Register officer Work, Jobs in Barking And Dagenham (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Administrative Assistant
Best Training London —Canary Wharf
- £13 - £14 an hour
- Full-time
- Microsoft Excel
- Customer service
- Administrative experience
Quick apply
Outreach Officer
Civic Recruitment Limited —Hackney
Quick apply
Exams Officer
Harris Federation —London
- £15,406.93 - £16,332.45 a year
- Part-time
- School
7d
Community Fundraising Officer
Saint Francis Hospice —Havering-atte-Bower
- £27,535 - £32,418 a year
- Full-time
- Hybrid work
- CRM software
- Customer service
- Hospice
- Free parking
- Work from home
Quick apply
11d
Finance Manager
Associated Country Women of the World —London
- Up to £45,000 a year
- Part-time
- Hybrid work
- Microsoft Excel
- Analysis skills
- QuickBooks
Quick apply
4d
Attendance Officer
St Matthew Academy —London
- From £29,519 a year
- Bachelor's degree
- In-person
- School
- Free parking
- Health & wellbeing programme
Quick apply
Allocations Assesment Officer
LondonBoroughofBexley —Bexleyheath
- £32,535 - £33,987 a year
- Hybrid work
- Communication skills
- Negotiation
- Annual leave
9d
Attendance & Administration Assistant
Newstead Wood School —London
- £28,645 a year
- Full-time
- School
4d
Paralegal - Finance & Corporate
Walkers Global —London
Lettings Support Officer
Newham Council —Stratford
- £32,535 - £33,987 a year
- Full-time
- Communication skills
7d
Community Engagement Officer
Jesse's Heritage Services Limited —Woolwich
- £22.71 - £23.44 an hour
- Full-time
- Travel
- In-person
Quick apply
5d
Registration Officer - 6 Months FTC
The General Optical Council —London
- £38,554 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
7d
Compliance Officer
Carnall Farrar —London
- Full-time
- Hybrid work
- English
- Bachelor's degree
- Leadership
- Health & wellbeing programme
- Annual leave
Quick apply
3d
Maintenance Person £16 PER HOUR
Seabrooke Manor —Ilford
- £16 an hour
- Full-time
- Maintenance
- Programmable logic controllers
- In-person
Quick apply
Community Fundraising Lead
Saint Francis Hospice —Romford
- £30,575 - £34,455 a year
- Full-time
- Hybrid work
- CRM software
- Customer service
- Hospice
- Free parking
- Health & wellbeing programme
Quick apply
11d
Area Support Officer
OCS Group —Chelmsford
- £13.75 an hour
- Temporary
- Computer literacy
- Communication skills
- Annual leave
Quick apply
7d
Housing Register Officer
City of Westminster Council —Westminster
- £34,359 - £38,637 a year
- IT
- Communication skills
4d
Security Fire Officer
OCS Group —Waltham Cross
- £13.06 an hour
- 12 hour shift
- First Aid Certification
- Organisational skills
- Communication skills
Quick apply
Business Information Risk Analyst
BDO —London
- Full-time
- Management
- Analysis skills
- Continuous improvement

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

register officer jobs in barking and dagenham

Compliance Officer

Administrative Assistant

Outreach Officer

Exams Officer

Community Fundraising Officer

Finance Manager

Attendance Officer

Allocations Assesment Officer

Attendance & Administration Assistant

Paralegal - Finance & Corporate

Lettings Support Officer

Community Engagement Officer

Registration Officer - 6 Months FTC

Compliance Officer

Maintenance Person £16 PER HOUR

Community Fundraising Lead

Area Support Officer

Housing Register Officer

Security Fire Officer

Business Information Risk Analyst

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