Role Details
Title: Compliance & Risk Manager
Department: Administration
Location: Onsite – Head Office Nuneaton
Working Hours: Part-time – 3 to 4 days per week.
Work pattern: 9:00am to 5:15pm (days to be discussed)
Salary: Competitive, depending on experience
Role Summary
We are seeking an experienced Compliance & Risk Manager to work closely with the
Partnership in ensuring the firm meets its regulatory and legal obligations. The
successful candidate will play a key role in overseeing risk management, regulatory
compliance, and adherence to SRA Standards and Regulations, while supporting (and
potentially undertaking) the responsibilities of MLRO and COLP.
This is a senior position requiring a proactive individual who can provide strategic
guidance, implement robust compliance frameworks, and foster a strong compliance
culture across the firm.
Key Responsibilities
Regulatory Compliance (SRA)
- Ensure firm-wide compliance with SRA Standards and Regulations.
- Monitor regulatory developments and implement necessary changes.
- Manage and maintain the firm’s compliance framework, policies, and
procedures.
- Handle breach reporting and liaise with regulators where required.
- Conduct file reviews and internal compliance audits.
Risk Management
- Develop and maintain the firm’s risk management framework.
- Identify, assess, and mitigate operational, regulatory, and reputational risks.
- Maintain and update the firm-wide risk register.
- Advise Partners on risk exposure in key practice areas.
- Support business continuity and risk mitigation planning.
AML & Financial Crime (MLRO Function)
- Support or undertake MLRO responsibilities.
