Senior compliance officer Work, Jobs in Harrogate, Nyk (with Salaries)

Senior Compliance Policy Officer
Redmayne Bentley —Leeds
- £50,000 - £60,000 a year
- Full-time
- Hybrid work
- Financial services
- Leadership
- Communication skills
- Work from home
Large and Complex Loss Handler
Leeds City Council —Leeds
- £46,142 - £500,000 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Annual leave
Risk and Compliance Officer
Leeds Credit Union —Leeds
- Up to £37,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Financial services
- Leadership
- Health & wellbeing programme
- Work from home
Quick apply
Tribunal, Dispute Resolution and Complaints Lead
North Yorkshire Council —Harrogate
- £51,356 - £55,539 a year
- Full-time
- Travel
- Communication skills
- Negotiation
- Annual leave
- Employee discount
5d
Transformation Partner
Oakdale Group —Harrogate
- £55,000 - £55,001 a year
- Hybrid work
- No degree
- Patient care
- Organisational skills
- Annual leave
- Employee discount
Quick apply
13h
Credit Officer - Mid Corporates
Lloyds Banking Group —Leeds
- £67,023 - £74,470 a year
- Full-time
- Hybrid work
- Communication skills
13d
Data Protection Officer
Card Factory —Wakefield
- £65,000 a year
- Management
- Work from home
People Director
SBFM —Leeds
- £111,000 - £120,000 a year
- Hybrid work
- Human resources
- Free parking
C3 Senior Reponse Officer
Leeds City Council —Leeds
- £32,061 - £33,699 a year
- Weekend availability
- Driving
- Communication skills
- Annual leave
4d
Senior Developer
HM Revenue and Customs —Leeds
- £45,544 - £49,523 a year
- Part-time
- Hybrid work
- DevOps
- English
- Java
- Work from home
13d
Emergency Planning Officer
Leeds City Council —Leeds
- £39,862 - £42,839 a year
- Full-time
- Communication skills
- Negotiation
- Annual leave
10d
Privacy Manager (Accountability)
Bank of England —Leeds
- £62,480 - £70,920 a year
- Full-time
- Communication skills
- Annual leave
14d
Senior Student Systems Officer - Grade 7
University of Bradford —Bradford
- £35,608 - £38,784 a year
- Full-time
- Administrative experience
- Analysis skills
- University
3d
Principal Legal Officer (PO4)
Leeds City Council —Leeds
- £46,142 - £49,282 a year
- Full-time
- Hybrid work
- Communication skills
- Annual leave
Project Officer
Leeds City Council —Leeds
- £39,862 - £42,839 a year
- Full-time
- Analysis skills
- Project management
- Organisational skills
- Annual leave
6d
SendCo
York Steiner School —York
- £33,000 - £36,000 a year
- Full-time
- Google Suite
- Microsoft Office
- IT
- Flexible schedule
Quick apply
Workforce Development Officer
Leeds City Council —Leeds
- £38,220 - £40,777 a year
- Part-time
- Hybrid work
- Communication skills
- Annual leave
6d
Project Support Officer
Leeds City Council —Leeds
- £37,280 - £39,152 a year
- Full-time
- Analysis skills
- Project management
- Presentation skills
- Annual leave
6d
Financial Crime Officer
Benchmark Capital —Harrogate
- Full-time
- Hybrid work
- Financial services
- Communication skills
14h
Schools Data & Systems Officer
Calderdale Council —Halifax
- £37,280 - £39,152 a year
- SQL
- AI
- School
11d

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Senior Compliance Policy Officer

Redmayne Bentley
Leeds

Apply Now

Job details

Full-time
£50,000 - £60,000 a year

Benefits

Work from home

Qualifications

Financial services
Leadership
Communication skills

Full job description

Hours per Week

37.5

Work Pattern

8.00am – 4.30pm / 8.30am – 5.00pm (typical)

Contract

Permanent

Hybrid Working

Available after 1 month (up to 2 days WFH per week)

As a Senior Compliance Policy Officer, you’ll be working within our dedicated Compliance team to help the firm meet the requirements of the FCA and other relevant regulators. As a senior colleague, you will be heavily involved in the business-critical implementation of the key policy and financial crime controls for the firm.

Working in partnership with senior departmental and firm-wide stakeholders, you would be a senior source of knowledge and advice and play a vital role in ensuring that regulatory developments are anticipated, interpreted, and embedded into our business operations.

You will also be a key bridge between regulators, internal governance bodies, and the wider firm, ensuring our policy efforts are effective and commercially sensitive.

Your key responsibilities will be:

Providing regulatory advice to the business, acting as a subject matter expert on policy.
Ownership of the firm’s compliance policy framework.
Leading on regulatory horizon scanning and anticipating upcoming regulatory changes.
Providing regular updates and change impact assessments for the Director of Regulation.
Engaging proactively with internal and external stakeholders to support our culture of compliance.

This role is ideal for someone who is analytical, thorough and enjoys seeing things through to completion. You will be in a critical role within the firm, so we are looking for someone with great integrity, honesty and a commitment to doing things by the book.

Further specific details about the role can be found in the job description attached to this advert.

What we’re looking for

Holds at least CISI Level 3 Investment Operations Certificate
Holds, or is willing to complete CISI Level 6 Compliance Diploma, or equivalent Compliance qualification, within 2 years of employment.
At least 3 years’ compliance experience within an investment management, stockbroking, or financial services firm.
Demonstrable experience advising Executive Boards, or senior leadership on regulatory policy.
Track record of leading policy frameworks and embedding them into operational processes.
Evidence of continuous professional development.

Detailed, and current, technical knowledge of the FCA Handbook, MiFID II, MAR, SMCR, AML, and other relevant regimes.
Self-sufficient and self-motivated, with a proactive attitude.
Proven ability to interpret, distil, and apply regulatory requirements to complex investment and stockbroking activities.
Excellent communication and influencing skills, with experience engaging and influencing senior stakeholders and Boards.
Strategic thinker who can anticipate regulatory risks and opportunities.
Proven leadership in policy development, regulatory engagement, and compliance governance.
High integrity and commitment to maintaining the firm’s reputation and regulatory standing.
A team player who collaborates and encourages others.

What does the future look like?

Once you are settled into the role, you will be able to take on more responsibility within the team and develop your skills and experience further through CPD and other development opportunities.

Redmayne Bentley provides support for colleagues to achieve industry standard qualifications, if that is something they wish to do.

At Redmayne Bentley, our goal is to provide excellent personal investment services that enhance clients’ wealth.

We are proud of the culture we have created and of our approach, which promotes open and effective communication, with lots of scope for collaborative working. You will often find managers and directors working at the desk alongside you.

We encourage everyone to get involved, so you will have lots of opportunities to put forward your own ideas, and build on your skills, knowledge, and experience.

As one of the UK’s largest independent investment management and stockbroking firms, we are committed to building a modern and diverse workplace where our people are offered unique opportunities to learn, grow and develop across the financial sector.

Our friendly, inclusive and collaborative environment rewards hard work with generous perks and benefits, and we are genuinely committed to your wellbeing through our industry commended &You wellbeing framework.

Our future looks more exciting than ever, come and share it with us.

Apply Now

Refine Your Search

senior compliance officer jobs in harrogate, nyk

Senior Compliance Policy Officer

Large and Complex Loss Handler

Risk and Compliance Officer

Tribunal, Dispute Resolution and Complaints Lead

Transformation Partner

Credit Officer - Mid Corporates

Data Protection Officer

People Director

C3 Senior Reponse Officer

Senior Developer

Emergency Planning Officer

Privacy Manager (Accountability)

Senior Student Systems Officer - Grade 7

Principal Legal Officer (PO4)

Project Officer

SendCo

Workforce Development Officer

Project Support Officer

Financial Crime Officer

Schools Data & Systems Officer

I want to receive the latest job alerts for senior compliance officer in harrogate, nyk

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