Officer (advisory) Work, Jobs in Denham, Bkm (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Compliance Advisory Officer
CMC Markets —London
- Full-time
- Analysis skills
- Communication skills
14d
Financial Crime Advisory Officer
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Analysis skills
- Annual leave
Quick apply
UKVI Compliance & Administrative Review Officer
Regent College London —London
- £42,000 - £50,000 a year
- Full-time
- Microsoft Word
- CRM software
- Microsoft Excel
Quick apply
7d
Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP
Société Générale —London
- Microsoft Office
- Financial services
- Communication skills
Head of Product
Xapien —London
- £140,000 - £180,000 a year
- Full-time
- Hybrid work
- Life insurance
Employee Relations Manager
Guy's and St Thomas' NHS Foundation Trust —London
- £58,133 - £65,261 a year
- Full-time
- Management
- Human resources
23h
Alpha Implementation Functional Test Lead, Officer
State Street —London
- Full-time
- Analysis skills
- Project management
- Bachelor's degree
Data Protection Officer
Fortius —London
- Full-time
- Hybrid work
- Travel
- IT
- AI
Quick apply
14h
Privacy Officer (Advisory)
Betway Group —North London
- Full-time
- Project management
- Organisational skills
- Contracts
- Employee assistance programme
- Employee discount
Head of Strategic HR & Advisory
Reading Borough Council —Reading
- £70,666 - £87,634 a year
- Full-time
- Hybrid work
- Human resources
14d
Compliance Officer (UK SMF 16), London (GB)
Swiss Re —London
- £76,000 - £114,000 a year
- Full-time
- Hybrid work
- English
- Bachelor's degree
- No degree
Field Agent / Warrant Officer
Resolvecall —Guildford
- £26,689.78 - £42,389.78 a year
- 8 hour shift
- Data entry
- Financial services
- In-person
- Annual leave
- Employee assistance programme
Quick apply
15h
Grant Assurance Assistant Manager
Grant Thornton UK LLP —London
- Full-time
13d
Company Secretary, UK ADV
CBRE —London
- Full-time
- Communication skills
12d
Data Protection Officer
Ardonagh Specialty —London
- Full-time
- Hybrid work
- AI
- Leadership
- Annual leave
Quick apply
Detention Officer Bedfordshire
Bedfordshire Police —Luton
- £27,204 a year
- Weekend availability
- Microsoft Office
- Travel
- Care plans
- Paid training
- Annual leave
8d
Communications Manager
Reach plc —London
- £60,000 - £65,000 a year
- Full-time
- Hybrid work
Quick apply
5d
EHCP Coordinator
Cognus Limited —Wallington
- From £38,729.93 a year
- Full-time
- Hybrid work
- Bachelor's degree
- Travel
- Care plans
- Annual leave
- Employee assistance programme
Quick apply
14d
Compliance Officer
Ashford Benjamin Ltd. —London

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

officer (advisory) jobs in denham, bkm

Compliance Officer

Compliance Advisory Officer

Financial Crime Advisory Officer

UKVI Compliance & Administrative Review Officer

Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP

Head of Product

Employee Relations Manager

Alpha Implementation Functional Test Lead, Officer

Data Protection Officer

Privacy Officer (Advisory)

Head of Strategic HR & Advisory

Compliance Officer (UK SMF 16), London (GB)

Field Agent / Warrant Officer

Grant Assurance Assistant Manager

Company Secretary, UK ADV

Data Protection Officer

Detention Officer Bedfordshire

Communications Manager

EHCP Coordinator

Compliance Officer

I want to receive the latest job alerts for officer (advisory) in denham, bkm

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