Compliance assistant Work, Jobs in Surrey (with Salaries)

Compliance Assistant
Axi —London
- Bachelor's degree
- Financial services
- Business
- Annual leave
9d
Assistant Vice President, Compliance Technology Analyst
MUFG —London
- Full-time
- SQL
- Machine learning
- Organisational skills
12d
Audit Cross-Function - Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- SharePoint
- Annual leave
Assistant General Counsel
Marsh —London
- Full-time
- Project management
- Contracts
- Communication skills
12d
Legal Secretary - Residential Property
Mallory Pryce —London
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
EMEA Legal Counsel - Assistant Vice President
iCapital —London
- Communication skills
- Negotiation
Compliance Assistant FTC
Charles Russell Speechlys —London
- Full-time
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Administrative experience
Compliance Assistant
Battersea Dogs & Cats Home —London
- £26,224 a year
- Full-time
- Hybrid work
- IT
- Annual leave
- Employee assistance programme
3d
Assistant General Counsel
Thomson Reuters —London
- Full-time
- Hybrid work
- Maintenance
- Machine learning
- Accounting
Legal Assistant
Nord Anglia Education —London
- Microsoft Office
- Communication skills
- School
3d
Assistant General Counsel – ESG
Neuberger Berman —London
- Full-time
- Organisational skills
- Financial services
- Negotiation
11d
Assistant General Counsel - R&D
GlaxoSmithKline —London
- Full-time
- Hybrid work
- English
- Travel
- Leadership
9d
Assistant General Counsel, Legal & Risk
FTI Consulting —London
- Full-time
- Organisational skills
- Contracts
- Communication skills
10d

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Assistant Vice President, Compliance Technology Analyst
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Compliance Assistant

Axi
London

Apply Now

Job details

9 days ago

Benefits

Annual leave
Company pension
Paid volunteer time

Qualifications

Law
Bachelor's degree
Financial services
Business
Communication skills

Full job description

Please note that we will only be able to accept candidates who have the appropriate rights and documentation for employment in London, United Kingdom.

Who We Are.

Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting. Our business has evolved into a world-class, multifaceted brokerage with offices in six regions. With heavy investment in the latest trading technology, Axi seeks to offer the most comprehensive end-to-end trading experience available, servicing traders of all levels from beginners to institutional-level clients.

Let's talk about the cool stuff you will do at Axi!

The role is to work within the Risk Department to support the organisation's compliance framework by helping ensure that regulatory obligations, internal policies, and risk‑management standards are understood, implemented, and maintained across the business.

Your EDGE Assignment/You Will

Provide support across a broad range of Compliance activities, including:

Assisting with the implementation and ongoing monitoring of AI and automation initiatives within the Compliance function
Creating and maintaining Compliance training modules and supporting the delivery of staff training
Administering and maintaining the Compliance Management System, Learning Management System, and other critical governance systems
Assisting with various ad hoc and ongoing compliance tasks as assigned

Are you the one?

Fresh graduates are encouraged to apply. Relevant internship experience in Compliance, Risk, Legal, Governance, or a related field would be advantageous.
Bachelor's degree in Law, Business, Commerce, Finance, or a related discipline is preferred. Candidates from other academic backgrounds are also welcome to apply.
Strong interest in building a career in Compliance within the financial services industry.
Excellent communication skills with the ability to respond to internal departmental queries and work collaboratively with stakeholders.
Strong attention to detail and a high level of accuracy when handling administrative and compliance-related tasks.
Organised, proactive, and eager to learn, with the ability to adapt quickly in a fast-paced environment.
Willingness to learn and support day-to-day compliance activities, including complaint handling, compliance training administration, and governance processes.
Ability to work independently while also collaborating effectively within a global Compliance team.
Exposure to Compliance Management Systems (CMS), Learning Management Systems (LMS), AI or automation tools would be an advantage, but is not essential as training will be provided.

Axi's bag of delights

25 days annual leave
5 days paid study leave
1 paid volunteer day leave
Health Insurance for self and option to include dependents.
Pension Membership
Life Assurance

Axi's interview journey

Talent Acquisition Interview (60 minutes)
Hiring Manager Interview (60 minutes)
Final Interview with Global Head of Compliance (45 minutes)

Please note that our organization works with recruitment agencies on a pre-approved basis only. A recruitment agency that wishes to submit candidate profiles or resumes for consideration must obtain prior written consent from our talent acquisition team. We do not accept unsolicited resumes from recruitment agencies, and we will not be responsible for any fees related to unsolicited resumes. Should we receive an unsolicited resume from a recruitment agency that does not have prior written consent, we will not be responsible for the payment of any fees related to the recruitment of the candidate represented in the unsolicited resume.

At Axi, we prioritize creating a workplace that upholds fairness and respect for all. We encourage every individual within our community to contribute towards a culture where everyone feels a sense of belonging and is treated with the dignity they deserve. We make all employment-related decisions—whether in hiring, compensation, training, performance reviews, or termination—based on merit and without bias, ensuring equal opportunities for everyone. We consciously work to identify and overcome any unconscious biases, with a commitment to fostering an inclusive environment where every employee and candidate feels genuinely welcomed and valued.

Apply Now

Refine Your Search

compliance assistant jobs in surrey

Compliance Assistant

Assistant Vice President, Compliance Technology Analyst

Audit Cross-Function - Assistant Vice President

Assistant General Counsel

Legal Secretary - Residential Property

EMEA Legal Counsel - Assistant Vice President

Compliance Assistant FTC

Compliance Assistant

Assistant General Counsel

Legal Assistant

Assistant General Counsel – ESG

Assistant General Counsel - R&D

Assistant General Counsel, Legal & Risk

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