Trading surveillance/compliance analyst Work, Jobs (with Salaries)

Compliance Analyst (MS), Communications Surveillance
ACA Group —London
- Customer service
- Microsoft Office
- Financial services
- Employee assistance programme
- Gym membership
Compliance, Prime Services (Futures) Compliance, Analyst
Valmont Partners —London
- £50,000 - £83,000 a year
- Full-time
- In-person
- Health & wellbeing programme
- Sick pay
Quick apply
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Senior Business Analyst - Technology Trade Surveillance
TP ICAP —London
- Full-time
- Data analysis skills
- SQL
- AWS
Compliance Surveillance Analyst
TP ICAP —Belfast
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Senior Regulatory Compliance Analyst
SEFE Securing Energy for Europe GmbH —London
- Hybrid work
Trade Surveillance Analyst
Wellington Management —London
- £80,000 - £150,000 a year
- Full-time
- Analysis skills
- IT
- Communication skills
- Annual leave
- Employee assistance programme
Compliance Surveillance Associate
TP ICAP —Belfast
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Data Integration Analyst
Solidus Labs —Remote
- Remote
- SQL
- Analysis skills
- Bachelor's degree
Quick apply
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AI Transformation Lead - Compliance (VN2586)
Marex —London
- Full-time
- PMP
- Analysis skills
- Project management
Quick apply
Senior Analyst - Business & Consumer Services Sector
S&P Global —London
- Hybrid work
- Master's degree
- Analysis skills
- Bachelor's degree
- Annual leave
- Employee discount
14d
Market Support Analyst
Aquis Exchange —London
- Weekend availability
- Hybrid work
- Spanish
- Microsoft Excel
- Microsoft Office
Quick apply
Operations Analyst
Aquis Exchange —London
- Weekend availability
- Hybrid work
- Spanish
- Microsoft Excel
- Microsoft Office
Quick apply
Transaction Monitoring Implementation -Markets NFR - VP
Citi —Belfast
- Full-time
- Leadership
- Communication skills
10d
Model Risk Governance and Oversight, Market Abuse Surveillance - Vice President
BNP Paribas —Glasgow
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- Master's degree
- Employee assistance programme
Senior Analyst, Structured Finance
S&P Global —London
- Hybrid work
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- Analysis skills
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Transaction Monitoring Implementation Markets NFR, SVP
Citi —Belfast
- Full-time
- Leadership
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TCA Product Owner
Institutional Shareholder Services —London
- Full-time
- Microsoft Excel
- SQL
- Analysis skills
Canvas Compliance Officer
Point72 —London
- Financial services
- Communication skills
- Health & wellbeing programme
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G MASS —London
- Up to £150,000 a year
- SQL
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Compliance, Prime Services (Futures) Compliance, Analyst
Valmont Partners —London
Partner with other central Compliance teams and other support functions in resolving queries. Review and assist with Compliance sign off for electronic trading…
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Prime Services Operations Analyst (Intermediate Level)
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Every day, our local experts interact with global teams in over 100 countries developing and supporting next-generation technology solutions for the enterprise…
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Compliance Analyst (MS), Communications Surveillance

ACA Group -
London

Apply Now

Job details

Benefits

Season ticket loan
Company pension
Discounted gym membership
Employee assistance programme
Private medical insurance
Gym membership
Life insurance

Qualifications

Customer service
Microsoft Office
Financial services
Communication skills
German

Full job description

»

Start applying with LinkedIn

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Date: Jul 24, 2026

Location: London, GB

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Company: ACA Group

The Opportunity:
The individual in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual in this position will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development.

What you’ll do:
Assist with ACA service offerings including, but not limited to: Regulatory filings; Expert network chaperoning; Anti-money laundering support; Electronic communication review; Code of ethics and personal trading reviews; Marketing review.

Analyze clients’ books and records for potential regulatory issues.

Interpret complicated and nuanced documents to identify potential regulatory risks.

Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to understand project scope and applicable regulatory risks.

Draft reports for clients summarizing ACA’s review and any findings from such reviews.

Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiatives including, but not limited to: Analyst training; Attend conferences and roundtable events; Assist with customized client engagements.

To qualify for the role, you must have:
Strong academic background (i.e. degree level or recognized professional certification)

German professional working proficiency

Skills and attributes for success:
0-2 years relevant financial services experience and/or knowledge of the UK regulatory regime, such as Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, other applicable FCA rules and guidance.

Ideally, you’ll also have:
Demonstrated professional integrity

Dependable, flexible, and adaptable to new ACA initiatives and changing client needs

Ability to exercise discretion and make independent judgments on matters of significance

Ability to work in a fast-paced, small team environment

Ability to establish and maintain effective working relationships with colleagues and clients

Highly motivated and goal oriented; pro-active in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks.

Dedicated to upholding ACA’s high-quality standards and customer service focus

Strong organizational and problem-solving skills with attention to detail

Strong oral and written communication skills

Proficient with Microsoft Office applications and comfortable working in a tech enabled environment.

What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes an annual discretionary bonus, pension, private medical insurance, group life insurance, group income protection, subsidized corporate gym membership, season ticket loan, employee assistance programme, and more. Our time off options include up to 26 days of annual holiday allowance and statutory bank holidays, as well as days off for your work anniversary, career development, and volunteering.

About ACA:
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

What we commit to:
ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.

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