Risk manager Work, Jobs in Upminster, Gtl (with Salaries)

Investor KYC Assistant Manager
Apex Group —London
- Full-time
- Bachelor's degree
- Team management
- Leadership
5d
HR Manager
AllClear Travel Insurance —Romford
- £60,000 - £65,000 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Continuous improvement
- Team management
- Annual leave
- Employee discount
Quick apply
Senior PMO Manager
Mercury Hampton Ltd —London
- £60,000 - £95,000 a year
- Full-time
- Budgeting
- Leadership
- Communication skills
- Annual leave
Quick apply
Intelligence and Crime Reduction Manager - 12 Month Fixed Term Contract
London Heritage Quarter —Victoria
- £40,000 - £45,000 a year
- Full-time
- Analysis skills
- In-person
- Leadership
- Annual leave
Quick apply
9d
Head of Claims
MLabs —London
- £150,000 - £200,000 a year
- Full-time
- Remote
- Recruiting
- In-person
- AI
- Annual leave
Quick apply
International Strategy & Operations Senior Manager, Commerce (French Speaking)
Whatnot —London
- £131,000 - £175,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Work from home
Project Manager
Finn Partners —London
- Full-time
- Hybrid work
- No degree
- Organisational skills
- Leadership
Risk Manager
HFG —London
- £65,000 - £70,000 a year
Risk Manager
Klarna Bank AB —London
- £80,147 - £89,764 a year
- Full-time
- Financial services
- AI
General Manager
Jobs In. Fitness —Billericay
- £45,000 - £50,000 a year
- Sales
- Business development
- Continuous improvement
Quick apply
Associate Director - Performance, Regulation and Oversight
NHS Kent and Medway Integrated Care Board —Maidstone
- £79,504 - £91,609 a year
- Full-time
8d
Senior Risk Manager
Klarna Bank AB —London
- £86,312 - £98,395 a year
- Full-time
- English
- AI
- Banking
Chief Technology Officer
Artsy and Artnet —London
- £200,000 - £350,000 a year
- Full-time
- Hybrid work
- Mentoring
- Agile
- AI
- Employee assistance programme
Operations Manager
HM Courts & Tribunal Service —London
- £40,001 - £60,000 a year
- Part-time
- Hybrid work
- Presentation skills
- Continuous improvement
- Travel
- Annual leave
- Employee discount
2d
Front of House Manager
BidvestNoonan —London
- £45,000 a year
- Full-time
- Customer service
- Hotel
- Continuous improvement
Quick apply
6d
Contracts Manager, EMEA
Anthropic —London
- £140,000 - £180,000 a year
- Hybrid work
- Bachelor's degree
- Contracts
- Communication skills
- Flexible schedule
Risk Manager
Enfuce —London
- Remote
- Communication skills
- Annual leave
Senior Delivery Manager I
Sage —London
- £67,000 - £78,000 a year
- Hybrid work
- PMP
- Continuous improvement
- In-person
- Annual leave
8d
Senior Risk Manager
SCOR —London
- Analysis skills
- Project management
- Bachelor's degree
Operations Manager
Safetykleen —Maidstone
- £60,000 - £72,000 a year
- 8 hour shift
- Customer service
- Training & development
- Employee assistance programme
- Referral programme
Quick apply

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Investor KYC Assistant Manager

Apex Group -
London

Apply Now

Job details

Full-time
5 days ago

Qualifications

Report writing
Report generation
Bachelor's degree
Team management
Leadership
Client onboarding compliance checks
Corporate regulatory compliance oversight

Full job description

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers.

Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.

That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience.

Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.

For our business, for clients, and for you

nvestor KYC Assistant Manager – Job Description

JOB TITLE

Investor KYC Assistant Manager

DEPARTMENT

Operations (1st Line of Defense) – KYC/CDD

EMPLOYING COMPANY

Apex Fund and Corporate Services (Guernsey) Limited ("Apex")

ORGANISATION & STRUCTURE

This position reports to the Apex KYC Manager.

PURPOSE

As the Assistant Manager of the Investor KYC/CDD Team, you will support the KYC Manager in ensuring that Apex maintains a comprehensive and effective system for Know Your Customer due diligence procedures, processes, and controls.

You will assist in ensuring that Apex and its underlying Managed Client Licensees meet their legal and regulatory requirements in relation to KYC/CDD and:

Support the business in meeting its obligations as the Nominated Firm for Investor CDD under regulatory requirements.

Execute the duties of the role diligently and professionally.

Deliver the Apex Client Charter.

Act in accordance with the Apex Code of Conduct.

Support and help develop the KYC/CDD team, fostering strong interpersonal relationships at all levels.

RESPONSIBILITIES / ACCOUNTABILITIES

You will act as the Assistant Manager for the Apex KYC line of business and support the KYC Manager in overseeing a dedicated team responsible for Investor Onboarding and KYC activities for Apex Guernsey Fund and Corporate Services (Guernsey) Limited.

Key Responsibilities

Report to and support the Apex KYC Manager in overseeing customer/Investor due diligence activities.

Assist with leadership, oversight, and monitoring of the day-to-day management of in-house and remote CDD Analysts/File Reviewers.

Ensure due diligence procedures, processes, and controls are applied throughout the customer lifecycle in accordance with local regulations, policies, and procedures.

Support the KYC Manager in driving new initiatives, remediation projects, and ensuring compliance with the Guernsey KYC/CDD Handbook.

Perform and review KYC and customer documentation analysis for new Investor closings, look-back remediation, KYC refresh, and ongoing due diligence.

Review legal and commercial documents to understand customer activity and associated risks.

Conduct open-source searches, file reviews, verification, and escalate findings where necessary.

Participate in client-facing meetings, communicating professionally to resolve due diligence queries.

Provide guidance on KYC/CDD matters to the 1LoD, key stakeholders, and clients.

Maintain a strong understanding of AML/CFT policies and procedures in accordance with local and Group controls.

Support Quality Control activities, ensuring customer records are maintained, accessible, and compliant.

Collaborate with Legal, AML, Compliance, and Group onboarding teams.

Prepare and review KYC/CDD files, reports, and file notes.

Assist with special projects as required.

Support the KYC Manager in the collation and presentation of Management Information (MI).

TECHNICAL RESPONSIBILITIES

Support the implementation and ongoing management of the client/investor review programme.

Conduct reviews and provide sign-off for relevant KYC/CDD tasks within delegated authority.

Provide KYC/CDD guidance to the business.

Demonstrate strong knowledge of customer screening tools, including World Check One.

Assist in reviewing and signing off CDD across the business.

Support sanctions monitoring and negative news screening processes.

Assist the Apex AML team in managing aspects of countering financial crime and terrorist financing.

Monitor systems and recommend improvements aligned with technical and regulatory changes.

EXPERTISE & LEADERSHIP

Provide day-to-day support and guidance to the KYC/CDD team.

Demonstrate strong knowledge of Guernsey AML/CFT legislation and regulations, and working knowledge of other Apex jurisdictions.

Maintain a solid understanding of KYC/CDD requirements.

Understand and apply sanctions and customer screening tools effectively.

KEY RESULT AREAS

Produce reports relating to the role as required.

Support the KYC Manager in fulfilling the responsibilities of the KYC/CDD function.

Ensure timely filing of all necessary forms and submissions.

Stay up to date with relevant legal and regulatory changes.

Provide input and guidance on technical KYC/CDD legal or regulatory changes.

Support training initiatives for staff on KYC/CDD, risk, and compliance.

STAFFING SPECIFICATION

Strong self-management, interpersonal skills, and relationship-building abilities.

Ability to deliver pragmatic solutions to CDD-related issues.

Self-starting and capable of working with minimal supervision.

Confident in delivering solutions to support the business.

High level of integrity, trustworthiness, and confidentiality.

TARGET VOCATIONAL QUALIFICATIONS

Commitment to continuous professional development.

Attendance at industry seminars.

Completion of KYC/CDD and other relevant skills courses.

Desired but not mandatory: Bachelor's degree and/or Compliance/AML qualifications (e.g., KYC/CDD Certificate/Diploma, Compliance/AML/FCP).

Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

Apply Now

Refine Your Search

risk manager jobs in upminster, gtl

Investor KYC Assistant Manager

HR Manager

Senior PMO Manager

Intelligence and Crime Reduction Manager - 12 Month Fixed Term Contract

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International Strategy & Operations Senior Manager, Commerce (French Speaking)

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Senior Risk Manager

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