Compliance officer Work, Jobs in Andover (with Salaries)

Trainee Compliance Officer
Rosemount Financial Solutions Ltd —Basingstoke
- £26,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Transport and Compliance Administrator
Stagetruck Ltd —Winchester
- £30,000 - £40,000 a year
- Full-time
- In-person
- Communication skills
Quick apply
Quality Compliance Officer
All Care —Southampton
- £36,000 a year
- Full-time
- Computer literacy
- Care experience
- Administrative experience
Quick apply
3d
Commissioning Support Officer
Hampshire County Council —Winchester
- £40,643 - £45,077 a year
- Hybrid work
- Microsoft Excel
- Analysis skills
- IT
Recruitment Officer
Grandir UK —Basingstoke
- £30,000 a year
- SharePoint
- In-person
- Annual leave
- Employee discount
Quick apply
Safety and Compliance Officer - Fire
SNG (Sovereign Network Group) —Basingstoke
- £40,000 - £50,000 a year
- Full-time
- Communication skills
3d
Junior Compliance Officer
InfoSum —Basingstoke
- Hybrid work
- Organisational skills
- Communication skills
HSE Officer
Custom Interconnect Ltd —Andover
- £40,000 - £50,000 a year
- Monday to Friday
- Microsoft Office
- Negotiation
Quick apply
Fire Risk Officer
Aster Group —Andover
- £44,529 a year
- Full-time
- Travel
- Employee assistance programme
10d
Children's Home Support Worker
Hampshire County Council —Andover
- £27,780 - £30,564 a year
- Care plans
- Communication skills
- Annual leave
- Employee assistance programme
Housing Officer
SNG (Sovereign Network Group) —Greenham
- £32,000 - £40,000 a year
- Full-time
- Hybrid work
- Communication skills
14d
Training and Technical Performance Lead
Maritime and Coastguard Agency —Southampton
- £44,241 a year
- Part-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Analysis skills
- Annual leave
- Employee assistance programme
2d
Contract Administration Officer
Balfour Beatty —Southampton
- Hybrid work
- Computer literacy
- Communication skills
- Time management
- Annual leave
Refugee Employability Officer (Fixed term contract until 1st June 2027)
International Rescue Committee —Winchester
- £33,756.76 a year
- Bilingual
- English
- Microsoft Office
- Flexible schedule
11d
7.5T Home Delivery Driver / Driver Development Officer
DHL —Southampton
- £44,807.88 a year
- Weekend availability
- Heavy lifting
- Driving
- Classroom experience
- Employee discount
Civil Enforcement Officer
West Berkshire Council —Newbury
- £28,142 - £32,061 a year
- Full-time
- English
- Travel
- Organisational skills
- Annual leave
- Employee assistance programme
Attendance Officer
Southampton City Council —Southampton
- £28,792 - £31,022 a year
- Full-time
- Customer service
- Communication skills
- School
Research Ethics and Governance Officer
University of Southampton —Southampton
- £36,636 - £44,746 a year
- Full-time
- Organisational skills
- Communication skills
People and Culture Recruitment Officer
Social Care in Action —Southampton
- £30,318 a year
- Social media management
- Microsoft Office
- Administrative experience
- Annual leave
- Referral programme
Quick apply
10d
Planning Officer
West Berkshire Council —Newbury
- £30,024 - £39,862 a year
- Full-time
- English
- Communication skills
- Time management
- Annual leave
- Employee discount
7d

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compliance officer jobs near andover

Trainee Compliance Officer

Rosemount Financial Solutions Ltd
Basingstoke

Quick apply

Job details

Permanent | Full-time
£26,000 a year

Benefits

Company pension
Company events
Private medical insurance
On-site parking

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Office
Analysis skills
Organisational skills
IT
Financial services
Communication skills

Full job description

Company: Rosemount Financial Solutions (IFA) Ltd

Location: Basingstoke (in-office)

About Rosemount Financial Solutions (IFA) Ltd: Rosemount Financial Solutions (IFA) Ltd is a leading independent financial services network committed to providing tailored financial solutions to our clients. We pride ourselves on delivering exceptional service and guidance to help our advisers and their clients achieve their financial goals.

Position Overview:

The successful candidate will support the Compliance Team with a range of important monitoring and oversight activities, including reviewing annual reviews, mortgage case checking, and financial promotions reviews to help ensure regulatory and internal standards are met. The role will also involve regular interaction with advisers, providing support and guidance where required so strong communication skills are essential.

The position will play a key role in supporting adviser standards and helping to ensure good client outcomes, while contributing to the company’s compliance oversight framework and adherence to regulatory requirements.

This role is office-based and will involve regular use of Microsoft Teams for meetings and adviser support, so strong organisational and IT skills are essential.

Responsibilities:

Respond to adviser queries and provide support, taking into account compliance requirements, company processes, and good customer outcomes.
Carry out mortgage case checks to make sure cases are compliant, suitable, and meet both regulatory and internal standards, highlighting any issues or areas for improvement where needed.
Review annual reviews to ensure they are accurate, appropriate, and in line with company and regulatory requirements.
Review financial promotions, including marketing materials and social media content, to ensure they meet both the FCA & our standards.
Support with the administration of Professional Indemnity cover, helping to maintain records and ensure advisers and business activities remain appropriately covered.
Assist with handling and analysing data and MI relevant to adviser competence.
Being flexible and keen to get involved with other areas of Compliance, for example, audit preparation, complaint handling, and checking professional development levels of our advisers.
Collaborate with team members to ensure excellent client service and satisfaction.
Stay updated on mortgage industry regulations, compliance requirements, and best practices.

Qualifications and behaviours :

Good understanding of FCA rules and principles.
Strong written communication skills, with the ability to produce professional emails and reports.
Interest in the wider financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a busy team.
Good working knowledge of Microsoft Office, including Word, Excel, PowerPoint, and Teams.
Comfortable working within a fast-paced compliance team environment.
Financial services industry experience or qualifications are preferred but not essential.

A degree or previous industry experience is desirable but not essential for this role. We are more interested in someone who is keen to learn, has an interest in the industry, and wants to build a long-term career.

Benefits:

Hands-on training and mentorship from experienced colleagues. You will gain considerable compliance knowledge working in this Department, and Compliance is an excellent career path.
Pathway to gain recognised industry qualifications.
Exposure to diverse aspects of financial services.
Opportunity to work with a reputable and growing firm in the industry.
Competitive salary.

Pay: £26,000.00 per year

Benefits:

Company events
Company pension
On-site parking
Private medical insurance

Work Location: In person

Quick apply

Refine Your Search

compliance officer jobs in andover

Trainee Compliance Officer

Transport and Compliance Administrator

Quality Compliance Officer

Commissioning Support Officer

Recruitment Officer

Safety and Compliance Officer - Fire

Junior Compliance Officer

HSE Officer

Fire Risk Officer

Children's Home Support Worker

Housing Officer

Training and Technical Performance Lead

Contract Administration Officer

Refugee Employability Officer (Fixed term contract until 1st June 2027)

7.5T Home Delivery Driver / Driver Development Officer

Civil Enforcement Officer

Attendance Officer

Research Ethics and Governance Officer

People and Culture Recruitment Officer

Planning Officer

I want to receive the latest job alerts for compliance officer in andover

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