compliance consultant Work, Jobs in birmingham (with Salaries)

Compliance Consultant
PRIMIS Mortgage Network —Solihull
- £28,000 - £30,000 a year
- Full-time
- Hybrid work
- Financial services
Resourcing Officer
Walsall Healthcare NHS Trust —Walsall
- £28,392 - £31,157 a year
- Full-time
- Remote
- Human resources
3h
Compliance Management Executive
AFH Financial Group —Bromsgrove
- Full-time
- Hybrid work
- Communication skills
GRC Consultant
NTT Ltd —Birmingham
- Customer service
- English
- Analysis skills
Health & Safety Compliance Officer
BHI Ltd —Bromsgrove
- £40,000 - £55,000 a year
- Temporary
- In-person
- Communication skills
Quick apply
1d
GRC Consultant
NTT Data UK —Birmingham
- Customer service
- English
- Analysis skills
Compliance - Financial Crime (Business Intelligence Group), Analyst, Birmingham
Goldman Sachs —Birmingham
- Full-time
- Organisational skills
- In-person
- Communication skills
- Employee assistance programme
Assistant Health & Safety Consultant
Ridge & Partners LLP —Solihull
- Full-time
- Microsoft Office
- Travel
- Communication skills
Consultant in Public Health
NHS Staffordshire and Stoke-on-Trent Integrated Care Board —Stafford
- £94,356 - £108,814 a year
- Full-time
- Hybrid work
14d
Document Controller
AtkinsRéalis —Birmingham
- Full-time
- Hybrid work
- Microsoft Office
- Organisational skills
- Communication skills
Data Security Consultant - Cyber
SCC —Birmingham
- £90,000 - £110,000 a year
- Monday to Friday
- Hybrid work
- Spanish
- Computer Science
- English
9d
Information Governance Officer
Hays Specialist Recruitment - Education —Coventry
- £22.00 - £22.42 an hour
- Temporary
- Analysis skills
9d
Responsible Individual (Consultant)
Delphi Care Solutions —Birmingham
- Monday to Friday
- Hybrid work
Quick apply
Project Officer
West Midlands Police —Birmingham
- Full-time
- Hybrid work
- Annual leave
- Employee discount
15h
HR Policy Consultant
Civic Recruitment Limited —Dudley
- Hybrid work
- Human resources
Quick apply
2d
Senior Information Governance Security Consultant
Civica —Birmingham
- Full-time
- Hybrid work
- Travel
- Organisational skills
- IT
- Annual leave
- Referral programme
Quick apply
Consultant/Senior Consultant, Payroll Consulting
Deloitte —Birmingham
- Hybrid work
- Microsoft Powerpoint
- Oracle
- Analysis skills
Project Controls Analytics Consultant
AECOM —Birmingham
- Full-time
- Hybrid work
- Engineering
- SQL
- Analysis skills
8d
Senior Facilities Manager (Branches), Midlands & South
National Westminster Bank PLC —Birmingham
- £45,840 - £68,760 a year
- Full-time
- Hybrid work
- Customer service
- Travel
- Communication skills
- Annual leave
4d
Contract - Oracle Cloud P2P Consultant
Deloitte —Birmingham
- Hybrid work
- Oracle
- Analysis skills
- Project management

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compliance consultant jobs near birmingham

Compliance Consultant

PRIMIS Mortgage Network -
Solihull

Apply Now

Job details

Permanent | Full-time
£28,000 - £30,000 a year

Qualifications

Financial services

Full job description

Job Profile:

Financial Promotions Consultant – Compliance Consultant

PRIMIS Mortgage Network are the largest dedicated Mortgage & Protection Network in the UK with some 3000 advisors and circa 1000 partner AR firms nationally. PRIMIS form part of the LSL Property Services plc group.

We are recruiting for a Compliance Consultant to join our Financial Promotions department. The team are an integral part of our large Risk and Compliance function.

The role duties include the following – to review, approve and proactively develop Appointed Representative (AR) financial promotion communications in line with FCA and ASA requirements, to ensure promotion communications issued by our AR firms are clear, fair, and not misleading and play a prominent role in delivering good customer outcomes.

The role is a hybrid role with 2 days per week required at our HQ in Solihull and 3 days per week from home.

Main Accountabilities:

Provision of assistance and guidance to advisers so that all financial promotions are compliant ensuring the customer is at the heart of everything we do.
Ensure relevant policies and procedures are updated as necessary where things change.
Follow FCA rules and guidelines for financial promotions and adhere to the B2B and B2C approval processes.
Ensure timely and comprehensive oversight across all elements of financial promotions across all mediums.
Delivery of effective and efficient AR website & social media licence programmes.

Skills, Qualifications & Experience Required for the role:

Minimum of 2 years’ experience within the Mortgage & Protection financial services sector
CeMAP 123 (or equivalent) qualification is a compulsory requirement for the role.
Demonstrable knowledge of the UK mortgage and personal protection sector.
General knowledge of FCA regulation including Consumer Duty requirements.
Attention to detail.
Desire to learn and to grow with the role and regulatory requirements

Salary is between £28,000 and £30,000 per annum DOE

Applications in confidence to James McNee of PRIMIS / LSL's internal recruitment function [email protected]

We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.

LSL Property Services / PRIMIS Mortgage Network are dedicated to protecting your data – our Recruitment Privacy Notice can be viewed on the LSL Careers website

Apply Now

Refine Your Search

compliance consultant jobs in birmingham

Compliance Consultant

Resourcing Officer

Compliance Management Executive

GRC Consultant

Health & Safety Compliance Officer

GRC Consultant

Compliance - Financial Crime (Business Intelligence Group), Analyst, Birmingham

Assistant Health & Safety Consultant

Consultant in Public Health

Document Controller

Data Security Consultant - Cyber

Information Governance Officer

Responsible Individual (Consultant)

Project Officer

HR Policy Consultant

Senior Information Governance Security Consultant

Consultant/Senior Consultant, Payroll Consulting

Project Controls Analytics Consultant

Senior Facilities Manager (Branches), Midlands & South

Contract - Oracle Cloud P2P Consultant

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