC, and Consumer Duty.
Conduct gap analysis against new or evolving regulatory requirements.
Provide second line oversight and challenge on the implementation of regulatory change across the business.
Support the development, implementation, and ongoing enhancement of compliance frameworks, policies, and procedures.
Own and coordinate the review and update of compliance policies, ensuring appropriate governance, version control, and approval processes are followed.
Oversee the documentation of key compliance processes and controls.
Support the design and execution of a risk-based Compliance Monitoring Plan (CMP).
Conduct thematic reviews and control testing across key regulatory areas, including financial promotions, product governance, vulnerable customers, and distribution.
Track and validate remediation actions to ensure issues are effectively addressed.
Maintain oversight of financial promotions approval processes, and agency and Appointed Representative frameworks.
Support with breach identification, escalation, and remediation, as well as complaints and conduct risk outputs, including root cause analysis.
Support the delivery and ongoing embedding of key regulatory initiatives, including Consumer Duty, fair value assessment, and conduct risk frameworks.
Ensure regulatory expectations are reflected in day-to-day business activities and decision-making.
Support regulatory reporting and submissions, including FCA returns and SUP 15 notifications.
Prepare and review compliance Management Information for governance forums, including the Risk & Compliance Committee and Conduct Risk Committee.
Support the production of Consumer Duty Board reporting.
Escalate material regulatory risks and issues to senior management and governance forums where appropriate.

About you:

3-6 years’ experience in a compliance, risk, or regulatory role within an FCA-regulated financial services environment.
Experience working for an insurance broker is essential.
Strong understanding of FCA regulatory requirements, including consumer duty, conduct risk principles, ICOBS and SYSC
Experience supporting governance structures, regulatory reporting, and compliance frameworks.
Experience in compliance monitoring, thematic reviews, and oversight activities.
Ability to interpret regulation and translate it into practical, business-focused guidance.
Strong stakeholder management and communication skills.

In return, we offer you:

A competitive salary and the ability to grow your career
25 days holiday - so there’s plenty of time for work, rest and play
Hybrid way of working for the perfect work / life balance
Vitality private health and dental insurance
Added benefits including competitive pension and salary sacrifice
Access to financial wellbeing platform Mintago
Full access to Spill, our mental health platform
Cycle to work scheme
Fun and modern office environment with regular team social events
City of London location

Apply Now

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