Chief quality officer Work, Jobs in Britwell, Brk (with Salaries)

Senior Associate, Marketing & Distribution Compliance
Ares Management —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Chief Food Hospitality Innovation & Guest Satisfaction Officer
MyGreatFood Hospitality Ventures Ltd —London
- £190,420 a year
- Full-time
- Analysis skills
- Bachelor's degree
- In-person
- Free parking
- Health & wellbeing programme
Quick apply
EA to the COO
Wellcome Trust —London
- £47,040 - £58,800 a year
- Oracle
- Microsoft Office
- IT
5d
Chief Product Officer
CPO Search —London
- £120,000 - £140,000 a year
- Full-time
- Hybrid work
- Product management
- Leadership
Quick apply
Chief Information Officer
Surrey and Borders Partnership NHS Foundation Trust —Leatherhead
- £115,052 - £132,053 a year
- Full-time
- Patient care
- Free parking
3d
Chief Executive Officer (CEO)
St. Raphael’s Hospice —Sutton
- £105,000 - £120,000 a year
- Full-time
- Hospice
3d
Chief Commercial Officer
Insignia Group —London
- £10,000 - £17,500 a month
- Full-time
- Hybrid work
- Sales
- Analysis skills
- Bachelor's degree
Quick apply
Chief Executive Officer
Energy Institute —London
- Full-time
- Travel
Programme Manager
Guy's & St Thomas' Foundation —London
- £58,000 - £64,000 a year
- Hybrid work
- PMP
- Agile
- Communication skills
- Annual leave
- Employee assistance programme
Quick apply
5d
Chief Technology Officer
Sigma Consulting Group —London
- £90,000 a year
- Full-time
- Hybrid work
- APIs
- AI
- Leadership
Quick apply
Chief Executive Officer/Managing Director - SeaLearn
Union Maritime —London
Quick apply
Head of Safeguarding
HCRG Care Group —London
- £79,504 - £91,609 a year
- Master's degree
- No degree
- Leadership
- Employee discount
Quick apply
4d
Head of Regulatory - Maternity Cover
Medik8 —Aylesbury
- £70,000 - £80,000 a year
- Hybrid work
- Engineering
- Business
- Communication skills
- Employee discount
Quick apply
3d
Head of Change
Guy's & St Thomas' Foundation —London
- £73,000 - £78,000 a year
- Hybrid work
- PMP
- Analysis skills
- Leadership
- Annual leave
- Employee assistance programme
Quick apply
4d
Head of Admissions
Buckinghamshire New University —High Wycombe
- £58,225 - £67,468 a year
- Hybrid work
- University
- Continuous improvement
- Organisational skills
- Annual leave
- Employee discount
Chief Product Officer
Doctify —London
- Hybrid work
- Leadership
- Annual leave
- Referral programme
People Operations Manager
QinetiQ —Farnborough
- Full-time
- PMP
- Analysis skills
- Project management
- Employee discount
Chief Scientific / Medical Officer (Stealth Photonic Bio-sensing Venture)
Merantix —London
- Doctoral degree
Quick apply
Head of Service Desks - Reading, UK
ESP Global Services Limited —Reading
- £70,000 - £75,000 a year
- IT
- AI
- Leadership
Quick apply
HR Manager
Acorn —Slough
- Full-time
- Human resources
- Organisational skills
- Communication skills
6d

I want to receive the latest job alerts for chief quality officer in britwell, brk

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

chief quality officer jobs near britwell, brk

Chief Commercial Officer jobs in London

Assistant Vice President jobs in London

Chief Scientific Officer jobs in London

Chief Technology Officer jobs in London

Chief Product Officer jobs in London

Assistant To The Chief Operating Officer jobs in London

Chief Innovation Officer jobs in London

Operations Manager jobs in Farnborough

Program Manager jobs in London

Registration Officer jobs in London

Chief Information Officer jobs in County Fermanagh

Business Support Officer jobs in London

Chief Information Officer jobs in Birmingham

Private Sector Housing Officer jobs in London

Chief Information Officer jobs in Bristol

Chief Information Officer jobs in University Of London

Chief Commercial Officer jobs in Remote

Chief Commercial Officer jobs in Cardiff

Chief Commercial Officer jobs in Portsmouth

Immigration Officer jobs in Manchester Airport

Senior Associate, Marketing & Distribution Compliance

Ares Management -
London

Apply Now

Job details

Full-time

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Office
Bachelor's degree
Organisational skills
Financial services
Communication skills
Marketing

Full job description

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry.

Job Description

Summary:

The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers Act, Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region-specific compliance and regulatory matters; Regulatory Compliance, which administers global policies and central compliance and oversight functions; and Financial Crimes Prevention, which oversees Ares’ adherence to financial crimes-related rules and regulations.

Ares is seeking a [Senior Associate / Associate Vice-President] to play a key role in the Compliance regulatory marketing review process in support of our institutional and wealth businesses. The [Senior Associate / Associate Vice-President] will actively participate in review and oversight of the business unit marketing materials as well as specific to investor requests. The successful candidate will possess a strong working knowledge of UK and European regulatory frameworks, including the UK FCA and Luxembourg CSSF requirements regarding marketing material, the ESMA Marketing Guidelines, as well as US regulatory requirements, including the Investment Advisers Act, the SEC Marketing Rule, FINRA marketing regulations and general familiarity with the Investment Company Act.

Primary Functions and Essential Responsibilities:

The new Senior Associate/Associate Vice-President will play a key role in providing Compliance support of various Ares alternative investment strategies marketing materials and policies. Specific responsibilities will include:

Provide primary compliance marketing review and oversight of marketing materials and business communications.
Serve as primary liaison point between the Compliance team and the Investor Relations teams.
Act as subject matter expert regarding marketing and communications related regulatory guidelines (SEC, ESMA, FINRA and other global regulations).
Monitor all submissions of materials in timely fashion and ensure the quality and timing of reviews.
Assist with developing, revising, and implementing policies and procedures regarding marketing review activities and regulatory developments.
Escalate issues to the Vice President, Compliance as needed

Education:

Bachelor’s Degree required. Legal qualifications or other advanced degree considered a plus
FINRA Series 7, 63 considered an advantage

Experience Required:

Minimum of 4+ years of relevant financial services compliance experience with a focus on review of marketing materials for institutional, wealth and alternative products.
Knowledge of global asset management legal and regulatory compliance, risk management, and industry policy best practices.
Working knowledge of or familiarity with SEC, FINRA and other global regulatory reviews and interpretation of regulations.
Solid understanding of the investment adviser industry, and U.S. and global securities laws, including the Investment Advisers Act.

General Requirements:

Strong sense of ownership and accountability with a process orientation.
High accuracy and extremely detail-oriented.
Ability to multi-task and prioritize deadlines; results-oriented.
Excellent communication skills and client-service orientation.
Experience and ability to proactively identify and analyze problem situations to develop an effective course of action for resolution.
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).
Knowledge of Red Oak an advantage
Ability to manage challenging workflow in-fast paced, dynamic organization, managing multiple assignments in a deadline driven environment.
Excellent organizational skills, demonstrated ability to manage competing priorities and lead large scale projects to completion.

Reporting Relationships

There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.

Apply Now

Refine Your Search

chief quality officer jobs in britwell, brk

Senior Associate, Marketing & Distribution Compliance

Chief Food Hospitality Innovation & Guest Satisfaction Officer

EA to the COO

Chief Product Officer

Chief Information Officer

Chief Executive Officer (CEO)

Chief Commercial Officer

Chief Executive Officer

Programme Manager

Chief Technology Officer

Chief Executive Officer/Managing Director - SeaLearn

Head of Safeguarding

Head of Regulatory - Maternity Cover

Head of Change

Head of Admissions

Chief Product Officer

People Operations Manager

Chief Scientific / Medical Officer (Stealth Photonic Bio-sensing Venture)

Head of Service Desks - Reading, UK

HR Manager

I want to receive the latest job alerts for chief quality officer in britwell, brk

Related Searches

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected