Compliance associate financial services Work, Jobs in Glasgow, Sct (with Salaries)

Graduate Associate - International Settlements
Broadridge —Glasgow
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
10d
Graduate Associate - Static Data
Broadridge —Glasgow
- Full-time
- Microsoft Excel
- Microsoft Office
- Bachelor's degree
11d
Senior Associate – Financial Crime Risk Assessment
Delta Capita —Glasgow
- Full-time
- Hybrid work
- Financial services
- Banking
Quick apply
Graduate Associate - Corporate Actions
Broadridge —Glasgow
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
11d
Finance Data Sourcing and Governance Associate
Morgan Stanley —Glasgow
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Customer Service Associate
Close Brothers —Glasgow
- Full-time
- Hybrid work
- Analysis skills
- IT
- Financial services
2d
Associate Director (Regional Manager)
Cornerstone Community Care —Irvine
- £68,000 a year
- Hybrid work
- Continuous improvement
- Leadership
Quick apply
Staff Environmental Advisor - Environmental Services (Glasgow, UK)
Burns & McDonnell —Glasgow
- Full-time
- Engineering
- Bachelor's degree
- Travel
Data Quality Metrics Specialist - Associate
Morgan Stanley —Glasgow
- Full-time
- Microsoft Excel
- Data analysis skills
- Analysis skills
Associate Director (Regional Manager) - Glasgow
Cornerstone —Glasgow
- £68,000 a year
- Hybrid work
- Continuous improvement
- Leadership
14d
Senior to Associate Electrical Engineers - Data Centres (Building Services)
WSP —Glasgow
- Part-time
- Hybrid work
- AutoCAD
- IT
- Flexitime
- Work from home
Technology Associate
Morgan Stanley —Glasgow
- Full-time
- Human resources
- Marketing
Associate Project Manager - Glasgow
Fitch Solutions —Glasgow
- Hybrid work
- Project management
- Organisational skills
- Software development
Associate Director (Regional Manager) - Dumbarton
Cornerstone —Dumbarton
- £68,000 a year
- Hybrid work
- Continuous improvement
- Leadership
14d
Associate Project Manager
AtkinsRéalis —Glasgow
- Full-time
- Hybrid work
- Project management
- Travel
- Organisational skills
Associate Building Surveyor
AtkinsRéalis —Glasgow
- Full-time
- Hybrid work
- Business development
- Bachelor's degree
- Mentoring
15h
Senior Contracts Manager Pre & Post Contract – Energy & Natural Resource
Turner & Townsend —Glasgow
- Full-time
- Hybrid work
- Engineering
- Bachelor's degree
- Contracts
- Annual leave
Quick apply
Senior Road Engineer to Associate (Roads)
WSP —Glasgow
- Part-time
- Hybrid work
- Contracts
- Flexitime
- Work from home
Quantity Surveyor - Senior Associate
Hollis —Glasgow
- Call to connect
- Hybrid work
- Master's degree
- Leadership
- Communication skills
- Flexible schedule
M&A Tax Associate Director
RSM UK —Glasgow
- Full-time
- Hybrid work
- Business development
- Project management
- Tax experience

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Graduate Associate - International Settlements

Broadridge -
Glasgow

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Job details

Full-time
10 days ago

Qualifications

Economics
Microsoft Excel
Microsoft Office
Analysis skills
Bachelor's degree
Financial services
Business
Communication skills

Full job description

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

We are seeking a motivated and detail-oriented recent graduate to join the EMEA Capital Markets Operations team, supporting international settlements across multiple markets.

As an Analyst within the International Settlements team, you will support the end-to-end settlement of securities transactions across EMEA markets. You will gain hands-on experience in trade lifecycle processes, assist in resolving settlement issues, and contribute to maintaining strong operational controls within a newly established function.

This role offers an excellent opportunity to build foundational knowledge of capital markets operations, work with global stakeholders, and develop key analytical and problem-solving skills within a dynamic environment.

Responsibilities

Support the end-to-end settlement lifecycle of securities transactions across EMEA markets, helping to ensure timely, accurate, and controlled processing.
Assist in investigating and resolving settlement breaks, including unmatched trades and cash or stock discrepancies, with appropriate escalation where needed.
Monitor daily settlement activity and raise exceptions to senior team members in a timely manner.
Liaise with brokers, custodians, and internal stakeholders to support the resolution of operational and settlement-related issues.
Perform reconciliations across systems and accounts, identifying, investigating, and flagging discrepancies.
Ensure adherence to market deadlines, regulatory requirements, and internal control procedures to support a strong risk and control environment.
Maintain accurate records and documentation of settlement activities, ensuring completeness and audit readiness.
Contribute to process improvement, automation initiatives, and effective team collaboration to support efficient day-to-day operations.

Requirements

Bachelor’s degree in Finance, Economics, Business, or a related discipline, with strong academic performance.
Demonstrated interest in financial markets and operations.
Basic understanding of financial products and trade lifecycle concepts is preferred, though not required.
Proficiency in Microsoft Excel and other MS Office applications.
Internship or placement experience in financial services is beneficial but not essential.
Strong analytical and problem-solving skills, with the ability to investigate issues methodically and apply logical thinking.
Excellent attention to detail, clear and professional communication skills, and the ability to prioritize tasks and meet deadlines in a fast-paced environment.
Demonstrated learning agility, ownership, accountability, risk awareness, and the ability to collaborate effectively within a team while escalating issues appropriately.

#LI-DS1
#LI-Hybrid

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.

Use of AI in Hiring

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

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Refine Your Search

compliance associate financial services jobs in glasgow, sct

Graduate Associate - International Settlements

Graduate Associate - Static Data

Senior Associate – Financial Crime Risk Assessment

Graduate Associate - Corporate Actions

Finance Data Sourcing and Governance Associate

Customer Service Associate

Associate Director (Regional Manager)

Staff Environmental Advisor - Environmental Services (Glasgow, UK)

Data Quality Metrics Specialist - Associate

Associate Director (Regional Manager) - Glasgow

Senior to Associate Electrical Engineers - Data Centres (Building Services)

Technology Associate

Associate Project Manager - Glasgow

Associate Director (Regional Manager) - Dumbarton

Associate Project Manager

Associate Building Surveyor

Senior Contracts Manager Pre & Post Contract – Energy & Natural Resource

Senior Road Engineer to Associate (Roads)

Quantity Surveyor - Senior Associate

M&A Tax Associate Director

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