Quality and risk analyst Work, Jobs in Wormley, Sry (with Salaries)

Quality And Risk Analyst
Benchmark Capital —Horsham
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Financial services
13d
Pensions Analyst (Accounts & Member Data)
UK Power Networks —Crawley
- £37,000 a year
- Hybrid work
- Microsoft Excel
- SQL
- Analysis skills
- Annual leave
- Employee assistance programme
1d
Senior IT Customer Support Analyst, Desktop Support
KBR —Leatherhead
- Full-time
- Computer Science
- Windows
- Supervising experience
4d
Learning Support Worker
Jigsaw Trust —Cranleigh
- £25,000 a year
- Part-time
- Microsoft Word
- Master's degree
- In-person
- Free parking
- Health & wellbeing programme
Quick apply
12d
Cyber Security & Network Analyst
Toyota Financial Services, KINTO and KINTO JOIN —Epsom
- Full-time
- Hybrid work
- Maintenance
- Presentation skills
- Organisational skills
- Free parking
- Annual leave
Quick apply
Senior Risk Management Analyst
Cubic Corporation —Salfords
- Full-time
- Azure
- Computer Science
- Engineering
Business Intelligence & Systems Analyst
Hertfordshire County Council —Farnham
- £38,220 - £41,771 a year
- Full-time
- Hybrid work
- English
- SQL
- Analysis skills
3d
PMO Governance Analyst
Portsmouth Water —Havant
- £44,397 - £49,641 a year
- Analysis skills
- Project management
- Organisational skills
- Annual leave
- Employee assistance programme
Quick apply
DEMAND ANALYST MELONS UK
Fyffes —Basingstoke
- Hybrid work
- Spanish
- Data analysis skills
- English
Logistics Operations Analyst
SC Johnson —Frimley
- Full-time
- Microsoft Excel
- English
- Analysis skills
- Free parking
4d
DEMAND ANALYST CITRUS UK
Fyffes —Basingstoke
- Hybrid work
- Spanish
- Data analysis skills
- English
FP&A Analyst
KBR —Leatherhead
- Full-time
- Microsoft Excel
- Analysis skills
- Bachelor's degree
AI Transformation & Enablement Analyst
Loftware UK —Reading
- £40,000 - £150,000 a year
- Hybrid work
- Azure
- Master's degree
- AWS
Quick apply
2nd Line Support Analyst
FluidOne —Camberley
- Azure
- Windows
- Microsoft Office
- Employee assistance programme
Resource Planning Analyst
SES Water —Redhill
- Microsoft Excel
- Communication skills
- Time management
- Annual leave
- Employee assistance programme
6d
Sr. Principal Analyst, Microsoft Contract Negotiations & Licensing
Gartner —Egham
- Full-time
- Remote
- Oracle
- AWS
- Analysis skills
11d
Technical Lead – Python/Django
Scrumconnect Consulting —Staines-upon-Thames
- £450 - £500 a week
- Azure
- Computer Science
- Master's degree
Systems Optimisation Analyst
Thames Water Utilites —Arborfield
- £34,820 - £41,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
6d
Senior Hydrogeologist
South West Water —Redhill
- £45,000 - £55,000 a year
- Data analysis skills
- Master's degree
- Presentation skills
Bid and Contracts Analyst
Alexander Dennis —Farnborough
- Full-time
- Hybrid work
- ERP systems
- Contracts
Quick apply

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quality and risk analyst jobs near wormley, sry

Quality And Risk Analyst

Benchmark Capital -
Horsham

Apply Now

Job details

Full-time
13 days ago

Benefits

Transport links

Qualifications

Pension
Analysis skills
Quality assurance
Organisational skills
Financial services
Communication skills

Full job description

Description

We are looking for a Quality Review Assessor to join our Compliance team and play a key role in maintaining and improving the quality of advice delivered across our network. You will conduct file reviews, assess adviser suitability and regulatory compliance, identify trends and risks, and support firms in delivering good client outcomes.

You will work closely with advisers, senior management, and compliance colleagues to promote high standards of advice and regulatory compliance across the business.

What you'll do

Maintain a comprehensive programme of file monitoring across the network in line with regulatory requirements.
Conduct quality of advice reviews across all areas of the business and Appointed Representative (AR) firms.
Record, analyse and report on emerging trends, ensuring findings are communicated within agreed timescales.
Carry out enhanced monitoring reviews, risk assessments, and focused business reviews where required.
Analyse exception reporting data to identify patterns, risks, and opportunities for improvement.
Support member firms by coordinating and delivering training designed to improve advice quality and regulatory standards.
Assist with pre-approval requirements across specific advice areas.
Attend Compliance Team meetings, contribute to discussions, and prepare meeting minutes when required.
Attend and contribute to governance and committee meetings across the group.
Provide ongoing monitoring and compliance support to the wider team.
Participate in projects, initiatives, and continuous improvement activities across the compliance function.
Build effective working relationships with advisers, member firms, and senior stakeholders.
Provide telephone support and guidance on compliance-related matters.

The knowledge, experience and qualifications you need

Excellent knowledge of retail investment, pensions, savings, and protection products within the wealth management sector.
Strong understanding of FCA regulations and the practical application of regulatory requirements.
Excellent analytical and observational skills with strong attention to detail.
Highly developed written and verbal communication skills.
Ability to communicate confidently with a wide range of stakeholders while remaining adaptable and collaborative.
Strong organisational skills with the ability to manage multiple priorities effectively.
Minimum Level 4 Diploma qualification in Financial Planning or an equivalent regulated advice qualification.

Significant experience within financial services, ideally within a wealth management, investment, or insurance environment.
Experience conducting suitability reviews, file checking, quality assurance reviews, or compliance monitoring activities.
Good understanding of FCA and PRA regulatory expectations and compliance requirements.
Experience identifying trends, assessing risk, and providing constructive feedback to support improvements in advice quality.

The base

You’ll be based at our Harrogate, North Yorkshire office, a well-connected location that combines a professional working environment with the benefits of a well-regarded market town. The area offers easy access to local amenities, green space, and transport links.

The office provides a practical, modern setting designed to support day-to-day work and collaboration across the team.

We support a balanced approach to work and recognise the value of a working environment that enables both productivity and flexibility.

About Benchmark Capital

Benchmark is one of the UK’s leading financial planning businesses, aiming to help our clients realise aspirations and achieve peace of mind. We do this through our unique business model which provides support to over 1000 financial planners across our employed, self-employed and independent models. Our solutions are award-winning, enabled by proprietary technology covering regulatory, platform and investment services, all of which are designed to support advisers at every stage of their journey – from starting their career, improving how they run productively and effectively, to accelerating growth and ultimately thinking about succession planning.

We are growing rapidly, with more than 50 acquisitions in recent years and have multiple offices across the UK.

Delivering good client outcomes is at the heart of everything we do. Our duty of care, including support for vulnerable customers, is embedded into our culture and decision‑making.

As part of the Schroders Group, the UK’s largest listed asset manager with over £750bn of assets, Benchmark benefits from a focussed business model with clear accountability with the scale of a global services organisation.

We're looking for the best, whoever they are

We know that diverse perspectives and an inclusive culture where all can succeed lead to better decisions and stronger outcomes for the company its clients and its employees. That’s why inclusion and diversity are strategic priorities for us. We’re proud to be an equal opportunities employer. You’re welcome at Benchmark regardless of your age, disability, gender identity or expression, religious beliefs, sexual orientation, or socio-economic background. We’re building a workplace where everyone feels respected, valued, and empowered to thrive.

Apply Now

Refine Your Search

quality and risk analyst jobs in wormley, sry

Quality And Risk Analyst

Pensions Analyst (Accounts & Member Data)

Senior IT Customer Support Analyst, Desktop Support

Learning Support Worker

Cyber Security & Network Analyst

Senior Risk Management Analyst

Business Intelligence & Systems Analyst

PMO Governance Analyst

DEMAND ANALYST MELONS UK

Logistics Operations Analyst

DEMAND ANALYST CITRUS UK

FP&A Analyst

AI Transformation & Enablement Analyst

2nd Line Support Analyst

Resource Planning Analyst

Sr. Principal Analyst, Microsoft Contract Negotiations & Licensing

Technical Lead – Python/Django

Systems Optimisation Analyst

Senior Hydrogeologist

Bid and Contracts Analyst

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