Audit officer Work, Jobs in Tiptree, Ess (with Salaries)

Training and Compliance Officer
Douglas Steers & Company —Colchester
- £70,000 a year
- Full-time
- In-person
- Communication skills
- Health & wellbeing programme
Quick apply
11d
Audit Officer
AmTrust International —Colchester
- Organisational skills
- Annual leave
3d
Audit Officer
Arc Legal —Colchester
- Organisational skills
- Annual leave
3d
Training Officer
ABM —Stansted Airport
- Full-time
- Microsoft Office
- Organisational skills
- IT
Data Protection Support Officer
The DPO Centre Ltd —Ipswich
- From £30,000 a year
- Full-time
- Hybrid work
- Customer service
- Analysis skills
- Project management
Contact Centre Officer (Headquarters, Chelmsford)
Essex Police and Kent Police —Chelmsford
- £27,204 - £29,859 a year
- Full-time
- Customer service
Chief Operating Officer (Foundation)
Ipswich Town Foundation —Ipswich
- Full-time
- Management
- Supervising experience
- Bachelor's degree
- Free parking
- Annual leave
Quick apply
13d
Training Officer
ABM UK —Stansted
- Full-time
- Microsoft Office
- Organisational skills
- IT
- Employee discount
Quick apply
Early Years Compliance Officer
Banana Moon Day Nurseries —Chelmsford
- £38,000 - £42,000 a year
- Full-time
- Hybrid work
- Travel
- Annual leave
- Employee discount
Quick apply
11d
Junior Payments Executive
Its Lolly —Braintree
- From £25,000 a year
- Full-time
- Bachelor's degree
- Financial services
- In-person
- Free parking
Quick apply
10d
Procurement Systems Lead
Global Marine Systems —Chelmsford
- Monday to Friday
- Hybrid work
- Microsoft Excel
- ERP systems
- Data analysis skills
Management Accountant (Chelmsford, Headquarters)
Essex Police and Kent Police —Chelmsford
- From £53,451 a year
- Part-time
- Microsoft Word
11d
Firearms Licensing Administrator (Chelmsford/Agile working)
Essex Police and Kent Police —Chelmsford
- From £25,242 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Customer service
3d
Business Support Officer (Administrator)
Nellsar Careers —Canvey Island
- From £14 an hour
- Full-time
- Microsoft Office
- Administrative experience
- Communication skills
- Paid training
- Annual leave
Quick apply
10d
Head of Safeguarding
Colchester United Football Club —Colchester
- £32,640 a year
- Weekend availability
- Organisational skills
- Leadership
- Communication skills
Health and Safety Manager
Provide CIC —Colchester
- £39,959 - £48,117 a year
- Full-time
- Nursing home
- Leadership
3d
Financial Controller
The DPO Centre Ltd —Ipswich
- £65,000 - £70,000 a year
- Full-time
- Hybrid work
- Bachelor's degree
- Accounting
- Communication skills
Deputy Section 151 Officer
Colchester City Council —Colchester
- Up to £85,000 a year
- Full-time
R2R103778 - Fostering & Adoption Panel Advisor - Permanent
South End City Council —Southend-on-Sea
- £53,460 - £58,959 a year
- Hybrid work
- Annual leave
Head of Hard Services Procurement
OCS Group —Ipswich
- Monday to Friday
- Hybrid work
- Presentation skills
- Leadership
- Communication skills
Quick apply

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Training and Compliance Officer

Douglas Steers & Company
Colchester

Quick apply

Job details

Permanent | Full-time
£70,000 a year
11 days ago

Benefits

Health & wellbeing programme
Cycle to work scheme
Financial planning services
Company pension
Company events
Private medical insurance

Qualifications

Financial planning
Communication skills
Certificate in Insurance

Full job description

Ranked as one of the Top 100 Financial Advisers in the country with the FT Adviser Top 100 for six consecutive years.

At Douglas Steers and Company, we are dedicated to helping our clients achieve their financial goals through expert advice, strategic planning, and personalised financial solutions. We are seeking an experienced Training & Compliance Officer to join our growing team. This is an exciting opportunity to join our firm as the business rapidly expands.

We are seeking an experienced Training & Compliance Officer to join our team. This is a pivotal role responsible for embedding a strong compliance culture across the business while designing and delivering effective training programmes to support adviser development, competence, and regulatory adherence.

You will work closely with advisers, management, and senior leadership to ensure all staff meet regulatory standards and maintain the highest levels of professionalism and client care.

Position Overview:

We are looking for a Training & Compliance Officer. The successful candidate will play a key role in supporting the career growth and professional development of our IFAs. This opportunity involves coaching, training, and building strong, positive working relationships.

Key Responsibilities will include but are not limited to:

Monitor and maintain adherence to FCA regulations and internal policies
Conduct file reviews, audits, and thematic reviews across advisers and support teams
Identify compliance risks and implement corrective actions
Support the preparation for audits and regulatory reviews
Maintain up-to-date compliance policies and procedures
Provide guidance on regulatory changes and their impact on the business
Promote a strong culture of compliance, ethics, and continuous improvement
Act as a point of contact for compliance and training queries

About You:

Must hold CII or LIBF Regulated Financial Planning Diploma
Previous experience gained within an IFA environment
Strong understanding of FCA regulations and financial advise processes
You will have previous experience in coaching and upskilling individuals/advisers
Strong communication and presentation skills
Commercial Awareness
Attention to detail
Proactive, organised approach
Collaborative mindset

Benefits:

33 days holiday (including bank holidays)
No weekends
Christmas closure
Paid Professional Membership
Full back-office support
Expanding business and opportunity to grow
Company events
Wellbeing support
Cycle to Work scheme (after 2 years)
Birthday Off (after 2 years)
Free Financial Advice

What next?
If you are passionate about helping individuals and families achieve their financial goals, eager to take the next step in your career and believe you have the skills and experience to thrive in this role, we'd love to hear from you! 

Douglas Steers & Company is an equal opportunity employer and is committed to fostering an inclusive, diverse, and respectful work environment for all employees.

Pay: £70,000.00 per year

Benefits:

Company events
Company pension
Cycle to work scheme
Financial planning services
Health & wellbeing programme
Private medical insurance

Application question(s):

Do you hold a Level 4 Diploma in Regulated Financial Planning?

Work Location: In person

Quick apply

Refine Your Search

audit officer jobs in tiptree, ess

Training and Compliance Officer

Audit Officer

Audit Officer

Training Officer

Data Protection Support Officer

Contact Centre Officer (Headquarters, Chelmsford)

Chief Operating Officer (Foundation)

Training Officer

Early Years Compliance Officer

Junior Payments Executive

Procurement Systems Lead

Management Accountant (Chelmsford, Headquarters)

Firearms Licensing Administrator (Chelmsford/Agile working)

Business Support Officer (Administrator)

Head of Safeguarding

Health and Safety Manager

Financial Controller

Deputy Section 151 Officer

R2R103778 - Fostering & Adoption Panel Advisor - Permanent

Head of Hard Services Procurement

I want to receive the latest job alerts for audit officer in tiptree, ess

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