Compliance auditor Work, Jobs in Derby, Dby (with Salaries)

Compliance Auditor
Flint Bishop —Derby
- Full-time
- Microsoft Office
- Communication skills
- Up to 25% travel
- Employee discount
- Life insurance
Quick apply
Regional HSEQ Compliance Auditor
Network Plus —Alfreton
- £45,000 - £55,000 a year
- Nights as needed
- Project management
Quick apply
Quality & Compliance Advisor
Miller Knight —Mansfield
- £40,000 - £47,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Travel
- Employee assistance programme
Quick apply
6d
Food Service Auditor, Leicester (Independent Contractor)
NSF International —Leicester
- Weekend availability
- Hospitality
- Microsoft Office
- Driving
- Flexible schedule
Quality Auditor - Leicester - Ratby Lane
Noble Foods Limited —Leicester
- £29,707.26 a year
- Communication skills
- Health & wellbeing programme
- Employee discount
Quick apply
Global Head of Compliance Policy & Oversight
Experian —Nottingham
- Full-time
- Hybrid work
- Financial services
- Negotiation
- Annual leave
Quick apply
Asbestos Removal Trainer / Assessor / Auditor
Asbestos Removal Contractors Association (ARCA) —Burton-On-Trent
- £43,000 a year
- Full-time
- Hybrid work
- English
- Organisational skills
- Communication skills
- Free parking
- Work from home
Quick apply
7d
Quality Engineer / Inspector
Aerodyn —Derby
- £30,000 - £40,000 a year
- Full-time
- Engineering
- English
- Travel
Quick apply
Quality Auditor - Leicester - Hilltop Road
Noble Foods Limited —Leicester
- £13.59 an hour
- Communication skills
- Health & wellbeing programme
- Employee discount
Quick apply
Quality Auditor - Leicester Hilltop Road
Noble Foods Limited —Leicester
- £13.59 an hour
- Communication skills
- Health & wellbeing programme
- Employee discount
Quick apply
DNA Advisor
National Crime Agency —Tamworth
- £36,057 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Microsoft Office
- Presentation skills
- Annual leave
20h
Senior Internal Auditor
Inizio —Nottingham
- Annual leave
- Employee discount
Trainee Site Energy & Carbon Auditor
The Consultus International Group —Leicester
- £26,200 - £28,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Engineering
- Maintenance
Quick apply
Site Energy & Carbon Auditor
The Consultus International Group —Leicester
- £26,200 - £40,000 a year
- Full-time
- Hybrid work
- Travel
Quick apply
Quality and Business Improvement Engineer
TRT-Ltd —Alfreton
- £35,000 - £47,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Free parking
- Annual leave
Quick apply
12d
Supplier Quality-SW Infection Control Consumables Manager
Quadralene Ltd. —Derby
- Hybrid work
- Engineering
- Data analysis skills
- Project management
- Employee assistance programme
- Employee discount
5d
Senior Internal Auditor
Frasers Group —Shirebrook
- Full-time
- Analysis skills
- Communication skills
Quick apply
4h
QA Administrator
Syensqo —Heanor
- Organisational skills
- IT
- Communication skills
- Language training provided
Quick apply
13d
Group Internal Audit Manager
Frasers Group —Shirebrook
- Full-time
- Communication skills
Quick apply
Information Security Governance and Risk Manager
UK Research and Innovation —Nottingham
- £58,589 a year
- Full-time
- Hybrid work
- Azure
- AWS
- Analysis skills
- Annual leave
- Employee assistance programme

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Compliance Auditor

Flint Bishop -
Derby

Quick apply

Job details

Permanent | Full-time

Benefits

Employee discount
Life insurance

Qualifications

Microsoft Office
Communication skills

Full job description

Description

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems.

This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

The Auditor is primarily responsible for delivering the compliance monitoring programme, including:

Planning and scheduling audits
Defining audit scopes
Conducting internal audits
Preparing clear and concise audit reports
Performing trend analysis and identifying areas of risk
Assessing the adequacy and effectiveness of internal policies, controls, and procedures
Recommending improvements to strengthen internal controls and operational processes
Ensuring agreed remedial actions are effectively implemented and embedded

The Compliance Auditor will be part of the compliance team and report to the Head of Compliance. This role is based in our Derby office, Monday to Friday 36.25 hours, and travel to our other offices may be required, occasionally.

Key Responsibilities

Execute the internal audit programme in line with the Compliance Monitoring Plan.
Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
Develop and maintain the Internal Audit Procedure and supporting documentation.
Coordinate internal audits in a timely manner, ensuring key stakeholders are informed of audit requirements in advance.
Define audit scopes and objectives.
Conduct internal audits to assess effectiveness and compliance with applicable requirements.
Undertake file reviews and thematic reviews where required.
Audit strategic and operational risk controls to confirm they are in place and operating effectively.
Verify actions recorded in the Continual Improvement Register, ensuring they are appropriately documented, progressed, and closed in a timely manner across all departments.
Review, analyse, and evaluate documentation and data.
Make recommendations to strengthen internal controls and improve processes.
Provide clear audit feedback on compliance levels, breaches, and areas for improvement.
Support the implementation of continual improvement initiatives.
Monitor remedial actions and interventions to ensure effective resolution.
Prepare concise audit summary reports.
Present audit findings to departments and senior management.
Produce management information and reporting.
Support client and external audits as required.
Organise and maintain accurate audit records.
Maintain up-to-date knowledge of relevant regulations, standards, best practices, tools, and techniques.

Skills, Knowledge and Expertise

Proven knowledge of auditing standards and best practices.
Experience working with a regulated environment. Knowledge of the SRA or FCA regulations is essential.
Proficient in learning new systems.
Competent user of Microsoft Office.
Highly analytical with strong attention to detail.
Excellent communication and interpersonal skills.
Must have outstanding record keeping and written skills.
Requisite integrity and discretion to work with confidential information.
Sound independent judgement.

Disclosure will be required in the event that a position is offered.

Benefits

What we offer?

Competitive salary
Bonus potential
Life insurance
Great working environment at our Derby head offices
Career development opportunities
25 days holiday plus bank holidays
Options to buy & sell 1 week’s holiday
1 week’s holiday carry over
Extra day off for your birthday
Staff card discount scheme for local shops
Social days and evenings on the firm
Staff discounts on legal services

About Flint Bishop

Flint Bishop is a multi-award-winning, top 200 UK law firm. We have been providing legal services to businesses and individuals for over a century.

Recognised as a ‘leading firm’ by both Chambers & Partners and The Legal 500, the outstanding quality of our staff and service levels is underlined by our ISO quality assurance accreditations, industry awards and peer ranking.

We have approximately 450 solicitors and legal experts who use their technical skills and expertise for one mission: to provide clients with clear advice that helps them to achieve their goals as effectively as possible.

Quick apply

Refine Your Search

compliance auditor jobs in derby, dby

Compliance Auditor

Regional HSEQ Compliance Auditor

Quality & Compliance Advisor

Food Service Auditor, Leicester (Independent Contractor)

Quality Auditor - Leicester - Ratby Lane

Global Head of Compliance Policy & Oversight

Asbestos Removal Trainer / Assessor / Auditor

Quality Engineer / Inspector

Quality Auditor - Leicester - Hilltop Road

Quality Auditor - Leicester Hilltop Road

DNA Advisor

Senior Internal Auditor

Trainee Site Energy & Carbon Auditor

Site Energy & Carbon Auditor

Quality and Business Improvement Engineer

Supplier Quality-SW Infection Control Consumables Manager

Senior Internal Auditor

QA Administrator

Group Internal Audit Manager

Information Security Governance and Risk Manager

I want to receive the latest job alerts for compliance auditor in derby, dby

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About Flint Bishop

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