Vice president of compliance Work, Jobs in Harlington, Gtl (with Salaries)

Office of Regulatory Relations, Regional Country Compliance, Vice President, London
Goldman Sachs —London
- Full-time
- Analysis skills
- Financial services
- Communication skills
- Employee assistance programme
11d
EMEA Anti-Corruption Compliance Officer - Vice President
JPMorganChase —London
- Full-time
- Analysis skills
- Project management
- Financial services
4d
Compliance Monitoring Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Financial services
- Communication skills
- Banking
- Annual leave
Global Markets Compliance (Vice President)
Nomura —London
- Sales
- Analysis skills
- Organisational skills
Financial Crime Compliance - Assistant Vice President
Mizuho —London
- Hybrid work
- Organisational skills
- Banking
- Time management
- Annual leave
Assistant Vice President, Compliance Technology Analyst
MUFG —London
- Full-time
- SQL
- Machine learning
- Organisational skills
10d
Internal Audit - Associate/Vice President
JPMorganChase —London
- Full-time
- Bachelor's degree
- Organisational skills
- Business
Markets Compliance - Vice President
JPMorganChase —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London
Goldman Sachs —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance programme
VP, Global Commercial Compliance
Nium —London
- Full-time
- Hybrid work
- Employee assistance programme
Audit Cross-Function - Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- SharePoint
- Annual leave
Senior Audit Manager – AI Governance and Risks - Senior Vice President
Citi —London
- Full-time
- Hybrid work
- Management
- Data analysis skills
- Master's degree
- Employee assistance programme
- Employee discount
3d
Vice President, Technology Audit
BlackRock Investments —London
- Hybrid work
- Engineering
- Project management
- Bachelor's degree
- Work from home
AVP, Internal Audit
Chubb —London
- Full-time
- Hybrid work
- Bachelor's degree
- No degree
- Travel
- Annual leave
- Employee assistance programme
11d
EMEA Legal Counsel - Assistant Vice President
iCapital —London
- Communication skills
- Negotiation
VP Counsel
PIMCO —London
- Full-time
- Analysis skills
- Financial services
- Communication skills
Audit Cross-Function - Quality Assurance Tester (AVP)
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Analysis skills
- Annual leave
VP, Legal Counsel – Data Privacy, Digital & Technology
PIMCO —London
- Full-time
- Analysis skills
- Financial services
- AI

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EMEA Anti-Corruption Compliance Officer - Vice President
JPMorganChase —London
Assist in corruption-related risk assessments, including expense monitoring activities. Working understanding of the U.S. Foreign Corrupt Practices Act, the UK…
4d
Sanctions Compliance Officer
Morgan Stanley —London
Address sanctions related queries from first line risk, business and operations groups, including sanctions applicable to securities transactions as well as…

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vice president of compliance jobs near harlington, gtl

Office of Regulatory Relations, Regional Country Compliance, Vice President, London

Goldman Sachs -
London

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Job details

Full-time
11 days ago

Benefits

Employee assistance programme

Qualifications

Change management
Analysis skills
Financial services
Communication skills

Full job description

OUR IMPACT

The Office of Regulatory Relations (ORR) protects the firm's regulatory reputation by managing its relationships with regulators and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm, lead the firm’s responses to regulatory examinations, audits and inquiries and oversee certain areas of enhancement.

ORR works closely with Global Compliance who prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risks; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches.

You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT

Are you looking for a Regulatory engagement and Compliance role which will give you exposure to all divisions of Goldman Sachs and at all levels? We are looking for a highly organised professional with strong analytical and communication skills to join our ORR and Regional Country Compliance (RCC) team

HOW YOU WILL FULFILL YOUR POTENTIAL

The ORR and RCC team have day to day oversight of the firm’s relationships with its regulators and acts as a point of central coordination for EMEA Compliance deliverables and reporting. The team is the first port of call for all regulatory interaction; the team handles enquiries from regulators across EMEA but primarily from the FCA and Senior Manager Function applications and associated reporting for EMEA. In addition to coordinating the programme of regulatory supervisory engagement, its responsibilities also include the management of regulatory audits by the FCA (which typically involve onsite meetings). As a member of the ORR and RCC team, your day to day role will involve:

Interpreting / clarifying regulatory requests for information.
Identifying data sources / owners, obtaining and reviewing data in order to produce the firm’s response to enquiries. This may include trading data, copies of electronic communications and voice recordings, client documentation, etc.
Liaising with the FCA / PRA to co-ordinate and arrange regulatory meetings, audits and reviews.
Working with other Compliance areas and the business to produce responses to information requests ahead of such audits/reviews; assist in the preparation for, and attend, related onsite meetings with the FCA.
Support the firm’s governance arrangements, including contributing to and managing the framework supporting the firm’s Senior Manager Arrangements
You will operate across regulatory programme workstreams to help facilitate and deliver solutions that meet the quality criteria established by Compliance Management
Provide analytical, documentary support to compliance project managers and other members of Compliance
Support and participate in working groups for solutions development and implementation of regulatory change
Produce Compliance Management reporting and materials
Oversee compilation and reporting of the annual EMEA Compliance business plan
Lead and participate in conduct initiatives for the EMEA Compliance division
Facilitate regulatory licensing applications and fee payments to support new and expanded business activities
Manage coordination of submission of Compliance-owned non-financial regulatory reports

SKILLS AND EXPERIENCE

Experience in UK Regulatory engagement role or similar function
Familiarity with UK and / or EU financial services regulatory framework
Experience in Compliance or a risk-based function
Experience of delivering strategic projects / change management
Ability to handle multiple tasks simultaneously and work under pressure
Demonstrates excellent communication skills (both written and oral)
Strong interpersonal skills
A team player who can work both independently and collaboratively and is able to prioritize in a fast moving, high pressure, changing environment
Strong analytical and problem solving skills

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. : https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits

Healthcare & Medical Insurance

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

Holiday & Vacation Policies

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.

Opportunity Overview

CORPORATE TITLEVice President

OFFICE LOCATION(S)London

JOB FUNCTIONRegulatory Relations

DIVISIONOffice of Regulatory Relations

Apply Now

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vice president of compliance jobs in harlington, gtl

Office of Regulatory Relations, Regional Country Compliance, Vice President, London

EMEA Anti-Corruption Compliance Officer - Vice President

Compliance Monitoring Assistant Vice President

Global Markets Compliance (Vice President)

Financial Crime Compliance - Assistant Vice President

Assistant Vice President, Compliance Technology Analyst

Internal Audit - Associate/Vice President

Markets Compliance - Vice President

Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London

VP, Global Commercial Compliance

Audit Cross-Function - Assistant Vice President

Senior Audit Manager – AI Governance and Risks - Senior Vice President

Vice President, Technology Audit

AVP, Internal Audit

EMEA Legal Counsel - Assistant Vice President

VP Counsel

Audit Cross-Function - Quality Assurance Tester (AVP)

VP, Legal Counsel – Data Privacy, Digital & Technology

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