Protection specialist Work, Jobs in Laleham, Sry (with Salaries)

Compliance Manager – Mortgages & Specialist Finance
Loans Warehouse —Watford
- £60,000 a year
- Full-time
- Sales
- Presentation skills
- In-person
- Free parking
- Annual leave
Quick apply
8d
Administrative Assistant (Identity Verification & Amendments )
Smarter Cover —Leatherhead
- £25,000 - £29,000 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Outlook
- Accounting
- Free parking
- Health & wellbeing programme
Quick apply
14d
Protection Specialist
LRG —Camberley
- Full-time
- Sales
- Organisational skills
- In-person
- Health & wellbeing programme
- Work from home
Quick apply
Human Risk Analyst - Cyber Security Awareness Training
Saepio —High Wycombe
- Full-time
- Hybrid work
- CRM software
- Organisational skills
- IT
- Annual leave
- Life insurance
Quick apply
Major Loss Claims Handler - Catastrophic Injury
Hastings Direct —London
- Full-time
- Hybrid work
- Communication skills
- Negotiation
- Annual leave
Senior Transaction Monitoring & Investigations Specialist 1LoD
M&G plc —London
- Full-time
- Military
- Organisational skills
- Communication skills
- Annual leave
Automatic Number Plate Recognition (ANPR) Investigations Officer - 03
Metropolitan Police —Vauxhall
- £40,519 a year
- Weekend availability
Level Monitoring Surveyor
Sedgwick —London
- Full-time
- Microsoft Excel
- Microsoft Office
- Administrative experience
- Employee assistance programme
- Employee discount
Paralegal – Court of Protection
Lester Aldridge —London
- Microsoft Office
- No degree
- Organisational skills
Workforce Development Lead, Enhanced Mental Health Pathfinders Alliance
The Survivors Trust —London
- Up to £40,234 a year
- Full-time
- Hybrid work
- Computer networking
- Leadership
- Communication skills
Quick apply
Accounts Assistant
Bigmore Associates Limited —Walton-on-Thames
- Up to £25,625 a year
- Full-time
- Hybrid work
- In-person
- Time management
- Work from home
- Employee assistance programme
Quick apply
1d
Graduate/Entry Level Operations Specialist (Financial Advice)
Nova Wealth —London
- £33,000 - £38,000 a year
- Full-time
- Hybrid work
- Organisational skills
- Time management
- Flexible schedule
Quick apply
Residential Security Team (RST) Operator
Prevail —London
- Military
- First Aid Certification
- Driving
Quick apply
Environment Protection Officer - Licensing
The Royal Borough of Kingston upon Thames —Kingston upon Thames
- £33,987 - £42,060 a year
- Full-time
- Hybrid work
- In-person
- Time management
- Annual leave
- Employee discount
Environment Protection Officer - Licensing
London Borough of Sutton —Kingston upon Thames
- £33,987 - £42,060 a year
- Full-time
- Hybrid work
- In-person
- Time management
- Annual leave
- Employee discount
Senior Data Protection Compliance Specialist
marshmallow —London
- Full-time
- Financial services
- AI
- Communication skills
Environment Protection Officer - Licensing Support
The Royal Borough of Kingston upon Thames —Kingston upon Thames
- £33,987 - £42,060 a year
- Full-time
- Hybrid work
- Time management
- Annual leave
- Employee discount
Environment Protection Officer - Licensing Support
London Borough of Sutton —Kingston upon Thames
- £33,987 - £42,060 a year
- Full-time
- Hybrid work
- Time management
- Annual leave
- Employee discount
Protection Technical Specialist - Tax & Trust
Royal London —London
- Hybrid work
- Organisational skills
- Financial services
- Communication skills
- Annual leave
Privacy & AI Governance Specialist (Hybrid Work Model)
Quorum Software —London
- Full-time
- Hybrid work
- Analysis skills
- Bachelor's degree
- No degree

I want to receive the latest job alerts for protection specialist in laleham, sry

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Compliance Manager – Mortgages & Specialist Finance

Loans Warehouse -
Watford

Quick apply

Job details

Permanent | Full-time
£60,000 a year
8 days ago

Benefits

Free parking
Casual dress
Additional leave
Annual leave
Company pension
Company events
Transport links
Referral programme
On-site parking

Qualifications

Sales
Business processes
Presentation skills
Communication skills

Full job description

Compliance Manager – Mortgages & Specialist Finance

Salary: £60,000 per year

Location: Watford, Hertfordshire

Job type: Full-time, permanent

Reporting to: Sam Busfield, Co-Founder and Director

About Loans Warehouse

Established in 2006, Loans Warehouse is an FCA-authorised, multi-award-winning financial services intermediary specialising in second charge mortgages, bridging and development finance.

As we continue to grow, we are looking for an experienced Compliance Manager to lead our Compliance function and take responsibility for regulatory compliance across the business.

This is an excellent opportunity for someone currently working in a senior compliance position within a mortgage lender, second charge lender, mortgage broker or specialist finance intermediary who is ready to take the next step and lead a Compliance team.

The Role

Reporting directly to Co-Founder Sam Busfield, the Compliance Manager will lead the Compliance team and oversee all FCA and regulatory responsibilities across Loans Warehouse.

This is a senior, hands-on position. You will provide clear and commercially considered compliance guidance to the Directors and wider management team while ensuring that the business continues to deliver good customer outcomes and meet its regulatory obligations.

You will be expected to understand the detail, identify potential risks and take ownership of implementing practical solutions. You will also play an important role in developing the Compliance team and embedding a strong compliance culture throughout the business.

Key Responsibilities

Lead, manage and develop the Loans Warehouse Compliance team.
Take ownership of the business’s compliance framework, policies, procedures and controls.
Develop and deliver a risk-based Compliance Monitoring Programme.
Ensure continued compliance with FCA requirements, including MCOB, CONC, Consumer Duty, financial promotions and the SM&CR.
Monitor regulatory developments and assess their impact on the business.
Provide clear advice and guidance to the Directors and senior management team.
Produce high-quality compliance reports for the Directors, clearly identifying risks, findings and recommended actions.
Oversee call monitoring, file reviews, quality assurance and adviser competency processes.
Ensure fair customer outcomes are embedded, monitored and evidenced across the customer journey.
Manage compliance findings and remedial actions through to completion.
Review and approve financial promotions, customer communications and other regulated content.
Oversee regulatory reporting, FCA notifications and responses to regulatory enquiries.
Act as the senior escalation point for complex compliance matters, complaints and potential regulatory breaches.
Oversee financial crime controls, including AML, KYC, customer due diligence, fraud prevention and suspicious activity processes.
Support the development and delivery of regulatory training across the business.
Work collaboratively with operational teams to ensure compliance is considered when introducing new products, partners, systems or processes.
Build a compliance culture that supports the business in growing safely while maintaining consistently strong customer outcomes.

Skills, Knowledge and Experience

Essential

Significant compliance experience within the first charge, second charge or wider mortgage sector.
Current experience in a senior compliance, compliance monitoring or regulatory oversight position.
Strong working knowledge of the FCA Handbook and the regulatory requirements applying to mortgage and credit intermediaries.
Detailed understanding of MCOB, CONC, Consumer Duty and the SM&CR.
Experience of designing, operating and maintaining compliance monitoring frameworks.
Experience of leading, managing or developing compliance colleagues.
Strong understanding of regulated mortgage advice and sales processes.
Ability to interpret regulatory requirements and turn them into clear, practical business processes.
Experience of producing compliance reports and presenting findings to senior management.
Confidence to challenge decisions constructively and act as a trusted adviser to the Directors.
Excellent attention to detail, judgement and communication skills.
A proactive, hands-on approach with the ability to manage competing priorities.

Desirable

Previous experience within the second charge mortgage or specialist finance market.
Experience working for both a lender and a broker or intermediary.
Experience engaging directly with the FCA.
CeMAP or an equivalent mortgage qualification.
A recognised compliance or financial crime qualification, such as an ICA qualification.
Experience overseeing data protection and UK GDPR obligations.
Knowledge of bridging finance and regulated bridging transactions.
Previous responsibility for regulatory reporting, complaints oversight or financial promotions approval.

Why Join Loans Warehouse?

Loans Warehouse is an established, successful and ambitious business with a strong reputation throughout the specialist finance industry.

This is an opportunity to take ownership of the Compliance function, work directly with the company’s founders and have a genuine influence on how the business develops.

You will join a fast-paced, collaborative environment where compliance is recognised as an essential part of delivering good customer outcomes and achieving sustainable growth.

Hours and Benefits

This is a fully office-based role at our Watford headquarters.

Working hours:

Monday to Thursday: 9.00am–5.00pm
Friday: 9.00am–5.30pm

Benefits include:

£60,000 annual salary
Company pension
Death in service cover
Additional annual leave for continued service
Employee incentives and rewards
Referral programme
Fantastic company events
Casual dress
Free on-site parking
Excellent transport links

If you are an experienced mortgage compliance professional who is ready to take ownership of a Compliance function and play a leading role within a successful and growing business, we would love to hear from you.

Pay: £60,000.00 per year

Application question(s):

I confirm that I understand this is a fully office-based role in Watford, Hertfordshire

Work authorisation:

United Kingdom (required)

Work Location: In person

Quick apply

Refine Your Search

protection specialist jobs in laleham, sry

Compliance Manager – Mortgages & Specialist Finance

Administrative Assistant (Identity Verification & Amendments )

Protection Specialist

Human Risk Analyst - Cyber Security Awareness Training

Major Loss Claims Handler - Catastrophic Injury

Senior Transaction Monitoring & Investigations Specialist 1LoD

Automatic Number Plate Recognition (ANPR) Investigations Officer - 03

Level Monitoring Surveyor

Paralegal – Court of Protection

Workforce Development Lead, Enhanced Mental Health Pathfinders Alliance

Accounts Assistant

Graduate/Entry Level Operations Specialist (Financial Advice)

Residential Security Team (RST) Operator

Environment Protection Officer - Licensing

Environment Protection Officer - Licensing

Senior Data Protection Compliance Specialist

Environment Protection Officer - Licensing Support

Environment Protection Officer - Licensing Support

Protection Technical Specialist - Tax & Trust

Privacy & AI Governance Specialist (Hybrid Work Model)

I want to receive the latest job alerts for protection specialist in laleham, sry

Related Searches

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected