Compliance Work, Jobs in Ballyclare, Ant (with Salaries)

Compliance Monitoring Associate (Entry Level Role)
TP ICAP —Belfast
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Investment Compliance & Risk – Sr./ Analyst
Funds-Axis —Belfast
- Full-time
- Hybrid work
- Communication skills
- Free parking
- Annual leave
Quick apply
Compliance Officer 12 Month FTC
Foods Connected —Belfast
- Full-time
- Hybrid work
- Azure
- Bachelor's degree
- Continuous improvement
- Health & wellbeing programme
Quick apply
7d
Compliance Officer
Mifinity —Belfast
- Hybrid work
- Analysis skills
Quick apply
Core Compliance Associate
TP ICAP —Belfast
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
22h
Quality Assurance Auditor, DMB, UK Based
Celerion —Belfast
- Full-time
- Hybrid work
- Bachelor's degree
- Travel
- Business
Quick apply
1d
Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry
EY —Belfast
- English
- Organisational skills
- Employee discount
Private Client Compliance Senior Manager - Trust Specialist
Cooper Parry —Belfast
- Full-time
- Remote
- Tax experience
2d
Legal Assistant
ICRIR —Belfast
- £31,000 a year
- Temporary
- Hybrid work
- Administrative experience
- Organisational skills
- Communication skills
- Flexible schedule
10d
Lead Specialist, Internal Audit, Controls, Compliance, and Risk
Pearson —Belfast
- Hybrid work
- Oracle
- ERP systems
- Project management
13h
International Trade Compliance Manager
Spirit AeroSystems —Belfast
- Leadership
- Free parking
- Employee assistance programme
Compliance Supervisor
PRIMIS Mortgage Network —Belfast
- £28,000 - £30,000 a year
- Full-time
- Remote
- Computer networking
- Financial services
- Communication skills
Legal Analyst
Herbert Smith Freehills —Belfast
- English
- Office experience
T4, Senior Manager – HR Risk and Compliance – 12 Month Secondment/ FTC
Deloitte —Belfast
- Hybrid work
- Human resources
- Leadership
Junior Ventilation Contracts Manager
Core Growth —Ballymena
- Full-time
- Driving
- Organisational skills
- Construction
Quick apply
9d
Compliance Supervisor
LSL Property Services —Belfast
- £28,000 - £30,000 a year
- Full-time
- Remote
- Computer networking
- Financial services
- Communication skills
Environmental Compliance Lead Officer - Legionella and Radon
Education Authority —Dundonald
- £56,677 - £59,855 a year
- Full-time
- Bachelor's degree
- Travel
- Business
1d
Financial Compliance & Reporting Manager
Everway —Antrim
- Remote
- Analysis skills
- Communication skills
- Flexible schedule
Quick apply
Transaction Reporting Compliance Senior Manager
TP ICAP —Belfast
- Full-time
- Financial services
- Communication skills
Internal Audit/Controls Assurance - Non-FS - Senior
Deloitte —Belfast
- Full-time
- Hybrid work
- Presentation skills
- Health & wellbeing programme

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Compliance Monitoring Associate (Entry Level Role)

TP ICAP -
Belfast

Apply Now

Job details

Full-time

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Outlook
Financial services
Communication skills

Full job description

Group Overview

The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.

The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.

Role Overview

The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to;

Ensure the group continues to meet all applicable regulatory requirements
Protect the group and its staff from regulatory sanction
Maintain its reputation as an IDB which acts with honesty, integrity, respect and excellence

The role sits within the TP ICAP Belfast office primarily responsible for the ‘level one’ review of alerts triggered from the firm’s surveillance systems. The Compliance Monitoring Associate will work closely with Compliance Monitoring Officers to ensure timely execution of monitoring, surveillance and desk reviews. Additionally, the Compliance Monitoring Associate will undertake daily and other periodic monitoring work, proactively investigating as necessary, and escalate any matters as required.

Role Responsibilities

Conducting ‘level one’ assessment of alerts triggered from TP ICAP’s Trade/Order and Surveillance systems.
Conducting ‘level one’ assessment of alerts triggered from TP ICAP’s Communications Surveillance systems.
Escalating alerts to the Level 2 Surveillance team that require further investigation.
Pro-actively making recommendations on the tuning of alerts within the Compliance Surveillance systems.
Performing monitoring controls as per Compliance Controls Framework.
Assisting other Compliance Officers in post trade monitoring of compliance with relevant Exchange rules.
Developing knowledge of the products, trading methods and regulations associated with a particular asset class as defined by the Compliance Manager.
Assisting with ad hoc work, investigations and project issues as required.
Remaining informed of changes to the regulatory environment.
Developing skills around clear communications with stakeholders.

Experience / Competences

Essential

Skilled in Microsoft applications software (Word, Excel, PowerPoint, Outlook etc.)
Excellent communication and interpersonal skills.
Ability to work under pressure, responding to urgent queries accurately and effectively
Flexibility to take on other team roles as the workload demands
Sets own goals and targets which improve upon previous performance and constantly strive to exceed existing quality and service standards.

Desired

Previous practical experience gained in a monitoring function within a financial services firm (desirable)
Experience of working in a broking / trading capacity (desirable)
Knowledge of financial products within Commodities, Interest Rates, Fixed Income and Equities asset classes.
Understanding of market abuse and the risks associated with it.

Band & Level – Professional, 4

#LI-Hybrid #LI-ENT #NIJobs

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

Location

UK - City Quays - Belfast

Apply Now

Refine Your Search

compliance jobs in ballyclare, ant

Compliance Monitoring Associate (Entry Level Role)

Investment Compliance & Risk – Sr./ Analyst

Compliance Officer 12 Month FTC

Compliance Officer

Core Compliance Associate

Quality Assurance Auditor, DMB, UK Based

Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry

Private Client Compliance Senior Manager - Trust Specialist

Legal Assistant

Lead Specialist, Internal Audit, Controls, Compliance, and Risk

International Trade Compliance Manager

Compliance Supervisor

Legal Analyst

T4, Senior Manager – HR Risk and Compliance – 12 Month Secondment/ FTC

Junior Ventilation Contracts Manager

Compliance Supervisor

Environmental Compliance Lead Officer - Legionella and Radon

Financial Compliance & Reporting Manager

Transaction Reporting Compliance Senior Manager

Internal Audit/Controls Assurance - Non-FS - Senior

I want to receive the latest job alerts for compliance in ballyclare, ant

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