Planning adviser Work, Jobs in Hartfield, Esx (with Salaries)

Quality And Risk Analyst
Benchmark Capital —Horsham
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Financial services
Information Security Risk Analyst
Benchmark Capital —Horsham
- Full-time
- Hybrid work
- Analysis skills
- Financial services
Senior Business Development Executive
C&W FAMILY OFFICE LTD —Croydon
- £39,420.00 - £55,912.99 a year
- Full-time
- Marketing
- Business development
- Bachelor's degree
Quick apply
13d
Client Support Executive
Benchmark Capital —Horsham
- Full-time
- Hybrid work
- Microsoft Office
- Organisational skills
- Financial services
10d
Recruitment Manager
Reed In Partnership —Croydon
- £34,500 - £37,500 a year
- Full-time
- Presentation skills
- Travel
- Annual leave
- Flexible schedule
10d
PRT - Transitions Manager
LegalAndGeneral —Brighton and Hove
- Full-time
- Hybrid work
- Project management
- Communication skills
- Employee discount
Quick apply
10d
Fundraising and Promotion Volunteer
Sussex Police —Lewes
- Basic maths
- IT
- Communication skills
- Employee discount
Product Analyst
Quilter —London
- Full-time
- Software development
- IT
- Financial services
1d
DevOps Engineer
Benchmark Capital —Horsham
- Full-time
- Hybrid work
- Azure
Experienced Database Administrator
iPipeline —Bromley
- Full-time
- Hybrid work
- Azure
- Oracle
- Computer Science
Senior AI/ML Scientist
Quilter —London
- Full-time
- Azure
- Doctoral degree
- Master's degree
Customer Experience & Insight Director
Quilter —London
- Full-time
Compliance Manager
Quilter —London
- Full-time
- Organisational skills
- AI
- Communication skills
12d
Financial Services Administrator / Trainee Paraplanner (Pensions / Investments / IFA)
Spring Wealth Management —Epsom
- £25,500 - £28,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Administrative experience
- Employee discount
- Life insurance
Quick apply
Accounts Payable Adviser
Bupa —Brighton
- From £26,400 a year
- Full-time
- Hybrid work
- Employee discount
- Life insurance
Quick apply
9d
Accounts Payable Adviser
Bupa —Brighton
- From £26,400 a year
- Full-time
- Hybrid work
- Employee assistance programme
- Employee discount
Quick apply
9d
Graduate Scheme – Wealth Management Administrator
RGH‑Global Limited —Brighton
- £28,000 - £34,000 a year
- Full-time
- Hybrid work
- Microsoft Office
- Administrative experience
- Communication skills
2d
Associate Director- Programme Delivery
Health Innovation Kent Surrey Sussex (KSS AHSN) —Gatwick Airport
- Up to £88,000 a year
- Management
- Microsoft Office
- Business development
Business Development Manager
Eight Financial Advice —Royal Tunbridge Wells
- £42,000 - £48,000 a year
- Full-time
- Hybrid work
- Business development
- Organisational skills
- Financial services
- Employee assistance programme
Quick apply
Quality Assurance Specialist
Eight Financial Advice —Royal Tunbridge Wells
- Full-time
- Hybrid work
- Salesforce
- Financial services
- Employee assistance programme
- Life insurance
Quick apply

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Quality And Risk Analyst

Benchmark Capital -
Horsham

Apply Now

Job details

Full-time

Benefits

Transport links

Qualifications

Pension
Analysis skills
Quality assurance
Organisational skills
Financial services
Communication skills

Full job description

Description

We are looking for a Quality Review Assessor to join our Compliance team and play a key role in maintaining and improving the quality of advice delivered across our network. You will conduct file reviews, assess adviser suitability and regulatory compliance, identify trends and risks, and support firms in delivering good client outcomes.

You will work closely with advisers, senior management, and compliance colleagues to promote high standards of advice and regulatory compliance across the business.

What you'll do

Maintain a comprehensive programme of file monitoring across the network in line with regulatory requirements.
Conduct quality of advice reviews across all areas of the business and Appointed Representative (AR) firms.
Record, analyse and report on emerging trends, ensuring findings are communicated within agreed timescales.
Carry out enhanced monitoring reviews, risk assessments, and focused business reviews where required.
Analyse exception reporting data to identify patterns, risks, and opportunities for improvement.
Support member firms by coordinating and delivering training designed to improve advice quality and regulatory standards.
Assist with pre-approval requirements across specific advice areas.
Attend Compliance Team meetings, contribute to discussions, and prepare meeting minutes when required.
Attend and contribute to governance and committee meetings across the group.
Provide ongoing monitoring and compliance support to the wider team.
Participate in projects, initiatives, and continuous improvement activities across the compliance function.
Build effective working relationships with advisers, member firms, and senior stakeholders.
Provide telephone support and guidance on compliance-related matters.

The knowledge, experience and qualifications you need

Excellent knowledge of retail investment, pensions, savings, and protection products within the wealth management sector.
Strong understanding of FCA regulations and the practical application of regulatory requirements.
Excellent analytical and observational skills with strong attention to detail.
Highly developed written and verbal communication skills.
Ability to communicate confidently with a wide range of stakeholders while remaining adaptable and collaborative.
Strong organisational skills with the ability to manage multiple priorities effectively.
Minimum Level 4 Diploma qualification in Financial Planning or an equivalent regulated advice qualification.

Significant experience within financial services, ideally within a wealth management, investment, or insurance environment.
Experience conducting suitability reviews, file checking, quality assurance reviews, or compliance monitoring activities.
Good understanding of FCA and PRA regulatory expectations and compliance requirements.
Experience identifying trends, assessing risk, and providing constructive feedback to support improvements in advice quality.

The base

You’ll be based at our Harrogate, North Yorkshire office, a well-connected location that combines a professional working environment with the benefits of a well-regarded market town. The area offers easy access to local amenities, green space, and transport links.

The office provides a practical, modern setting designed to support day-to-day work and collaboration across the team.

We support a balanced approach to work and recognise the value of a working environment that enables both productivity and flexibility.

About Benchmark Capital

Benchmark is one of the UK’s leading financial planning businesses, aiming to help our clients realise aspirations and achieve peace of mind. We do this through our unique business model which provides support to over 1000 financial planners across our employed, self-employed and independent models. Our solutions are award-winning, enabled by proprietary technology covering regulatory, platform and investment services, all of which are designed to support advisers at every stage of their journey – from starting their career, improving how they run productively and effectively, to accelerating growth and ultimately thinking about succession planning.

We are growing rapidly, with more than 50 acquisitions in recent years and have multiple offices across the UK.

Delivering good client outcomes is at the heart of everything we do. Our duty of care, including support for vulnerable customers, is embedded into our culture and decision‑making.

As part of the Schroders Group, the UK’s largest listed asset manager with over £750bn of assets, Benchmark benefits from a focussed business model with clear accountability with the scale of a global services organisation.

We're looking for the best, whoever they are

We know that diverse perspectives and an inclusive culture where all can succeed lead to better decisions and stronger outcomes for the company its clients and its employees. That’s why inclusion and diversity are strategic priorities for us. We’re proud to be an equal opportunities employer. You’re welcome at Benchmark regardless of your age, disability, gender identity or expression, religious beliefs, sexual orientation, or socio-economic background. We’re building a workplace where everyone feels respected, valued, and empowered to thrive.

Apply Now

Refine Your Search

planning adviser jobs in hartfield, esx

Quality And Risk Analyst

Information Security Risk Analyst

Senior Business Development Executive

Client Support Executive

Recruitment Manager

PRT - Transitions Manager

Fundraising and Promotion Volunteer

Product Analyst

DevOps Engineer

Experienced Database Administrator

Senior AI/ML Scientist

Customer Experience & Insight Director

Compliance Manager

Financial Services Administrator / Trainee Paraplanner (Pensions / Investments / IFA)

Accounts Payable Adviser

Accounts Payable Adviser

Graduate Scheme – Wealth Management Administrator

Associate Director- Programme Delivery

Business Development Manager

Quality Assurance Specialist

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