JOB ROLE
Job Title: Investment Compliance & Risk – Sr./ Analyst
Reporting to: Investment Compliance & Risk Team Lead
Experience: 1+ Years in the Financial Industry (Graduates with relevant academic background are also welcome to apply)
Salary: Excellent, depending on experience
Contract: Permanent, Full Time
Location: Belfast, Northern Ireland
It is our ambition to substantially grow our business internationally over the coming years. The Investment Compliance & Risk – Sr./ Analyst plays a key role in ensuring excellent client delivery and service and is a driving force in our continued development.
Role Overview /Purpose of Job:
The Investment Compliance & Risk – Sr./ Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients.
You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with the wider Funds-Axis business.
You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.
KEY RESPONSIBILITIES
- To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):
- Regulatory rules
- Investment compliance
- Scheme mandates
- Risk Limit System
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
Cash Flow Monitoring
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- Performance of daily processes to a high standard, including:
- Data upload and exception investigation
- Governance over the successful completion of processes
- Investigating compliance results
- Client daily reporting via a daily dashboard
Daily data quality checking in Highwire
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- To ensure the highest standard of client relationship management, taking the lead on weekly and monthly calls and attending the quarterly call in line with Funds-Axis’ client governance policies, including periodic visits to client premises.
- To ensure delivery of excellent customer service, including evidence using workflow management tools in line with Funds-Axis’ policies.
- Logging Zoho issues logs/projects as appropriate and maintaining up to date reports.
- Support efficiency and automation projects
- Annex IV reporting support, where appropriate, to excellent standards and in accordance with the schedule set out by the Regulatory Reporting Team Lead.
- Projects and other work as required.
- Proactively support more junior colleagues where required.
WHY CHOOSE US?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
ü 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
ü 5.5% employer contribution pension (For India - Provident Fund as per the law)
ü Healthcare Insurance
ü Progressive maternity and paternity pay
ü Work with a great team
ü Travel opportunities
ü Work with leading international finance companies
ü First-class training package
ü Excellent career progression opportunities
ü Free, secure city centre parking onsite
