This role sits within the Periodic Reviews team and is responsible for reviewing and assuring the accuracy of Anti-Money Laundering (AML) due diligence information gathered during ongoing monitoring. The position involves conducting reviews, identifying financial crime risks, and ensuring compliance with regulatory requirements and internal policies.
Key responsibilities
- Periodic Reviews & Trigger Events:Conduct scheduled reviews and assess client files following trigger events.
- Transaction Monitoring:Review transactional activity toidentifyunusual or suspicious patterns.
- Screening Management:Clear ongoing screening alerts, including PEP, sanctions, and adverse media hits.
- Risk Identification & Investigation:Identifyfinancial crime risks on client accounts and perform investigations using public sources and specialist databases.
- Quality Assurance:Perform first-line QA checks to ensure client files are complete,accurate, and compliant with company policies.
- AML Expertise:Provide subject matterexpertiseon AML to internal stakeholders andassistwith AML-related queries across departments.
- Payment & Source of Funds Reviews:Review and approve third-party payments and source of funds requests.
- Policy & Procedure Compliance:Ensure adherence to internal policies and regulatory requirements;assistin drafting and updating procedure documents.
- Training & Development:Support training initiatives for staff on AML processes and best practices.
- Continuous Learning:Stay informed on developments in AML regulations and financial crime trends.
- BAU & Projects:Assist with business-as-usual tasks andparticipatein ad-hoc projects asrequired.
Regulatory responsibilities | Compliance/T&C
- Ability todemonstratean understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
- Understand,followanddemonstratecompliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies.
About you | Qualifications, skills and strengths
Essential:
- Strong working knowledge of AML guidance, regulations, and best practices.
- Exceptional attention to detail and accuracy.
- Proactive and self-motivated, with the ability to manage own workload, delegate effectively, and meet deadlines without compromising quality.
- Ability to review client accounts andidentifypotential financial crime risks.
- Strong interpersonal skills with the ability to work collaboratively across all levels of the business.
- Demonstrated influencing skills, sound judgment, and business acumen.
- Experience conducting PEP, sanctions, and adverse media screening.
- Knowledge of trust, corporate, and offshore structures.
- Proficiencyin Microsoft Excel (advanced Excel skills are an advantage).
Desirable:
- Experience in transaction monitoring.
- Previousexperience within investment or wealth management.
- Professional qualification in Financial Crime Compliance (e.g., ICA, CAMS).
- A law degree or equivalent qualification.
At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.
We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.
To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
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