Compliance and policy manager Work, Jobs in London, Eng (with Salaries)

Compliance Manager and MLRO
Chang Hwa Commercial Bank —London
- £5,000 - £8,000 a month
- Full-time
- English
- Accounting
- In-person
- Work from home
Quick apply
Operations Manager - Critical Services
British Airways —London
- Weekend availability
- Management
- Bachelor's degree
- Driving
8d
Academic Standards & Compliance Manager
LSEC —London
- £52,549 - £59,408 a year
- Full-time
- University
- Annual leave
- Employee assistance programme
Witness and Victim Engagement Support Programme Manager
Police Federation of England and Wales —Leatherhead
- £45,000 - £50,000 a year
- Full-time
- Hybrid work
- Microsoft Office
- Communication skills
- Free parking
- Employee assistance programme
Quick apply
Operational Resilience and Business Continuity Manager
Foresters Financial —Bromley
- Up to £70,000 a year
- Full-time
- Financial services
- Annual leave
- Work from home
Senior Program Manager, AV Compliance - External Reporting
Waymo —London
- £103,000 - £108,000 a year
- Full-time
- Spanish
- English
- Driving
11d
Compliance and Risk Manager
ExpandJO Business Solutions Ltd. —Watford
- £7,600 - £8,333 a month
- Full-time
- Analysis skills
- In-person
Quick apply
Senior Manager, Global Compliance & Ethics
CFA Institute —London
- £80,000 - £90,000 a year
- Full-time
- Analysis skills
- Communication skills
- Annual leave
4d
Compliance Advice Manager, UK
Chubb —London
- Full-time
- Hybrid work
- Organisational skills
- Financial services
- Communication skills
- Annual leave
- Employee assistance programme
Senior Standards and Governance Manager, DeepMind
DeepMind —London
- £228,000 - £248,000 a year
- Full-time
- Bachelor's degree
- No degree
- AI
- Annual leave
Compliance and Administration Manager
Wilson James —London
- £45,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
- Annual leave
- Employee discount
Information Governance Manager and Deputy DPO
Richmond and Wandsworth Councils —Twickenham
- £57,171 - £72,186 a year
- Part-time
- Hybrid work
- Annual leave
Global Financial Crimes Compliance - Monitoring and Testing Manager
M&G plc —London
- Full-time
- Analysis skills
- Organisational skills
- IT
- Annual leave
International Strategy & Operations Manager, Logistics
Whatnot —London
- £131,000 - £175,000 a year
- Full-time
- Remote
- Data analysis skills
- SQL
- Analysis skills
- Work from home
Global Compliance Senior Manager
Boston Consulting Group —London
- Full-time
- Master's degree
- Project management
- Bachelor's degree
Asset Governance and Records Manager
AtkinsRéalis —Leatherhead
- Full-time
- Hybrid work
- Analysis skills
- SharePoint
- Communication skills
Lead Cyber, Governance, Risk and Compliance Manager
Department for Business and Trade —London
- £66,257 - £82,200 a year
- Part-time
- Hybrid work
- Master's degree
- Presentation skills
- IT
2d
Permit and Compliance Manager
SCS Railways —London
- Part-time
- Civil engineering
- Engineering
- Microsoft Office
Compliance Manager (Markets Advisory) - 12 mths FTC
Janus Henderson —London
- Hybrid work
Senior Manager - Global Corporate Policy & Advocacy
GlaxoSmithKline —London
- Full-time
- Hybrid work
- Analysis skills
- Bachelor's degree
- In-person
7d

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Compliance Manager and MLRO

Chang Hwa Commercial Bank
London

Quick apply

Job details

Permanent | Full-time
£5,000 - £8,000 a month

Benefits

Work from home

Qualifications

Regulatory reporting
English
Compliance management
Accounting
Chinese
Communication skills
Banking
Internal audits

Full job description

Job Overview

The Compliance Manager and MLRO will be responsible for all regulatory return, including but not limited to FCA, BoE, HMRC and FATCA & CRS for the Chang Hwa Bank. Moreover, he/she will put in place and operating anti money laundering controls and procedures, and carry out money laundering risk assessments. The candidate will have the ability to communicate with law enforcement and make reports as well as a keen eye for detail.

Responsibilities:
· Establish, implement and maintain adequate policies and policies and procedures designed to detect any risk of failure by the bank to comply with its obligations under the regulatory system and for countering the risk that the bank might be used to further financial crime.

· Advise and assist relevant persons responsible for carrying out regulated activities to comply with the bank's obligations under the regulatory system.

· Ensures adequate training and guidance is undertaken by staff on all aspects of compliance-related and anti-money laundering matters.

· Access and overseeing the firm's compliance with the regulator's rules on systems and controls that prevent the firm being used for money laundering and terrorist financing purposes.

· Receiving reports of suspicious activity from any staff in the business.

· Considering all reports and evaluating whether there is - or seems to be - any evidence of money laundering or terrorist financing.

· Reporting any suspicious activity or transaction to the National Crime Agency (NCA) by completing and submitting a Suspicious Activity Report and provide additional information to NCA when required.

· Requesting the NCA for consent to continue with any transactions that they’ve reported, and making sure that no transactions are continued illegally.

· Training staff in preventing money laundering and following regulation.

Qualifications:

More than 3 years’ experience across financial markets regulatory obligations

Excellent relationship and communications skills, with ability to help drive regulatory compliant and commercially viable solutions.

Ability to update fit-for-purpose compliance policies, procedures, and controls, perform targeted compliance testing, and manage regulatory filings.

Eligible to work in the UK.

Good communication in English, and Chinese will be a plus.

Self-motivated; team player; good communication skills; circumspection; ability to work independently; dependable; flexible.

Have to work in the office (No chance to WFH).

About our bank:

Staff: 15

Our Head Office, Chang Hwa Commercial Bank was founded in 1905, established over 120 years. And London Branch was established in March 1993, focusing on wholesale business, i.e. corporate loans & bond investment. We do not provide Internet Banking service, and we are indirect participant for Fast payment system and BACS system. Almost existing customers have long term relationship, only few new customers in recent three years.

For Retail:

We provide deposit/remittance service to retail customers, and there is no mortgage, no any other products related to retail customers.

For Corporate Loan:

1. Syndication or SSD: Now we have less than 80 customers. We participate syndication primary market or secondary market arranged by other banks.

2. Bilateral Loan: We provide corporate loans to UK company whose parent company is in Taiwan.

For Trade Finance:

We only provide L/C issuing and export negotiation.

Pay: £5,000.00-£8,000.00 per month

Work Location: In person

Quick apply

Refine Your Search

compliance and policy manager jobs in london, eng

Compliance Manager and MLRO

Operations Manager - Critical Services

Academic Standards & Compliance Manager

Witness and Victim Engagement Support Programme Manager

Operational Resilience and Business Continuity Manager

Senior Program Manager, AV Compliance - External Reporting

Compliance and Risk Manager

Senior Manager, Global Compliance & Ethics

Compliance Advice Manager, UK

Senior Standards and Governance Manager, DeepMind

Compliance and Administration Manager

Information Governance Manager and Deputy DPO

Global Financial Crimes Compliance - Monitoring and Testing Manager

International Strategy & Operations Manager, Logistics

Global Compliance Senior Manager

Asset Governance and Records Manager

Lead Cyber, Governance, Risk and Compliance Manager

Permit and Compliance Manager

Compliance Manager (Markets Advisory) - 12 mths FTC

Senior Manager - Global Corporate Policy & Advocacy

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