Compliance auditor Work, Jobs in Harrogate, Nyk (with Salaries)

Compliance Auditor
Flint Bishop —Leeds
- Monday to Friday
- Microsoft Office
- Communication skills
- Up to 25% travel
- Employee discount
- Life insurance
Quick apply
ISO Internal Auditor/ ISO Improvement Lead
Onebright —York
- £40,000 - £45,000 a year
- Call to connect
- Hybrid work
- Microsoft Office
- Analysis skills
- Continuous improvement
- Employee assistance programme
8d
Senior Quality Compliance Auditor Clinical Trials
Fortrea —Leeds
- Full-time
- Master's degree
- Bachelor's degree
- Continuous improvement
Senior Internal Auditor
Hiscox —York
- Full-time
- Hybrid work
- Accounting
- Communication skills
- Negotiation
Risk & Compliance Auditor
Kennedys Law - UK —Leeds
- Full-time
- Microsoft Word
- Microsoft Excel
- Supervising experience
Internal Auditor
Yorkshire Water —Bradford
- £49,112 - £61,390 a year
- Full-time
- Hybrid work
- Annual leave
- Flexible schedule
9d
Streetworks Compliance Auditor
Lanes Group —Bradford
- Up to £30,000 a year
- Full-time
- Driving
- Travel
- In-person
- Health & wellbeing programme
Quick apply
Accounts Manager/Bookkeeper
Snooty Frox of Harrogate Limited —Harrogate
- £33,280 a year
- Part-time
- Accounting
- Organisational skills
- In-person
- Employee discount
Quick apply
Quality & Compliance Manager
Aire Valley Consultancy Limited —Leeds
- £38,000 - £40,000 a year
- Full-time
- Microsoft Office
- Organisational skills
- Leadership
- Free parking
- Sick pay
Quick apply
11d
Security Governance & Assurance Analyst - Flutter UKI, Hybrid (Fixed-term, 6 months)
Flutter Entertainment —Leeds
- IT
- Communication skills
8d
Quality Manager in Projects (QMiP)
Siemens Energy —Leeds
- Full-time
- Organisational skills
- Communication skills
- Annual leave
Gas Technical Auditor
Zuno Tech Group —Leeds
- Full-time
- Customer service
- Computer literacy
- Supervising experience
- Annual leave
7d
Gas Technical Auditor
Zuno —Leeds
- Full-time
- Customer service
- Computer literacy
- Supervising experience
- Free parking
- Annual leave
Quick apply
Compliance Assessor
Comex 2000 UK Ltd —Leeds
- Microsoft Powerpoint
- Microsoft Excel
- Microsoft Office
Quick apply
7d
Senior Consulting Information Security Manager
OneAdvanced —York
- Computer Science
- Master's degree
- Bachelor's degree
- Employee assistance programme
- Bereavement leave
Audit Assistant Manager - North West
BDO —Leeds
- Full-time
- Supervising experience
1d
Assistant Manager, Credit Risk Analytics and Modelling
Deloitte —Leeds
- Hybrid work
- Microsoft Excel
- SQL
- Project management
3d
Dragados NHP
Arcavia Consulting —Leeds
- Hybrid work
- Quality control
- Construction
- Communication skills
Hygiene Manager
NewPrinces Group —Bradford
- Annual leave
Quality Manager
Microwave Products Group —York
- Management
- In-person
2d

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Compliance Auditor

Flint Bishop -
Leeds

Quick apply

Job details

Permanent

Benefits

Employee discount
Life insurance

Qualifications

Microsoft Office
Communication skills

Full job description

Description

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems.

This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

The Auditor is primarily responsible for delivering the compliance monitoring programme, including:

Planning and scheduling audits
Defining audit scopes
Conducting internal audits
Preparing clear and concise audit reports
Performing trend analysis and identifying areas of risk
Assessing the adequacy and effectiveness of internal policies, controls, and procedures
Recommending improvements to strengthen internal controls and operational processes
Ensuring agreed remedial actions are effectively implemented and embedded

The Compliance Auditor will be part of the compliance team and report to the Head of Compliance. This role is based in our Leeds office, Monday to Friday 36.25 hours, and travel to our other offices may be required, occasionally.

Key Responsibilities

Execute the internal audit programme in line with the Compliance Monitoring Plan.
Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
Develop and maintain the Internal Audit Procedure and supporting documentation.
Coordinate internal audits in a timely manner, ensuring key stakeholders are informed of audit requirements in advance.
Define audit scopes and objectives.
Conduct internal audits to assess effectiveness and compliance with applicable requirements.
Undertake file reviews and thematic reviews where required.
Audit strategic and operational risk controls to confirm they are in place and operating effectively.
Verify actions recorded in the Continual Improvement Register, ensuring they are appropriately documented, progressed, and closed in a timely manner across all departments.
Review, analyse, and evaluate documentation and data.
Make recommendations to strengthen internal controls and improve processes.
Provide clear audit feedback on compliance levels, breaches, and areas for improvement.
Support the implementation of continual improvement initiatives.
Monitor remedial actions and interventions to ensure effective resolution.
Prepare concise audit summary reports.
Present audit findings to departments and senior management.
Produce management information and reporting.
Support client and external audits as required.
Organise and maintain accurate audit records.
Maintain up-to-date knowledge of relevant regulations, standards, best practices, tools, and techniques.

Skills, Knowledge and Expertise

Proven knowledge of auditing standards and best practices.
Experience working with a regulated environment. Knowledge of the SRA or FCA regulations is essential.
Proficient in learning new systems.
Competent user of Microsoft Office.
Highly analytical with strong attention to detail.
Excellent communication and interpersonal skills.
Must have outstanding record keeping and written skills.
Requisite integrity and discretion to work with confidential information.
Sound independent judgement.

Disclosure will be required in the event that a position is offered.

Benefits

What we offer?

Competitive salary
Bonus potential
Life insurance
Great working environment at our Derby head offices
Career development opportunities
25 days holiday plus bank holidays
Options to buy & sell 1 week’s holiday
1 week’s holiday carry over
Extra day off for your birthday
Staff card discount scheme for local shops
Social days and evenings on the firm
Staff discounts on legal services

Flint Bishop is a multi-award-winning, top 200 UK law firm. We have been providing legal services to businesses and individuals for over a century.

Recognised as a ‘leading firm’ by both Chambers & Partners and The Legal 500, the outstanding quality of our staff and service levels is underlined by our ISO quality assurance accreditations, industry awards and peer ranking.

We have approximately 450 solicitors and legal experts who use their technical skills and expertise for one mission: to provide clients with clear advice that helps them to achieve their goals as effectively as possible.

About Flint Bishop

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Refine Your Search

compliance auditor jobs in harrogate, nyk

Compliance Auditor

ISO Internal Auditor/ ISO Improvement Lead

Senior Quality Compliance Auditor Clinical Trials

Senior Internal Auditor

Risk & Compliance Auditor

Internal Auditor

Streetworks Compliance Auditor

Accounts Manager/Bookkeeper

Quality & Compliance Manager

Security Governance & Assurance Analyst - Flutter UKI, Hybrid (Fixed-term, 6 months)

Quality Manager in Projects (QMiP)

Gas Technical Auditor

Gas Technical Auditor

Compliance Assessor

Senior Consulting Information Security Manager

Audit Assistant Manager - North West

Assistant Manager, Credit Risk Analytics and Modelling

Dragados NHP

Hygiene Manager

Quality Manager

I want to receive the latest job alerts for compliance auditor in harrogate, nyk

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