Group compliance advisory assistant Work, Jobs in Bradley Fold (with Salaries)

Group Compliance Advisory Assistant
Marlborough Group —Bolton
- Full-time
- Hybrid work
- English
- Communication skills
Quick apply
Assistant Director of Inclusion & Send
Salford City College —Salford
- £38,035 - £47,270 a year
- Full-time
- Military
- Free parking
- Employee discount
9d
Assistant Accountant - FTC 9 Months
MAG (Mines Advisory Group) —Manchester
- £28,620 a year
- Data analysis skills
- Analysis skills
- Communication skills
- Annual leave
- Employee assistance programme
Quick apply
4d
Orthotist
Lancashire Teaching Hospitals NHS Foundation Trust —Preston
- £39,959 - £48,117 a year
- Full-time
- Rehabilitation centre
- Care plans
2d
R&D Tax Manager/ Assistant Manager
Saffery —Manchester
- Full-time
- Hybrid work
- Leadership
- Tax experience
- Profit sharing
- Annual leave
Business Tax Manager/Senior Manager
Menzies LLP —Manchester
- Full-time
- Hybrid work
- Microsoft Office
- Accounting
- IT

More jobs to discover

Find similar jobs that you might be interested in.

Assistant Director of Inclusion & Send
Salford City College —Salford
Additionally, you will ensure the college remains inspection-ready through robust self-assessment, quality assurance processes, and the development of evidence…
£38,035 - £47,270 a year
9d
Assistant Private Secretary for Director General
Home Office —Liverpool
Nationals of the EU, Switzerland, Norway, Iceland or Liechtenstein and family members of those nationalities who have made a valid application for settled or…
£41,750 - £48,250 a year
7d

I want to receive the latest job alerts for group compliance advisory assistant in bradley fold

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Group Compliance Advisory Assistant

Marlborough Group -
Bolton

Quick apply

Job details

Permanent | Full-time

Benefits

Cycle to work scheme
Company pension
Private medical insurance

Qualifications

GCSE
English
Communication skills

Full job description

Job Title: Group Compliance Advisory Assistant

Department: Group Compliance

Location: Bolton

Hours of work: Monday to Friday 9:00am - 5:00pm

Holiday Entitlement: 25 days plus statutory bank holidays

Role Purpose:

Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver Compliance advice, oversight and challenge to the business in support of the right customer outcomes.

Key Responsibilities:

Provide advice and guidance to the business in response to compliance queries. This includes both FCA rules / guidance and anti-financial crime rules / guidance.
Support the delivery of the Group's anti-financial crime framework by undertaking the timely investigation and resolution of daily name screening alerts, applying judgement to identify potential matches and referring these to the MLRO; maintaining the Politically Exposed Persons (PEP) register, supporting the handling of MLRO referrals; collating and producing management information (MI) and conducting quality assurance sampling of onboarding activities.
Conduct regular monitoring such as market abuse, best execution and conduct attestations.
Maintain the Insider and Market Soundings register and approve Personal Account Dealing (PAD) requests.
Maintain and monitor Gifts and Hospitality, including reconciliation against expense claims.
Support regulatory horizon scanning activities by updating the regulatory change tracker with publications and assisting the initial assessment of their relevance and potential business impacts.
Assist in maintaining the firm's compliance policies and procedures, considering best practices and any regulatory changes.
Represent Compliance at forums, working groups and other meetings.
Promote a strong compliant culture within the business, through engagement and activities such as regulatory training.

Knowledge, Skills & Qualifications

Essential Skills:

Able to problem solve and deal with queries.
Able to prioritise and work to strict guidelines.
Attention to detail.
Strong written and verbal communication skills.
Good numeric skills.

Beneficial Skills:

Able to persuade and influence.
Good stakeholder management at all levels.

Essential Qualifications:

5 GCSE's Grade A-C (must include Mathematics and English)

Beneficial Qualifications:

Completion or working towards the Investment Operations Certificate (IOC).
An industry recognised financial crime qualification.

Essential Experience:

12 months experience working within a similar role sector.

Beneficial Experience:

Familiarity with FCA regulations, including the FCA Principles for Businesses and Handbook.
Experience in anti-financial crime role, including money laundering and sanctions.

Essential Personal Qualities:

Work collaboratively as part of a team.
Able to work under pressure.
Positive attitude.
Flexible and able to learn quickly.
Friendly and approachable.
Resilient.

Other Entitlements:

Competitive salary with annual salary reviews
9% non-contributory pension
Annual discretionary bonus scheme
Long Term Incentive Plan (LTIP)
Private Healthcare Scheme with Dental and Optical Care
Death in Service at 5x Annual Salary
35 Hour working week
Training for IOC and other relevant qualifications
Study Leave
Cycle2Work Scheme
Eye Test Reimbursement
Your Birthday off
13 weeks full paid maternity leave
2 weeks full paid paternity leave

Quick apply

Refine Your Search

group compliance advisory assistant jobs in bradley fold

Group Compliance Advisory Assistant

Assistant Director of Inclusion & Send

Assistant Accountant - FTC 9 Months

Orthotist

R&D Tax Manager/ Assistant Manager

Business Tax Manager/Senior Manager

More jobs to discover

I want to receive the latest job alerts for group compliance advisory assistant in bradley fold

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected