regulation manager Work, Jobs in harborne, wmd (with Salaries)

Compliance Manager
Inizio —Birmingham
Band 7 Assistant Clinical Governance Manager
Birmingham Community Healthcare NHS Foundation Trust —Birmingham
- £49,387 - £56,515 a year
- Full-time
- Rehabilitation centre
- Leadership
9d
Responsible Individual - Childrens Home (RI)
Evoria Care —Burntwood
- Up to £500 a day
- Part-time
- Hybrid work
- Mentoring
- Leadership
- Communication skills
- Free parking
Quick apply
5h
Senior Healthcare Administration Manager
Cuervos Integrated Services Ltd —Birmingham
- £5,700 - £6,000 a month
- Full-time
- Management
- GP surgery experience
- Administrative experience
Quick apply
14d
Compliance Manager (Healthcare)
Far Fillimore Care Home —Kidderminster
- £47,000 - £50,000 a year
- Full-time
- Nursing home
- Presentation skills
- Travel
- Free parking
Quick apply
2d
Referral Advice Officer
Resources for Autism —Birmingham
- £6,994 a year
- Part-time
- Hybrid work
- Microsoft Office
- Administrative experience
- Working with children
- Employee assistance programme
- Flexible schedule
Quick apply
3d
Project Manager
Quanex —Wolverhampton
- Full-time
- Project management
- Bachelor's degree
- Agile
- Employee assistance programme
Quick apply
Peripatetic Manager
Advinia Healthcare —Sedgley
- £70,000 - £75,000 a year
- Full-time
- Travel
- Leadership
- Communication skills
Quick apply
Compliance Monitoring Manager
NFP Corp —Bromsgrove
- Hybrid work
- Financial services
- Communication skills
- Annual leave
- Employee discount
PA and Office Manager - WMG Academy Solihull
WMG Academy - UTC —Chelmsley Wood
- £34,000 - £38,220 a year
- Part-time
- Hybrid work
- Maintenance
- Administrative experience
- Supervising experience
- Referral programme
Quick apply
5d
Housing Manager
Birmingham City Council —Birmingham
- £45,091 - £51,356 a year
- Full-time
- Remote
- Leadership
- Communication skills
- Negotiation
9d
Hygiene Manager
Cargill —Wolverhampton
- Word processing
- English
- Supervising experience
Registered Manager
Acuity Care —Sandwell
- £42,000 - £45,000 a year
- Full-time
- Organisational skills
- Communication skills
Quick apply
9d
Head of Supervision & Casework
Gambling Commission —Birmingham
- £65,000 a year
- Full-time
- Hybrid work
- Master's degree
- Presentation skills
Programme Manager
Computacenter —Birmingham
- Agile
- Leadership
- Communication skills
Governance and Resource Lead
West Brom —West Bromwich
- £60,000 a year
- Full-time
- Hybrid work
- PMP
- Agile
- Communication skills
- Employee discount
Regulation Partner
National Grid —Warwick
- £64,000 - £80,000 a year
- Hybrid work
- Driving
- Travel
- Communication skills
6d
Marcus by Goldman Sachs, Complaints Manager, Associate, Birmingham
Goldman Sachs —Birmingham
- Full-time
- Customer service
- Leadership
- Communication skills
- Employee assistance programme
Compliance & Risk Manager - SRA Knowledge & Law Firm Experience
LDJ Solicitors —Nuneaton
- Part-time
- Communication skills
Compliance Management Executive
AFH Financial Group —Bromsgrove
- Full-time
- Hybrid work
- Communication skills

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Compliance Manager

Inizio -
Birmingham

Apply Now

Job details

Full job description

Company: Inizio Engage

Position: Compliance Manager

Location: Birmingham

Vacancy Type: Headcount

Salary: Competitive

About the Role:

We are currently recruiting for a Compliance Manager to work for a Legal firm in Birmingham. This is a newly created role and an exiting time to join the firm.

The Compliance Manager is responsible for ensuring that the Firm's risk management and compliance frameworks meet all necessary standards and regulations. This includes the creation, implementation, and training of policies, controls, and procedures.

This role is crucial in establishing and maintaining a culture of compliance within the Firm, ensuring that all regulatory and ethical standards are met, and facilitating smooth operations through robust governance frameworks.

What Our Client Can Offer:

A supportive environment that emphasizes the well-being and career growth of our staff.
An open and honest workplace culture where authenticity is encouraged.
A commitment to maintaining a healthy work-life balance.

Key Responsibilities:

Culture of Compliance:

Promote and embed a culture of compliance throughout the Firm.
Provide coaching and guidance to wider teams on compliance standards.

Onboarding Support:

Act as the primary point of contact for the Onboarding team.
Address compliance-related queries and offer effective solutions.

Technical Compliance Advisory:

Provide expert advice on compliance issues, including but not limited to:
- Anti-Money Laundering (AML)
- Client Due Diligence (CDD)
- General Data Protection Regulation (GDPR)
- Conflicts of Interest
- Lexcel standards

Training and Workshops:

Conduct compliance risk assessment training workshops for internal staff.

Internal Reviews and Audits:

Lead internal reviews and compliance audits to assess adherence to regulations.

Compliance Program Implementation:

Advise internal management and partners on the implementation of compliance programs.

External Compliance Partnerships:

Manage relationships with external compliance partners, e.g., SmartSearch.

Risk Management Strategies:

Develop and implement risk management strategies aligned with regulatory requirements.

Issue Investigation:

Follow up on compliance issues that require further investigation.

Compliance Systems Evaluation:

Evaluate existing compliance systems to ensure they are robust and effective.

Skills, Experience, and Attributes:

Professional Background:
- Proven experience in Risk and Compliance within a law firm or a similarly regulated environment.
Knowledge Base:
- Strong working knowledge of relevant laws, regulations, and codes of conduct applicable to law firms, including SRA Standards and Regulations, Data Protection, and Anti-Money Laundering legislation.
- Familiarity with Legal Aid work and quality standards is advantageous.
Educational Qualifications:
- Minimum degree-level education or equivalent; a legal or compliance qualification is preferred.
Managerial Experience:
- Previous experience in a managerial or coaching role is highly desirable.

Background:

Please note that if you have not heard from a member of the resourcing department within 7 days, your application has been unsuccessful at this stage.

Thank you for your interest in Inizio Engage. We look forward to reviewing your application!

Apply Now

Refine Your Search

regulation manager jobs in harborne, wmd

Compliance Manager

Band 7 Assistant Clinical Governance Manager

Responsible Individual - Childrens Home (RI)

Senior Healthcare Administration Manager

Compliance Manager (Healthcare)

Referral Advice Officer

Project Manager

Peripatetic Manager

Compliance Monitoring Manager

PA and Office Manager - WMG Academy Solihull

Housing Manager

Hygiene Manager

Registered Manager

Head of Supervision & Casework

Programme Manager

Governance and Resource Lead

Regulation Partner

Marcus by Goldman Sachs, Complaints Manager, Associate, Birmingham

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience

Compliance Management Executive

I want to receive the latest job alerts for regulation manager in harborne, wmd

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