Compliance assistant Work, Jobs in Burscough, Lan (with Salaries)

Group Compliance Advisory Assistant
Marlborough Group —Bolton
- Full-time
- Hybrid work
- English
- Communication skills
Quick apply
Legal Assistant - Compliance
Bond Turner —Liverpool
- Full-time
- Computer literacy
- Organisational skills
- In-person
Quick apply
2d
Property Compliance Assistant
Autism Initiatives —Bootle
- £23,211 a year
- Full-time
- Administrative experience
- Communication skills
6d
Legal Assistant - Commercial Property
Eventus Recruitment Group —Blackburn
- £25,000 - £28,000 a year
- Hybrid work
- Organisational skills
- Financial services
- Communication skills
- Free parking
- Employee discount
National Major Trauma Registry Co-Ordinator / Clinical Audit Assistant
Wrightington, Wigan and Leigh Teaching Hospitals NHS Foundation Trust —Wigan
- £28,392 - £31,157 a year
- Part-time
3d
Family Legal Assistant
Paul Crowley & Co Solicitors —Liverpool
- Hybrid work
- No degree
- IT
- Communication skills
- Free parking
Quick apply

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compliance assistant jobs near burscough, lan

Group Compliance Advisory Assistant

Marlborough Group -
Bolton

Quick apply

Job details

Permanent | Full-time

Benefits

Cycle to work scheme
Company pension
Private medical insurance

Qualifications

GCSE
English
Communication skills

Full job description

Job Title: Group Compliance Advisory Assistant

Department: Group Compliance

Location: Bolton

Hours of work: Monday to Friday 9:00am - 5:00pm

Holiday Entitlement: 25 days plus statutory bank holidays

Role Purpose:

Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver Compliance advice, oversight and challenge to the business in support of the right customer outcomes.

Key Responsibilities:

Provide advice and guidance to the business in response to compliance queries. This includes both FCA rules / guidance and anti-financial crime rules / guidance.
Support the delivery of the Group's anti-financial crime framework by undertaking the timely investigation and resolution of daily name screening alerts, applying judgement to identify potential matches and referring these to the MLRO; maintaining the Politically Exposed Persons (PEP) register, supporting the handling of MLRO referrals; collating and producing management information (MI) and conducting quality assurance sampling of onboarding activities.
Conduct regular monitoring such as market abuse, best execution and conduct attestations.
Maintain the Insider and Market Soundings register and approve Personal Account Dealing (PAD) requests.
Maintain and monitor Gifts and Hospitality, including reconciliation against expense claims.
Support regulatory horizon scanning activities by updating the regulatory change tracker with publications and assisting the initial assessment of their relevance and potential business impacts.
Assist in maintaining the firm's compliance policies and procedures, considering best practices and any regulatory changes.
Represent Compliance at forums, working groups and other meetings.
Promote a strong compliant culture within the business, through engagement and activities such as regulatory training.

Knowledge, Skills & Qualifications

Essential Skills:

Able to problem solve and deal with queries.
Able to prioritise and work to strict guidelines.
Attention to detail.
Strong written and verbal communication skills.
Good numeric skills.

Beneficial Skills:

Able to persuade and influence.
Good stakeholder management at all levels.

Essential Qualifications:

5 GCSE's Grade A-C (must include Mathematics and English)

Beneficial Qualifications:

Completion or working towards the Investment Operations Certificate (IOC).
An industry recognised financial crime qualification.

Essential Experience:

12 months experience working within a similar role sector.

Beneficial Experience:

Familiarity with FCA regulations, including the FCA Principles for Businesses and Handbook.
Experience in anti-financial crime role, including money laundering and sanctions.

Essential Personal Qualities:

Work collaboratively as part of a team.
Able to work under pressure.
Positive attitude.
Flexible and able to learn quickly.
Friendly and approachable.
Resilient.

Other Entitlements:

Competitive salary with annual salary reviews
9% non-contributory pension
Annual discretionary bonus scheme
Long Term Incentive Plan (LTIP)
Private Healthcare Scheme with Dental and Optical Care
Death in Service at 5x Annual Salary
35 Hour working week
Training for IOC and other relevant qualifications
Study Leave
Cycle2Work Scheme
Eye Test Reimbursement
Your Birthday off
13 weeks full paid maternity leave
2 weeks full paid paternity leave

Quick apply

Refine Your Search

compliance assistant jobs in burscough, lan

Group Compliance Advisory Assistant

Legal Assistant - Compliance

Property Compliance Assistant

Legal Assistant - Commercial Property

National Major Trauma Registry Co-Ordinator / Clinical Audit Assistant

Family Legal Assistant

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