Compliance officer Work, Jobs in Droxford, Ham (with Salaries)

Trainee Compliance Officer
Rosemount Financial Solutions Ltd —Basingstoke
- £26,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
1h
Control Room Relief Officer – HQ & Events
Venture Security —Andover
- £13.50 - £15.70 an hour
- Weekend availability
- Computer literacy
- Microsoft Office
- In-person
Quick apply
Care Quality Compliance Officer
All Care —Hedge End
- £36,000 a year
- Full-time
- Computer literacy
- Care experience
- Administrative experience
Quick apply
11d
Examinations Officer
More House School —Farnham
- £34,000 - £40,000 a year
- Full-time
- In-person
- School
Quick apply
11d
Property Compliance Intelligence Officer
Aster Group —Andover
- £37,677 a year
- Full-time
- Microsoft Excel
- Data analysis skills
- Continuous improvement
- Employee assistance programme
13d
Junior Compliance Officer
InfoSum —Basingstoke
- Hybrid work
- Organisational skills
- Communication skills
Compliance Control Testing Officer - Waterlooville Hybrid
Argentis Group Limited —Waterlooville
- Full-time
- Hybrid work
- Financial services
- Employee discount
Quick apply
Transport and Compliance Administrator
Stagetruck Ltd —Winchester
- £30,000 - £40,000 a year
- Full-time
- In-person
- Communication skills
Quick apply
1d
Planning Compliance Officer
Isle of Wight Council —Newport
- £30,841 - £33,699 a year
- Part-time
- Annual leave
- Employee discount
Administration Officer - Highways
Civic Recruitment Limited —Chichester
- £17.26 an hour
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
7d
Customer Relations Officer
Portsmouth City Council —Portsmouth
- £26,473 - £28,239 a year
- Customer service
- Data entry
- IT
10d
Health and Safety Officer
Releasing Potential —Havant
- £32,141 - £36,177 a year
- Full-time
- Maintenance
- In-person
- Communication skills
Quick apply
1d
HSE Officer
Custom Interconnect Ltd —Andover
- £40,000 - £50,000 a year
- Monday to Friday
- Microsoft Office
- Negotiation
Quick apply
3d
Assistant Compliance and Enforcement Officer
Basingstoke and Deane Borough Council —Basingstoke
- £37,913 - £40,824 a year
- Full-time
- Hybrid work
- Communication skills
- Negotiation
- Annual leave
- Employee assistance programme
4d
Business Analyst and Change Officer
Isle of Wight Council —Newport
- £37,955 - £40,787 a year
- Full-time
- Analysis skills
- Organisational skills
- Communication skills
- Annual leave
- Employee discount
1h
Counter Fraud Officer
Hampshire County Council —Winchester
- £33,178 - £36,369 a year
- Hybrid work
- Communication skills
- Work from home
9d
Telesales Compliance Officer
Luxion Sales Limited —Valley Park
- £27,976 a year
- Full-time
- Hybrid work
- Communication skills
Senior Counter Fraud Officer
Hampshire County Council —Winchester
- £40,643 - £45,077 a year
- Hybrid work
- Work from home
Maintenance Officer
Anavo Group LTD —Havant
- £30,000 a year
- Full-time
- Leadership
- Communication skills
- Free parking
Quick apply
8d
Exams Officer
Group Eleven —Basingstoke
- £26,000 a year
- Full-time
- In-person
- School
- Teaching
Quick apply
8d

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Trainee Compliance Officer

Rosemount Financial Solutions Ltd
Basingstoke

Quick apply

Job details

Permanent | Full-time
£26,000 a year
1 hour ago

Benefits

Company pension
Company events
Private medical insurance
On-site parking

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Excel
Microsoft Office
Analysis skills
Organisational skills
IT
Financial services
Communication skills

Full job description

Company: Rosemount Financial Solutions (IFA) Ltd

Location: Basingstoke (in-office)

About Rosemount Financial Solutions (IFA) Ltd: Rosemount Financial Solutions (IFA) Ltd is a leading independent financial services network committed to providing tailored financial solutions to our clients. We pride ourselves on delivering exceptional service and guidance to help our advisers and their clients achieve their financial goals.

Position Overview:

The successful candidate will support the Compliance Team with a range of important monitoring and oversight activities, including reviewing annual reviews, mortgage case checking, and financial promotions reviews to help ensure regulatory and internal standards are met. The role will also involve regular interaction with advisers, providing support and guidance where required so strong communication skills are essential.

The position will play a key role in supporting adviser standards and helping to ensure good client outcomes, while contributing to the company’s compliance oversight framework and adherence to regulatory requirements.

This role is office-based and will involve regular use of Microsoft Teams for meetings and adviser support, so strong organisational and IT skills are essential.

Responsibilities:

Respond to adviser queries and provide support, taking into account compliance requirements, company processes, and good customer outcomes.
Carry out mortgage case checks to make sure cases are compliant, suitable, and meet both regulatory and internal standards, highlighting any issues or areas for improvement where needed.
Review annual reviews to ensure they are accurate, appropriate, and in line with company and regulatory requirements.
Review financial promotions, including marketing materials and social media content, to ensure they meet both the FCA & our standards.
Support with the administration of Professional Indemnity cover, helping to maintain records and ensure advisers and business activities remain appropriately covered.
Assist with handling and analysing data and MI relevant to adviser competence.
Being flexible and keen to get involved with other areas of Compliance, for example, audit preparation, complaint handling, and checking professional development levels of our advisers.
Collaborate with team members to ensure excellent client service and satisfaction.
Stay updated on mortgage industry regulations, compliance requirements, and best practices.

Qualifications and behaviours :

Good understanding of FCA rules and principles.
Strong written communication skills, with the ability to produce professional emails and reports.
Interest in the wider financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a busy team.
Good working knowledge of Microsoft Office, including Word, Excel, PowerPoint, and Teams.
Comfortable working within a fast-paced compliance team environment.
Financial services industry experience or qualifications are preferred but not essential.

A degree or previous industry experience is desirable but not essential for this role. We are more interested in someone who is keen to learn, has an interest in the industry, and wants to build a long-term career.

Benefits:

Hands-on training and mentorship from experienced colleagues. You will gain considerable compliance knowledge working in this Department, and Compliance is an excellent career path.
Pathway to gain recognised industry qualifications.
Exposure to diverse aspects of financial services.
Opportunity to work with a reputable and growing firm in the industry.
Competitive salary.

Pay: £26,000.00 per year

Benefits:

Company events
Company pension
On-site parking
Private medical insurance

Work Location: In person

Quick apply

Refine Your Search

compliance officer jobs in droxford, ham

Trainee Compliance Officer

Control Room Relief Officer – HQ & Events

Care Quality Compliance Officer

Examinations Officer

Property Compliance Intelligence Officer

Junior Compliance Officer

Compliance Control Testing Officer - Waterlooville Hybrid

Transport and Compliance Administrator

Planning Compliance Officer

Administration Officer - Highways

Customer Relations Officer

Health and Safety Officer

HSE Officer

Assistant Compliance and Enforcement Officer

Business Analyst and Change Officer

Counter Fraud Officer

Telesales Compliance Officer

Senior Counter Fraud Officer

Maintenance Officer

Exams Officer

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