Regulatory Work, Jobs in Basingstoke, Ham (with Salaries)

Trainee Compliance Officer
Rosemount Financial Solutions Ltd —Basingstoke
- £26,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
5d
CRA 2 - Single Sponsor Dedicated
IQVIA —Reading
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Regulatory Affairs Executive
Sandoz —Bracknell
- Full-time
- Project management
- Agile
- Annual leave
Clinical Research Associate II
IQVIA —Reading
- No degree
Medical Writer - 6 Month Fixed Term Contract
BD —Winnersh
- £43,300 - £66,025 a year
- English
- Master's degree
- Presentation skills
9d
Team Leader
Mears Group —Basingstoke
- Up to £40,000 a year
- Monday to Friday
- Microsoft Excel
- Microsoft Office
- Analysis skills
- Annual leave
- Employee assistance programme
Information Coordinator
Wates —Basingstoke
- Microsoft Office
- SharePoint
- Communication skills
1d
Quality Compliance Officer
Meath Epilepsy Charity —Godalming
- £35,000 - £40,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- In-person
- Free parking
- Health & wellbeing programme
Quick apply
8d
Laboratory Analyst
Ecolab Inc. —Andover
- Full-time
- Engineering
- Laboratory experience
- Microsoft Office
- Employee stock purchase plan
Experienced CRA - Single Sponsor Dedicated
IQVIA —Reading
- No degree
Scientist I, R&D AST Discs
Thermo Fisher Scientific —Basingstoke
- Full-time
- Microsoft Word
- Microsoft Excel
- Laboratory experience
Management Team PMO
Linde Material Handling Ltd. —Basingstoke
- Full-time
- Microsoft Office
- Administrative experience
- Project management
- Annual leave
- Employee discount
CRA2 - Multi-Sponsor Department
IQVIA —Reading
- No degree
Coroner's Officer
Surrey County Council —Woking
- From £38,090 a year
- Full-time
- Customer service
- Analysis skills
- Travel
- Annual leave
- Employee assistance programme
Clerk to Farnham Educational Foundation
Farnham Educational Foundation —Farnham
- £20 an hour
- Part-time
- Hybrid work
- Microsoft Word
- Microsoft Outlook
- Administrative experience
Quick apply
GLOBAL REWARD ANALYST
Merlin Entertainments —Basingstoke
- Full-time
- Hybrid work
- Microsoft Excel
- Data analysis skills
- Analysis skills
- Employee discount
5d
Compliance Administrator
Blue Square Environmental Building Services Ltd —Guildford
- £25,000 - £26,000 a year
- Part-time
- Analysis skills
- Bachelor's degree
- Organisational skills
- Free parking
Quick apply
1d
Complaints Team Leader
Novuna —Newbury
- Up to £38,000 a year
- Full-time
- Hybrid work
- Microsoft Office
- Financial services
- Leadership
14d
Sr. CRA 1 - Single Sponsor Dedicated
IQVIA —Reading
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Inside Sales Executive - Medical Device
UL Solutions —Basingstoke
- Remote
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Outlook

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Trainee Compliance Officer

Rosemount Financial Solutions Ltd
Basingstoke

Quick apply

Job details

Permanent | Full-time
£26,000 a year
5 days ago

Benefits

Company pension
Company events
Private medical insurance
On-site parking

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Office
Analysis skills
Organisational skills
IT
Financial services
Communication skills

Full job description

Company: Rosemount Financial Solutions (IFA) Ltd

Location: Basingstoke (in-office)

About Rosemount Financial Solutions (IFA) Ltd: Rosemount Financial Solutions (IFA) Ltd is a leading independent financial services network committed to providing tailored financial solutions to our clients. We pride ourselves on delivering exceptional service and guidance to help our advisers and their clients achieve their financial goals.

Position Overview:

The successful candidate will support the Compliance Team with a range of important monitoring and oversight activities, including reviewing annual reviews, mortgage case checking, and financial promotions reviews to help ensure regulatory and internal standards are met. The role will also involve regular interaction with advisers, providing support and guidance where required so strong communication skills are essential.

The position will play a key role in supporting adviser standards and helping to ensure good client outcomes, while contributing to the company’s compliance oversight framework and adherence to regulatory requirements.

This role is office-based and will involve regular use of Microsoft Teams for meetings and adviser support, so strong organisational and IT skills are essential.

Responsibilities:

Respond to adviser queries and provide support, taking into account compliance requirements, company processes, and good customer outcomes.
Carry out mortgage case checks to make sure cases are compliant, suitable, and meet both regulatory and internal standards, highlighting any issues or areas for improvement where needed.
Review annual reviews to ensure they are accurate, appropriate, and in line with company and regulatory requirements.
Review financial promotions, including marketing materials and social media content, to ensure they meet both the FCA & our standards.
Support with the administration of Professional Indemnity cover, helping to maintain records and ensure advisers and business activities remain appropriately covered.
Assist with handling and analysing data and MI relevant to adviser competence.
Being flexible and keen to get involved with other areas of Compliance, for example, audit preparation, complaint handling, and checking professional development levels of our advisers.
Collaborate with team members to ensure excellent client service and satisfaction.
Stay updated on mortgage industry regulations, compliance requirements, and best practices.

Qualifications and behaviours :

Good understanding of FCA rules and principles.
Strong written communication skills, with the ability to produce professional emails and reports.
Interest in the wider financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a busy team.
Good working knowledge of Microsoft Office, including Word, Excel, PowerPoint, and Teams.
Comfortable working within a fast-paced compliance team environment.
Financial services industry experience or qualifications are preferred but not essential.

A degree or previous industry experience is desirable but not essential for this role. We are more interested in someone who is keen to learn, has an interest in the industry, and wants to build a long-term career.

Benefits:

Hands-on training and mentorship from experienced colleagues. You will gain considerable compliance knowledge working in this Department, and Compliance is an excellent career path.
Pathway to gain recognised industry qualifications.
Exposure to diverse aspects of financial services.
Opportunity to work with a reputable and growing firm in the industry.
Competitive salary.

Pay: £26,000.00 per year

Benefits:

Company events
Company pension
On-site parking
Private medical insurance

Work Location: In person

Quick apply

Refine Your Search

regulatory jobs in basingstoke, ham

Trainee Compliance Officer

CRA 2 - Single Sponsor Dedicated

Regulatory Affairs Executive

Clinical Research Associate II

Medical Writer - 6 Month Fixed Term Contract

Team Leader

Information Coordinator

Quality Compliance Officer

Laboratory Analyst

Experienced CRA - Single Sponsor Dedicated

Scientist I, R&D AST Discs

Management Team PMO

CRA2 - Multi-Sponsor Department

Coroner's Officer

Clerk to Farnham Educational Foundation

GLOBAL REWARD ANALYST

Compliance Administrator

Complaints Team Leader

Sr. CRA 1 - Single Sponsor Dedicated

Inside Sales Executive - Medical Device

I want to receive the latest job alerts for regulatory in basingstoke, ham

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