Regulatory support associate Work, Jobs in Wimborne, Dor (with Salaries)

Operational Regulatory Support Associate
JPMorganChase —Bournemouth
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Microsoft Office
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Document Centre Associate (6-Month FTC)
Lawhive —Poole
- £26,000 a year
- Administrative experience
- IT
- Annual leave
Business Analysis Senior Associate
JPMorganChase —Bournemouth
- Full-time
- Customer service
- Data analysis skills
- Agile
Bankruptcy Service Support Senior Associate
JPMorganChase —Bournemouth
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
6d
Payments Change & Transformation Senior Associate
JPMorganChase —Bournemouth
- Full-time
- PMP
- SQL
- APIs
12d
Tax Regulatory Change Associate
JPMorganChase —Bournemouth
- Full-time
- Accounting
- Financial services
- Communication skills
Global Financial Crimes Compliance - Sanctions Strategy Compliance - Associate
JPMorganChase —Bournemouth
- Full-time
- Bachelor's degree
- Organisational skills
- IT
Senior Rehabilitation Case Manager - Salisbury
Proclaim Care Limited —Salisbury
- £52,000 - £55,000 a year
- Full-time
- Management
- Administrative experience
- Case management
- Annual leave
- Work from home
GFCC EMEA AML Investigations Governance & Reporting — Senior Associate
JPMorganChase —Bournemouth
- Full-time
- Organisational skills
- SharePoint
- Communication skills
19h
Project Manager - Associate
JPMorganChase —Bournemouth
- Full-time
- SQL
- Analysis skills
- Continuous improvement
Payroll Operations Change and Controls Senior Associate
JPMorganChase —Bournemouth
- Full-time
- Analysis skills
- Organisational skills
4d
Associate Director of Finance
University Hospitals Dorset NHS Foundation Trust —Poole
- £94,356 - £108,814 a year
- Full-time
4d
KYC Markets Renewals Middle Office Associate/Senior Associate
JPMorganChase —Bournemouth
- Full-time
- Communication skills
Associate Director of Finance - Income and Contracts
Salisbury NHS Foundation Trust —Salisbury
- £94,356 - £108,814 a year
- Full-time
- Annual leave
- Employee discount
18h
Payments FIG Sales Strategy and Business Development - Associate
JPMorganChase —Bournemouth
- Full-time
- Analysis skills

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Operational Regulatory Support Associate

JPMorganChase -
Bournemouth

Apply Now

Job details

Full-time
8 days ago

Qualifications

Microsoft Powerpoint
Microsoft Excel
Microsoft Office
Continuous improvement
Financial services
Pivot tables
Root cause analysis
Communication skills

Full job description

JOB DESCRIPTION

In this exciting chapter of continued growth and expansion, we're looking for a passionate Operational Regulatory Support Associate.

As an Operational Regulatory Support Associate in Agency Securities Finance Operations, you help us strengthen the regulatory and control framework that supports Securities Finance activities in Bournemouth. You partner closely with Operations, Compliance, Risk, Technology, and front office teams to ensure regulatory obligations are understood, embedded into day-to-day processes, monitored, and evidenced. You support reporting, reconciliations, exception management, and recordkeeping so we can demonstrate audit-ready execution and continuous control improvement.

Job responsibilities

Execute business-as-usual processes aligned to regulatory obligations, including reporting support, reconciliations, exception management, and evidence retention.
Support Securities Financing Transactions Regulation reporting routines, including investigation of issues and coordination of timely remediation.
Perform Client Assets Sourcebook operational oversight activities, including documentation upkeep, control evidence collection, and periodic review support.
Monitor Central Securities Depositories Regulation settlement discipline routines, including fail analysis, escalations, and management information and key performance indicators production.
Coordinate Markets in Financial Instruments Directive operational requirements, including recordkeeping, data quality checks, and governance touchpoints with relevant teams.
Investigate breaks and exceptions, complete root-cause analysis, escalate appropriately, and track corrective actions through to closure.
Maintain and improve procedures, control descriptions, and operational playbooks in line with process changes and regulatory updates.
Prepare clear audit narratives and deliver complete, well-organized evidence for internal and external reviews.
Participate in change delivery, including user acceptance testing, control implementation, and process enhancement rollout.

Required qualifications, capabilities, and skills

Experience in Operations, Middle Office, Securities Finance, Collateral, Settlements, or another regulated financial services operations environment.
Working knowledge of at least one of: Client Assets Sourcebook, Securities Financing Transactions Regulation, Central Securities Depositories Regulation, or Markets in Financial Instruments Directive (or demonstrated ability to learn and apply regulatory requirements quickly).
Demonstrated ability to produce audit-ready outputs with strong attention to detail and effective deadline management.
Proven capability to investigate issues and exceptions, apply basic root-cause analysis, and escalate with clear documentation when needed.
Proficiency in Microsoft Office, especially Excel (pivot tables and basic formulas) and PowerPoint.
Clear written and verbal communication skills, with confidence collaborating across multiple stakeholder groups.
Strong ownership mindset with consistent execution discipline.

Preferred qualifications, capabilities, and skills

Direct experience supporting Securities Financing Transactions Regulation reporting and/or associated exception management.
Direct experience supporting Client Assets Sourcebook controls, evidence routines, and periodic control reviews.
Direct experience supporting Central Securities Depositories Regulation settlement discipline monitoring, including fails analysis and escalation routines.
Direct experience supporting Markets in Financial Instruments Directive operational recordkeeping and/or data governance processes.
Understanding of Securities Finance products (such as repurchase agreements and stock loan/borrow) and trade lifecycle events.
Familiarity with operational risk and control frameworks and supporting audits/exams.
Continuous improvement experience driving remediation of recurring exceptions and process weaknesses.

ABOUT US

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

ABOUT THE TEAM

J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

Apply Now

Refine Your Search

regulatory support associate jobs in wimborne, dor

Operational Regulatory Support Associate

Document Centre Associate (6-Month FTC)

Business Analysis Senior Associate

Bankruptcy Service Support Senior Associate

Payments Change & Transformation Senior Associate

Tax Regulatory Change Associate

Global Financial Crimes Compliance - Sanctions Strategy Compliance - Associate

Senior Rehabilitation Case Manager - Salisbury

GFCC EMEA AML Investigations Governance & Reporting — Senior Associate

Project Manager - Associate

Payroll Operations Change and Controls Senior Associate

Associate Director of Finance

KYC Markets Renewals Middle Office Associate/Senior Associate

Associate Director of Finance - Income and Contracts

Payments FIG Sales Strategy and Business Development - Associate

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