Quality and risk analyst Work, Jobs in Headley, Ham (with Salaries)

Quality And Risk Analyst
Benchmark Capital —Horsham
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Financial services
Business Intelligence & Systems Analyst
Hertfordshire County Council —Farnham
- £38,220 - £41,771 a year
- Full-time
- Hybrid work
- English
- SQL
- Analysis skills
4d
Senior IT Customer Support Analyst, Desktop Support
KBR —Leatherhead
- Full-time
- Computer Science
- Windows
- Supervising experience
5d
AI Transformation & Enablement Analyst
Loftware UK —Reading
- £40,000 - £150,000 a year
- Hybrid work
- Azure
- Master's degree
- AWS
Quick apply
Workday HRIS Lead Specialist
ICON Plc —Reading
- Full-time
- Hybrid work
- Bachelor's degree
- Travel
- Human resources
- Employee assistance programme
4d
Logistics Operations Analyst
SC Johnson —Frimley
- Full-time
- Microsoft Excel
- English
- Analysis skills
- Free parking
5d
DEMAND ANALYST MELONS UK
Fyffes —Basingstoke
- Hybrid work
- Spanish
- Data analysis skills
- English
DEMAND ANALYST CITRUS UK
Fyffes —Basingstoke
- Hybrid work
- Spanish
- Data analysis skills
- English
Systems Optimisation Analyst
Thames Water Utilites —Arborfield
- £34,820 - £41,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
7d
Business Analyst
The You Trust —Fareham
- £46,000 a year
- Full-time
- Hybrid work
- SharePoint
- Annual leave
- Employee assistance programme
3d
Smart Quality Assurance Analyst (12-month FTC)
Portsmouth Water —Havant
- £40,120 - £44,397 a year
- Customer service
- English
- Microsoft Office
- Annual leave
- Employee assistance programme
Quick apply
FP&A Analyst
KBR —Leatherhead
- Full-time
- Microsoft Excel
- Analysis skills
- Bachelor's degree
2nd Line Support Analyst
FluidOne —Camberley
- Azure
- Windows
- Microsoft Office
- Employee assistance programme
Security Operations Analyst
Primark —Reading
- Azure
- AWS
- No degree
Learning Support Worker
Jigsaw Trust —Cranleigh
- £25,000 a year
- Part-time
- Microsoft Word
- Master's degree
- In-person
- Free parking
- Health & wellbeing programme
Quick apply
13d
Sr. Principal Analyst, Microsoft Contract Negotiations & Licensing
Gartner —Egham
- Full-time
- Remote
- Oracle
- AWS
- Analysis skills
12d
Logistics Business Analyst – 12-month FTC
Grundon —Beenham
- Full-time
- Microsoft Excel
- ERP systems
- Data analysis skills
Quick apply
12d
Bid and Contracts Analyst
Alexander Dennis —Farnborough
- Full-time
- Hybrid work
- ERP systems
- Contracts
Quick apply
Business Analyst (GIS)
Expleo —Portsmouth
- Analysis skills
- Agile
- Communication skills
13d
Data Operations Team Leader
Profitero —Wokingham
- Full-time
- Hybrid work
- Microsoft Excel
- Management
- Team management
- Referral programme
Quick apply

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quality and risk analyst jobs near headley, ham

Quality And Risk Analyst

Benchmark Capital -
Horsham

Apply Now

Job details

Full-time

Benefits

Transport links

Qualifications

Pension
Analysis skills
Quality assurance
Organisational skills
Financial services
Communication skills

Full job description

Description

We are looking for a Quality Review Assessor to join our Compliance team and play a key role in maintaining and improving the quality of advice delivered across our network. You will conduct file reviews, assess adviser suitability and regulatory compliance, identify trends and risks, and support firms in delivering good client outcomes.

You will work closely with advisers, senior management, and compliance colleagues to promote high standards of advice and regulatory compliance across the business.

What you'll do

Maintain a comprehensive programme of file monitoring across the network in line with regulatory requirements.
Conduct quality of advice reviews across all areas of the business and Appointed Representative (AR) firms.
Record, analyse and report on emerging trends, ensuring findings are communicated within agreed timescales.
Carry out enhanced monitoring reviews, risk assessments, and focused business reviews where required.
Analyse exception reporting data to identify patterns, risks, and opportunities for improvement.
Support member firms by coordinating and delivering training designed to improve advice quality and regulatory standards.
Assist with pre-approval requirements across specific advice areas.
Attend Compliance Team meetings, contribute to discussions, and prepare meeting minutes when required.
Attend and contribute to governance and committee meetings across the group.
Provide ongoing monitoring and compliance support to the wider team.
Participate in projects, initiatives, and continuous improvement activities across the compliance function.
Build effective working relationships with advisers, member firms, and senior stakeholders.
Provide telephone support and guidance on compliance-related matters.

The knowledge, experience and qualifications you need

Excellent knowledge of retail investment, pensions, savings, and protection products within the wealth management sector.
Strong understanding of FCA regulations and the practical application of regulatory requirements.
Excellent analytical and observational skills with strong attention to detail.
Highly developed written and verbal communication skills.
Ability to communicate confidently with a wide range of stakeholders while remaining adaptable and collaborative.
Strong organisational skills with the ability to manage multiple priorities effectively.
Minimum Level 4 Diploma qualification in Financial Planning or an equivalent regulated advice qualification.

Significant experience within financial services, ideally within a wealth management, investment, or insurance environment.
Experience conducting suitability reviews, file checking, quality assurance reviews, or compliance monitoring activities.
Good understanding of FCA and PRA regulatory expectations and compliance requirements.
Experience identifying trends, assessing risk, and providing constructive feedback to support improvements in advice quality.

The base

You’ll be based at our Harrogate, North Yorkshire office, a well-connected location that combines a professional working environment with the benefits of a well-regarded market town. The area offers easy access to local amenities, green space, and transport links.

The office provides a practical, modern setting designed to support day-to-day work and collaboration across the team.

We support a balanced approach to work and recognise the value of a working environment that enables both productivity and flexibility.

About Benchmark Capital

Benchmark is one of the UK’s leading financial planning businesses, aiming to help our clients realise aspirations and achieve peace of mind. We do this through our unique business model which provides support to over 1000 financial planners across our employed, self-employed and independent models. Our solutions are award-winning, enabled by proprietary technology covering regulatory, platform and investment services, all of which are designed to support advisers at every stage of their journey – from starting their career, improving how they run productively and effectively, to accelerating growth and ultimately thinking about succession planning.

We are growing rapidly, with more than 50 acquisitions in recent years and have multiple offices across the UK.

Delivering good client outcomes is at the heart of everything we do. Our duty of care, including support for vulnerable customers, is embedded into our culture and decision‑making.

As part of the Schroders Group, the UK’s largest listed asset manager with over £750bn of assets, Benchmark benefits from a focussed business model with clear accountability with the scale of a global services organisation.

We're looking for the best, whoever they are

We know that diverse perspectives and an inclusive culture where all can succeed lead to better decisions and stronger outcomes for the company its clients and its employees. That’s why inclusion and diversity are strategic priorities for us. We’re proud to be an equal opportunities employer. You’re welcome at Benchmark regardless of your age, disability, gender identity or expression, religious beliefs, sexual orientation, or socio-economic background. We’re building a workplace where everyone feels respected, valued, and empowered to thrive.

Apply Now

Refine Your Search

quality and risk analyst jobs in headley, ham

Quality And Risk Analyst

Business Intelligence & Systems Analyst

Senior IT Customer Support Analyst, Desktop Support

AI Transformation & Enablement Analyst

Workday HRIS Lead Specialist

Logistics Operations Analyst

DEMAND ANALYST MELONS UK

DEMAND ANALYST CITRUS UK

Systems Optimisation Analyst

Business Analyst

Smart Quality Assurance Analyst (12-month FTC)

FP&A Analyst

2nd Line Support Analyst

Security Operations Analyst

Learning Support Worker

Sr. Principal Analyst, Microsoft Contract Negotiations & Licensing

Logistics Business Analyst – 12-month FTC

Bid and Contracts Analyst

Business Analyst (GIS)

Data Operations Team Leader

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