Job Summary
We are seeking a proactive and detail-oriented Legal Compliance Officer to join our dynamic team. In this vital role, you will oversee the organization’s adherence to legal standards, internal policies, and industry regulations. Your expertise will ensure that our operations remain compliant, ethical, and transparent, fostering trust with stakeholders and safeguarding the company’s reputation. This position offers an exciting new opportunity to lead compliance initiatives, conduct thorough audits, and promote a culture of integrity across all departments.
The role will cover ICO/UK GDPR, SRA and FCA compliance, audit, governance, supplier due diligence and compliance training.
Duties
- Develop, implement, and maintain comprehensive compliance programs aligned with current legal requirements and industry best practices.
- Conduct regular audits and quality assurance checks to verify adherence to policies and identify areas for improvement.
- Monitor changes in relevant laws and regulations, providing timely updates and training to staff members.
- Investigate compliance issues or breaches, documenting findings and recommending corrective actions.
- Collaborate with internal teams to embed compliance measures into daily operations and strategic initiatives.
- Prepare detailed reports on compliance status, audit results, and risk assessments for senior management.
- Serve as the primary point of contact for regulatory agencies during inspections or inquiries, ensuring transparent communication.
Qualifications
- Proven experience in legal compliance, regulatory affairs, or quality assurance within a corporate environment.
- Strong understanding of legal standards applicable to the industry, including data protection, privacy laws, and corporate governance.
- Excellent analytical skills with the ability to interpret complex regulations and translate them into actionable policies.
- Exceptional attention to detail coupled with strong organizational skills for managing multiple audits and documentation processes.
- Effective communication skills to train staff, report findings clearly, and liaise with external regulators.
- Bachelor’s degree in Law, or a related field; advanced certifications in compliance or legal studies are a plus.
- Nice-to-have: experience in quality assurance practices that enhance compliance effectiveness.
About You
We are looking for someone who is confident, analytical, highly organised and not afraid to challenge.
You will need to be able to question established practices, investigate difficult issues and remain positive and motivated when faced with seemingly insurmountable challenges.
A qualified solicitor is preferred, particularly with experience in regulatory compliance, consumer finance, financial services, data protection or an SRA-regulated environment.
Most importantly, you will be someone who takes ownership, finds solutions and is prepared to stand up for individual consumers when challenging powerful financial institutions.
Benefits:
- Casual dress Fridays
- Quarterly bonus
- Company events
- Company pension
- Flexitime
- Additional annual leave will accrue in line with your length of service
- Employee benefit scheme
- Bright Exchange – exclusive discounts on food, travel, retail and more
- Modern office
Apply now with your CV and a brief covering letter explaining why you are interested in the role.
Benefits:
- Additional leave
- Company events
- Company pension
- Flexitime
- Health & wellbeing programme
- Transport links
Work Location: In person
