Compliance specialist Work, Jobs in Birmingham, Eng (with Salaries)

Compliance & Risk Officer
SHAHEEN EXCHANGE & TRAVELS LTD —Birmingham
- £17.95 - £25.13 an hour
- Full-time
- Hybrid work
- Microsoft Word
- Analysis skills
- Bachelor's degree
- Sick pay
Quick apply
6d
Records Operations Director
SMUF Mail & Records Services Ltd —Birmingham
- £78,000 - £98,000 a year
- Full-time
- Microsoft Office
- Team management
- Recruiting
Quick apply
1h
Public Health Programme Officer - Healthy Places
Solihull Metropolitan Borough Council —Solihull
- £45,091 - £51,356 a year
- Part-time
- Hybrid work
- English
- Presentation skills
- No degree
- Annual leave
- Employee assistance programme
12d
Senior Compliance Officer
NFP Corp —Birmingham
- Full-time
- Hybrid work
- Organisational skills
- Financial services
- Annual leave
- Employee discount
Head of Branch Support
Helping Hands —Alcester
- Up to £75,000 a year
- Hybrid work
- Continuous improvement
- Leadership
- Communication skills
Quick apply
M365 Modern Workspace Specialist
Warwickshire Police —Leek Wootton
- £50,949 - £57,186 a year
- Full-time
- Hybrid work
- Continuous improvement
- SharePoint
- Communication skills
10h
Insurance Compliance Officer
Niche Cover Ltd —Halesowen
- £35,000 - £42,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Outlook
- Free parking
- Annual leave
Quick apply
11d
Regulatory Specialist
Cadent Gas —Coventry
- £50,940 - £59,931 a year
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee discount
Fleet Delivery Specialist
Volvo Group —Warwick
- Hybrid work
- Microsoft Excel
- Travel
- IT
- Employee assistance programme
- Employee discount
Data Protection Advisor
Warwickshire Police —Leek Wootton
- £50,949 - £57,186 a year
- Full-time
- Travel
- Communication skills
4d
Supplier Relationship Specialist
NFU Mutual —Stratford-upon-Avon
- £45,000 - £55,000 a year
- Full-time
- Annual leave
- Employee discount
6d
IAA/OISC Level 1 Caseworker
Quick Immigration Solutions —Birmingham
- From £24,454 a year
- Part-time
- Management
- Organisational skills
- In-person
Quick apply
HR Compliance Specialist
Select Engineering —Coventry
- £28.43 an hour
- Call to connect
- Microsoft Powerpoint
- Microsoft Word
- Data analysis skills
Operations Analyst
Xeal Pharma Limited —Birmingham
- £30,000 - £35,000 a year
- Full-time
- SQL
- Analysis skills
- Continuous improvement
- Free parking
Quick apply
4d
Intelligence Bureau Manager
Department for Work and Pensions —Birmingham
- £44,447 - £51,528 a year
- Overtime
- Hybrid work
- Presentation skills
- Travel
- Leadership
- Annual leave
- Employee assistance programme
12d
Senior Compliance Coordinator
SE Controls —Lichfield
- Full-time
- Hybrid work
- Microsoft Office
- Bachelor's degree
- Continuous improvement
- Health & wellbeing programme
- Life insurance
Quick apply
4d
Digital Content Specialist
E.ON UK Ltd —Solihull
- £46,636 - £58,937 a year
- Full-time
- Hybrid work
- Agile
- Communication skills
- Analytics
Neuroscience Sales Specialist - Birmingham, AL
Teva —Birmingham
- £88,000 - £160,000 a year
- Weekend availability
- Writing skills
- Analysis skills
- Bachelor's degree
- Employee stock purchase plan
- Annual leave
10d
Income & Financial Inclusion Officer
Trident Group —Birmingham
- £32,569.13 - £37,384.00 a year
- Full-time
- Presentation skills
- Communication skills
- Annual leave
- Employee assistance programme
Quick apply
10d
Specialist SEND Administration Manager
Shireland Collegiate Academy Trust —Smethwick
- £37,280 - £41,772 a year
- Full-time
- Microsoft Office
7d

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compliance specialist jobs near birmingham, eng

Compliance & Risk Officer

SHAHEEN EXCHANGE & TRAVELS LTD
Birmingham

Quick apply

Job details

Full-time
£17.95 - £25.13 an hour
6 days ago

Benefits

Casual dress
Company pension
Sabbatical
Sick pay

Qualifications

Microsoft Word
Financial Conduct Authority guidelines
Compliance audits
Analysis skills
Organisational compliance experience
Compliance management
Bachelor's degree
Risk management
Financial compliance & regulatory experience
Accounting
Communication skills
Banking
Client onboarding compliance checks
Corporate regulatory compliance oversight

Full job description

About the Role

We are seeking an experienced and motivated Compliance & Risk Officer to join our growing

Financial Services business. This is an excellent opportunity for a professional with experience in Banking, Foreign Exchange, Payments, FinTech or another regulated financial institution who is passionate about regulatory compliance, financial crime prevention, risk assessment & mitigation management. The successful candidate will play a key role in maintaining the firm's compliance framework, ensuring compliance with UK regulatory requirements and supporting the business in delivering a strong culture of governance, risk mitigation management and financial crime prevention.

Key Responsibilities

1: Maintain and continuously improve the company's Compliance Framework, including policies, procedures, systems and internal controls to ensure ongoing regulatory compliance.

2: Monitor and ensure compliance with applicable UK regulations, including Anti-Money

Laundering (AML) legislation, FCA requirements and internal compliance standards.

3: Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and Risk Mitigation

Assessments for new and existing customers, ensuring appropriate customer risk assessments are completed.

4: Perform ongoing customer and transaction monitoring to identify unusual or suspicious activity and ensure compliance with AML and financial crime regulations.

5: Investigate internal compliance alerts, Suspicious Activity Reports (SARs) and financial crime investigations where appropriate (MLRO responsibility).

6: Maintain and review the firm's AML Risk Assessment, applying a risk-based approach to

identify, assess and mitigate financial crime risks.

7: Conduct compliance monitoring activities, branch inspections and internal compliance reviews to ensure adherence to company policies and regulatory obligations.

8: Maintain accurate regulatory records, compliance manuals, policies and procedures, ensuring documentation remains up to date and audit ready.

9: Conduct sanctions, Politically Exposed Person (PEP) and adverse media screening to support effective customer risk management.

10: Prepare compliance reports and risk mitigation management information to support

governance, regulatory oversight and business decision-making.

11: Support the delivery of AML and Compliance training, promoting awareness of regulatory

responsibilities across the business.

12: Identify opportunities to strengthen compliance processes, internal & regulatory controls,

supporting the continuous improvement of the firm's compliance and risk management

framework.

Candidate Profile

● Minimum 2 years' experience within Banking, Foreign Exchange, Payments, FinTech, Money

Services or another regulated financial services environment.

● Practical experience in Compliance, AML, KYC, CDD, EDD, Risk Management or Financial

Crime Prevention.

● Good understanding of UK Anti-Money Laundering Regulations, the Money Laundering

Regulations 2017, the Proceeds of Crime Act 2002, and applying a risk-based approach.

● Knowledge of FCA regulatory expectations, customer due diligence, sanctions screening,

Politically Exposed Persons (PEPs), transaction monitoring and customer risk assessments.

● Strong analytical, organisational and problem-solving skills with excellent attention to detail.

● Excellent written and verbal communication skills with the ability to work collaboratively across the business.

● Proficient in Microsoft Word and Outlook.

● Degree-level education.

● A proactive, professional and adaptable approach with a genuine interest in developing a

long-term career within Compliance and Risk Management.

Education

Bachelor's degree in Finance or Accounting (preferred).

Benefits

● Casual dress

● Company pension

● Sick pay

● Ongoing professional development and training

● Career progression opportunities

Working Schedule

Monday to Friday

Work Location

Hybrid – Birmingham. Applicants should be able to reliably commute to Birmingham or plan to

relocate before commencing employment.

Why Join Us?

This is an excellent opportunity to become part of a growing financial services business where

compliance, integrity and customer trust are at the heart of everything we do. You will work alongsideexperienced professionals, develop specialist knowledge in Compliance, Risk Assessment and Financial Crime Prevention, and contribute to strengthening the organisation's compliance framework while building a rewarding long-term career.

How to Apply

Send your CV plus a summary of your compliance experience to: [email protected]

All applications will be treated confidentially. Background and reference checks form part of the appointment process.

Pay: £17.95-£25.13 per hour

Benefits:

Company pension
Sabbatical
Sick pay

Work Location: Hybrid remote in Birmingham

Quick apply

Refine Your Search

compliance specialist jobs in birmingham, eng

Compliance & Risk Officer

Records Operations Director

Public Health Programme Officer - Healthy Places

Senior Compliance Officer

Head of Branch Support

M365 Modern Workspace Specialist

Insurance Compliance Officer

Regulatory Specialist

Fleet Delivery Specialist

Data Protection Advisor

Supplier Relationship Specialist

IAA/OISC Level 1 Caseworker

HR Compliance Specialist

Operations Analyst

Intelligence Bureau Manager

Senior Compliance Coordinator

Digital Content Specialist

Neuroscience Sales Specialist - Birmingham, AL

Income & Financial Inclusion Officer

Specialist SEND Administration Manager

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