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Regulatory Associate (5+ PQE)

Kingsley Napley LLP -
London

Job details

12 days ago

Qualifications

Marketing

Full job description

Title:

Regulatory Associate (5+ PQE)

Hours:

9:30 am - 5:30 pm and as required, flexible applications considered

Working week:

Monday - Friday

Department:

Regulatory

Purpose of job:

Kingsley Napley acts for a number of the UK’s leading professional regulators and the lawyer acting on their behalf is responsible for investigating cases against regulated professionals who are alleged to have breached professional, ethical, or regulatory standards.

The Regulatory Associate will run theirown litigation caseload to assist the Regulatory team in the provision of services to the firm’s professional discipline clients.

This role will involve:

Taking responsibility for the strategic direction of investigations, and efficient case progression and financial management of cases
Reviewing complaints, evidence, and investigation reports;
Advising regulators on the appropriate charges or allegations to bring;
Assessing whether there is sufficient evidence of misconduct, incompetence, or breaches of professional standards;
Preparing legal documents, witness statements, and evidentiary materials;
Ensuring that proceedings are conducted fairly and in accordance with relevant legislation, regulations, and procedural rules;
Recommending or arguing for appropriate sanctions where misconduct is proven;
Instructing experts and counsel;
Direction and supervision of paralegals;
Planning and delivering team training;
Producing clear, engaging marketing materials that demonstrate expertise and other ad hoc marketing activity;

Compliance with the SRA Handbook and where appropriate the BSB Handbook

Title:

Hours:

Working week:

Department:

Purpose of job:

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