Role Summary:
The Senior Audit Manager for Markets and Investment Banking Auditor will work closely with senior audit leadership to assess, monitor, and evaluate the internal controls and risk management framework across Cantor Fitzgerald’s markets and banking operations. The person will be mainly responsible for performing and/or managing the business, regulatory, compliance and operation audits in accordance with the Internal Audit (IA) Plan. The role is also expected to assist in the annual risk assessment process and lead/manage department initiatives and special projects. Write and/or review detailed audit programs to test the processes and internal controls, document findings and liaise with the auditees, senior management and other stakeholders to confirm the accuracy of observations and agree upon action plans. Write and/or review clear, concise and persuasive audit reports and other documents summarizing level of risk, scope, findings, recommendations, and the current status of the issues.
Cantor Fitzgerald, a global investment bank that provides fixed income, equity capital markets, prime, asset management, advisory and investment banking products, services, and technology solutions. Cantor is affiliated with BGC Group Inc (NASDAQ: BGC) is a leading global marketplace, data, and financial technology and services companies for a broad range of products, including fixed income, foreign exchange, energy, commodities, shipping, equities, and now includes the FMX Futures Exchange. It is also affiliated with Newmark Group Inc (NASDAQ: NMRK) which provides commercial real estate, brokerage, advisory, property management, valuation, leasing, technology and other financial and real estate-related services to large institutional investors, global corporations, and other owners and occupiers. These firms combined are also publicly known as Cantor Fitzgerald Group of Companies, and as part of the global Internal Audit team covering the Group, the individual might also be exposed to engagements involving these other businesses.
