chartered financial planner Work, Jobs in london, eng (with Salaries)

Financial Advice Quality Assessor - Financial Planning - London
Atomos —London
- Hybrid work
- Analysis skills
- Communication skills
Associate Financial Planner
Moore Kingston Smith —London
- £42,000 - £47,500 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Financial Planner - Associate Director
Forvis Mazars —London
- Full-time
- Hybrid work
- Tax experience
- Annual leave
- Employee discount
Financial Planner - Surrey
Menzies LLP —Woking
- Microsoft Word
- Microsoft Excel
- English
Wealth Adviser
Howden Group Holdings —London
- Full-time
- Hybrid work
- Supervising experience
- Mentoring
- Communication skills
2d
Financial Controller
Air Apps —London
- £35,000 - £40,000 a year
- Full-time
- Oracle
- English
- Master's degree
- Life insurance
Senior Financial Planner
WTW —London
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Annual leave
- Employee assistance programme
Water Quality Scientist (Airports/Emerging Substances Focus)
AtkinsRéalis —London
- Full-time
- Hybrid work
- Data analysis skills
Operations Manager - Financial Planning
Moore Kingston Smith —London
- £60,000 - £70,000 a year
- Full-time
- Hybrid work
- Tax experience
Quick apply
4d
Senior Associate Town Planner
Stride Treglown —London
- Full-time
- Management
- Bachelor's degree
- Flexible schedule
Quick apply
2d
Water Quality Scientist
AtkinsRéalis —London
- Full-time
- Hybrid work
- Data analysis skills
EMEA Engineering Operations Lead (AVP equivalent)
Morgan Stanley —London
- Full-time
- Engineering
- Project management
- Bachelor's degree
Paraplanner
Menzies LLP —London
- Full-time
- Hybrid work
- English
IFA Administrator
Moore Kingston Smith —London
- £30,000 - £36,000 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
Cost Engineering Specialist - Water Sector
Stantec —London
- Hybrid work
- Microsoft Excel
- Data analysis skills
- SQL
- Annual leave
Manager / Senior Manager – Governance
One Advisory —London
- Full-time
- Hybrid work
- Management
- Travel
- Communication skills
Quick apply
Senior Development Manager (Commercial Real Estate)
Realty Income Corporation —London
- Full-time
- Bachelor's degree
- No degree
- Contracts
Civil Design Engineer
Robert Bird Group —London
- Civil engineering
- Engineering
- Contracts
Commercial Life Science MEP Lead
AECOM —London
- Full-time
- Hybrid work
- Engineering
- Master's degree
- Bachelor's degree
Data Centre Delivery Lead
AECOM —London
- Full-time
- Hybrid work
- Microsoft Office
- Travel
- Contracts

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Financial Advice Quality Assessor - Financial Planning - London

Atomos -
London

Apply Now

Job details

Benefits

Company pension
Private medical insurance

Qualifications

Financial planning
Pension
Analysis skills
Communication skills

Full job description

Career
You want to join a growing and in-demand team. Playing a critical part in maintaining high-quality standards, mitigating risk, and supporting our Financial Planners in delivering compliant and client-focused recommendations.

You will bring a methodical mindset, strong attention to detail, be ready to learn quickly and make an impact. Ready to engage with stakeholders in the business and Compliance, supporting the quality of advice provided to our clients.

Purpose
This role sits within Advice/ T&C and is responsible for checking client and case files to ensure they meet internal standards, regulatory requirements and firm policies. You will carry out sample checks, validate documentation, identify gaps or issues, and work with colleagues to ensure corrective actions are completed.

Accountabilities

You will play a practical role in maintaining file quality and regulatory assurance. Typical responsibilities include planning and performing file checks, reporting findings, and helping drive timely remediation.

Carry out regular sample checking of client files and case documentation against defined checklists and regulatory requirements.
Conduct suitability assessments across a range of different products (Pensions, Investments, High Risk products).
Identify documentation gaps, process deviations or compliance issues and record findings accurately.
Produce clear, concise reports on findings, providing clear feedback to Financial Planners, and collaborating with the T&C team to highlight training needs.
Involvement in ad-hoc project work or process improvements (we love people who bring ideas to the table).

Skills and Experience

Previous experience as a File Checker or file reviewing / compliance monitoring role within a financial planning or wealth management firm
Strong understanding of UK financial planning regulations and FCA requirements
Knowledge across pensions, investments, and protection advice
Excellent attention to detail and analytical skills
Strong communication skills with the ability to provide clear and constructive feedback
Diploma qualified (or Chartered status would be advantageous)
Hold a Pension Transfer Advice qualification or working towards
Equity Release and Long Term Care exams are desirable.

Benefits

Competitive Pension Scheme - we contribute 6%, you 3%
26 days holiday plus bank holidays
Private Medical Insurance
Life Assurance (4x)
Group Income Protection
Work From Anywhere policy

Our agile working environment means you will engage in varied tasks and projects, keeping work interesting while you build technical skills and progress your career.

Apply Now

Refine Your Search

chartered financial planner jobs in london, eng

Financial Advice Quality Assessor - Financial Planning - London

Associate Financial Planner

Financial Planner - Associate Director

Financial Planner - Surrey

Wealth Adviser

Financial Controller

Senior Financial Planner

Water Quality Scientist (Airports/Emerging Substances Focus)

Operations Manager - Financial Planning

Senior Associate Town Planner

Water Quality Scientist

EMEA Engineering Operations Lead (AVP equivalent)

Paraplanner

IFA Administrator

Cost Engineering Specialist - Water Sector

Manager / Senior Manager – Governance

Senior Development Manager (Commercial Real Estate)

Civil Design Engineer

Commercial Life Science MEP Lead

Data Centre Delivery Lead

I want to receive the latest job alerts for chartered financial planner in london, eng

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