Junior quality assurance analyst Work, Jobs in Baker Street, Gtl (with Salaries)

Junior Compliance Analyst (5 month contract)
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Junior Compliance Analyst (5 month contract)

Rothschild & Co -
London

Apply Now

Job details

Full-time
4 days ago

Qualifications

Report writing
Report generation
Stakeholder liaison
Analysis skills
Continuous improvement
Risk management
Communication skills
Corporate regulatory compliance oversight
Project progress tracking
Progress tracking
Analytics

Full job description

About Us

Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets.

Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet.

We have 4,600 talented specialists on the ground in over 40 countries around the world, enabling us to deliver a unique global perspective across four market-leading business divisions – Global Advisory, Wealth Management, Asset Management and Five Arrows.

As a family-controlled business built on relationships, we place a huge emphasis on our people and finding the right colleagues to take our business forward.

Rothschild & Co is committed to an inclusive and supportive environment where different perspectives are valued. We are focused on the attraction and recruitment, development and retention and progression of high calibre talent to ensure we and our clients benefit from the value of difference.

Overview of Role

This position will play a vital role in delivering and improving the Compliance monitoring control framework for an expanding and progressive business. Assisting the Compliance Monitoring Manager on a day-to-day basis, the candidate will perform a wide variety of activities, including testing, reporting, co-ordination, and other assurance functions.

Key Responsibilities:

Monitoring

Carry out desk based and thematic reviews of the Global Advisory Business, as part of Rothschild & Co’s second line of defence and in line with the firm’s risk-based compliance monitoring programme
Develop effective processes improve monitoring and utilise tools to improve process and drive efficiencies
Enhance and build upon the existing ongoing monitoring programme and contribute to the ongoing development and refinement of the monitoring program by identifying opportunities to improve methodologies, testing approaches, reporting practices, and risk coverage
Conduct high quality and impactful independent Compliance reviews, including e-surveillance, to test and identify Compliance and Regulatory risks and ascertain the effectiveness of controls and provide assurance to senior management that the Business operating in accordance with applicable external regulations and within Group’s risk appetite
Coordination with stakeholders to execute monitoring activities and strengthen the monitoring framework
Presentation of monitoring activity findings and remediation requirements to Senior Management and key business stakeholders as required and ensure that remediation requirements, ownership, timelines, and expectations are clearly articulated, challenged where necessary, and appropriately escalated to support timely and effective resolution.
Draft clear, concise, and evidence-based monitoring reports, with findings, remediation actions, and executive summaries for review by senior management.
Tracking and validation of remedial action points, maintain oversight of agreed remediation plans and action items arising from monitoring activities. Track progress against agreed milestones, challenge delays, or insufficient remediation measures.
Contribute to management information, trend analysis, and thematic insights to support senior management understanding of emerging risks and control gaps.
Contribute to a culture of continuous improvement, professional challenge, and constructive engagement with the business.

Skills and Qualifications Required

Ideally experience in a Monitoring & Testing role preferably gained within Compliance monitoring function
Understanding of the Corporate Finance & Capital Markets, knowledge of relevant regulatory environment and applicability/mapping to the business.
Integrity, high sense of discretion and confidentiality
Methodical, structured, and rigorous approach to delivery of reviews
Strong problem solving and analytical skills
Excellent organisation skills
Ability to prioritise and work on own initiative
Excellent oral and written communication skills
Ability to foster strong working relationships within the team and with the businesses
Previous experience within a consulting environment would be highly valued, particularly where it has involved advising on business transformation, process optimisation, operating model design, or risk and control frameworks
A strong interest in data, process improvement, and Artificial Intelligence, is expected. Curiosity about leveraging data-driven insights to enhance efficiency, strengthen controls is key. Experience in using analytics solutions to streamline processes and deliver tangible business benefits would be desirable

Apply Now

Refine Your Search

junior quality assurance analyst jobs in baker street, gtl

Junior Compliance Analyst (5 month contract)

Health Services Intermediate Data Analyst

Contract and Commercial Analyst

Support Analyst (12 month FTC)

Analysts

Business Analyst - Supplier Data Cleansing

Pension Calculation Analyst

IT Systems Business Analyst

Senior Data Governance Analyst

Lead Analyst, Maiven Intelligence

Senior AML Analyst

Product Specialist - Data Products

Senior Digital Insight Analyst

Associate Principal-Healthcare Advisory

Senior Business Analyst

Senior Project Controls Data & Reporting Analyst

Senior Analyst - Technology Risk & Controls Assurance

Level 3 Support Analyst - AI Specialist

Test Automation Engineer

Senior Data Analyst

I want to receive the latest job alerts for junior quality assurance analyst in baker street, gtl

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