Compliance Associate
About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team
The Compliance Department at Millennium serves to adopt, implement, and enforce a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, designed to prevent or detect violations of applicable laws, rules, regulatory requirements and firm policies. In London, the team works closely across Compliance and with key business and control partners to support a well-governed, fast-moving environment aligned with both local and global regulatory expectations.
What You'll Do
- Support the day-to-day operation of the Compliance Control Room function
- Review and process requests related to wall crossings, information barriers, restricted lists, conflicts, and outside business activities
- Assess potential incidents and breaches, escalating matters appropriately and in a timely manner
- Provide guidance to front-office and support teams on information barrier and market abuse policies and procedures
- Maintain evidence, logs, and audit trails for decisions, approvals, escalations, and monitoring activities
- Support regulatory and internal reporting, management information production, and periodic certification processes
- Contribute to policy updates, control enhancements, and process improvement initiatives
- Partner with Compliance, Legal, Risk, Human Resources, and business stakeholders on ongoing matters and broader compliance projects
What You Bring
- Bachelor’s degree, preferably in business, finance, economics, law, or a related field
- 5+ years of compliance experience within a financial institution, including familiarity with key regulatory requirements
- Experience in Control Room, surveillance, market abuse, or other markets-regulatory disciplines
- Strong ability to prioritize effectively and perform in a fast-paced, high-pressure, and evolving environment
- A proactive, self-directed approach with the ability to manage projects independently
- Clear written and verbal communication skills, with strong judgment and close attention to detail
- Proficiency with Microsoft Excel, Word, PowerPoint, and other relevant technology tools
- Broad knowledge of financial products and the financial services industry is a plus
