Audit Work, Jobs in Reading, Eng (with Salaries)

Trainee Compliance Officer
Rosemount Financial Solutions Ltd —Basingstoke
- £26,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Compliance Service Delivery Lead
Lifetime Legal Ltd —Wokingham
- Up to £35,000 a year
- Full-time
- Management
- Customer service
- Organisational skills
Quick apply
5d
Internal Operations Auditor Associate (Lettings & Legislation)
LRG —Camberley
- Remote
- Administrative experience
- Communication skills
Quick apply
11d
Customs Compliance Specialist
AIT Worldwide Logistics, Inc. —Colnbrook
- Full-time
- English
- Travel
- Annual leave
Audit and Governance Committee Independent Members
Royal Borough of Windsor and Maidenhead —Maidenhead
- £650 a week
6d
Night Auditor
Danesfield House Hotel and Spa —Marlow
- £26,853 a year
- Full-time
- Hotel
- IT
- Hotel experience
- Free parking
- Store discount
Quick apply
6d
Management Systems Auditor (North & West London)
BSI —Slough
- IT
- Time management
- Annual leave
Software Compliance Engineer (Automotive)
Expleo —Guildford
- Engineering
- ERP systems
- Microsoft Office
Senior Auditor
West Berkshire Council —Newbury
- £37,280 - £48,226 a year
- Full-time
- English
- Analysis skills
- Communication skills
- Annual leave
- Employee discount
13d
Contract and Compliance Officer
OXFORDSHIRE COUNTY COUNCIL —Oxford
- £38,220 - £40,777 a year
- Part-time
- Microsoft Office
- Analysis skills
- Travel
- Annual leave
- Flexitime
Regulatory Compliance Supervisor (m/f/x)
3M —Bracknell
- Full-time
- Management
- Engineering
- Master's degree
- Flexible schedule
Enterprise Risk Analyst
Castle Trust Bank —Basingstoke
- Full-time
- Hybrid work
- Organisational skills
- Communication skills
- Employee assistance programme
- Employee discount
Quick apply
2d
VodafoneThree - Commercial Assurance Manager
Vodafone —Newbury
- Full-time
- Hybrid work
- Employee discount
Compliance Officer (Fixed Term Contract - 6 Months)
Affinity Trust —Thame
- £36,000 a year
- Full-time
- Hybrid work
- Data analysis skills
- Microsoft Office
- Contracts
- Employee discount
Quick apply
4d
Delegated Authority & Proposition Governance Specialist
Allianz —Guildford
- £45,000 a year
- Full-time
- Hybrid work
- Organisational skills
- Contracts
- Employee discount
14d
Aviation Security Risk Manager - Transformation (12 month FTC)
British Airways —Heathrow
- Full-time
- Computer networking
- Leadership
5d
Compliance Monitoring Manager - CAMO & Part 145
Flexjet —Farnborough
- Full-time
- Hybrid work
- Maintenance
Quick apply
QHSE & Compliance Manager
CBRE —Slough
- Full-time
- Management
- Microsoft Office
- Analysis skills
Legionella Risk Assessor
Concept —Reading
- £33,000 - £37,000 a year
- Overtime
- IT
- Annual leave
- Employee assistance programme
Quick apply
Tax Compliance Officer
CHEP —Addlestone
- Full-time
- Hybrid work
- Microsoft Excel
- ERP systems
- Project management
- Employee assistance programme
- Employee discount

I want to receive the latest job alerts for audit in reading, eng

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

audit jobs near reading, eng

Trainee Compliance Officer

Rosemount Financial Solutions Ltd
Basingstoke

Quick apply

Job details

Permanent | Full-time
£26,000 a year

Benefits

Company pension
Company events
Private medical insurance
On-site parking

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Office
Analysis skills
Organisational skills
IT
Financial services
Communication skills

Full job description

Company: Rosemount Financial Solutions (IFA) Ltd

Location: Basingstoke (in-office)

About Rosemount Financial Solutions (IFA) Ltd: Rosemount Financial Solutions (IFA) Ltd is a leading independent financial services network committed to providing tailored financial solutions to our clients. We pride ourselves on delivering exceptional service and guidance to help our advisers and their clients achieve their financial goals.

Position Overview:

The successful candidate will support the Compliance Team with a range of important monitoring and oversight activities, including reviewing annual reviews, mortgage case checking, and financial promotions reviews to help ensure regulatory and internal standards are met. The role will also involve regular interaction with advisers, providing support and guidance where required so strong communication skills are essential.

The position will play a key role in supporting adviser standards and helping to ensure good client outcomes, while contributing to the company’s compliance oversight framework and adherence to regulatory requirements.

This role is office-based and will involve regular use of Microsoft Teams for meetings and adviser support, so strong organisational and IT skills are essential.

Responsibilities:

Respond to adviser queries and provide support, taking into account compliance requirements, company processes, and good customer outcomes.
Carry out mortgage case checks to make sure cases are compliant, suitable, and meet both regulatory and internal standards, highlighting any issues or areas for improvement where needed.
Review annual reviews to ensure they are accurate, appropriate, and in line with company and regulatory requirements.
Review financial promotions, including marketing materials and social media content, to ensure they meet both the FCA & our standards.
Support with the administration of Professional Indemnity cover, helping to maintain records and ensure advisers and business activities remain appropriately covered.
Assist with handling and analysing data and MI relevant to adviser competence.
Being flexible and keen to get involved with other areas of Compliance, for example, audit preparation, complaint handling, and checking professional development levels of our advisers.
Collaborate with team members to ensure excellent client service and satisfaction.
Stay updated on mortgage industry regulations, compliance requirements, and best practices.

Qualifications and behaviours :

Good understanding of FCA rules and principles.
Strong written communication skills, with the ability to produce professional emails and reports.
Interest in the wider financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a busy team.
Good working knowledge of Microsoft Office, including Word, Excel, PowerPoint, and Teams.
Comfortable working within a fast-paced compliance team environment.
Financial services industry experience or qualifications are preferred but not essential.

A degree or previous industry experience is desirable but not essential for this role. We are more interested in someone who is keen to learn, has an interest in the industry, and wants to build a long-term career.

Benefits:

Hands-on training and mentorship from experienced colleagues. You will gain considerable compliance knowledge working in this Department, and Compliance is an excellent career path.
Pathway to gain recognised industry qualifications.
Exposure to diverse aspects of financial services.
Opportunity to work with a reputable and growing firm in the industry.
Competitive salary.

Pay: £26,000.00 per year

Benefits:

Company events
Company pension
On-site parking
Private medical insurance

Work Location: In person

Quick apply

Refine Your Search

audit jobs in reading, eng

Trainee Compliance Officer

Compliance Service Delivery Lead

Internal Operations Auditor Associate (Lettings & Legislation)

Customs Compliance Specialist

Audit and Governance Committee Independent Members

Night Auditor

Management Systems Auditor (North & West London)

Software Compliance Engineer (Automotive)

Senior Auditor

Contract and Compliance Officer

Regulatory Compliance Supervisor (m/f/x)

Enterprise Risk Analyst

VodafoneThree - Commercial Assurance Manager

Compliance Officer (Fixed Term Contract - 6 Months)

Delegated Authority & Proposition Governance Specialist

Aviation Security Risk Manager - Transformation (12 month FTC)

Compliance Monitoring Manager - CAMO & Part 145

QHSE & Compliance Manager

Legionella Risk Assessor

Tax Compliance Officer

I want to receive the latest job alerts for audit in reading, eng

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected