Compliance manager Work, Jobs in Leamington Spa, War (with Salaries)

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience
LDJ Solicitors —Nuneaton
- Part-time
- Communication skills
Compliance & Ops Manager
NCF Living —Birmingham
- £40,000 - £45,000 a year
- Maintenance
- Bachelor's degree
- Organisational skills
- Free parking
Quick apply
Compliance Manager
Inizio —Birmingham
Global Compliance & Complaints Manager - 12 month FTC
RICS —Birmingham
- Hybrid work
- Continuous improvement
- Travel
- Agile
- Annual leave
Information Compliance Manager - Legal Services - 102781 - Grade 5
University of Birmingham —Birmingham
- £30,062 - £35,883 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Office
- Annual leave
- Sick pay
5d
Compliance Monitoring Manager
NFP Corp —Bromsgrove
- Hybrid work
- Financial services
- Communication skills
- Annual leave
- Employee discount
Group Technical Compliance Manager
ABP UK —Marston Green
- Full-time
- In-person
- Communication skills
Quick apply
Private Client Compliance - Trusts Manager
Cooper Parry —Birmingham
- Full-time
- Remote
- Tax experience
2d
Director of Enhanced Compliance & Enforcement
Gambling Commission —Birmingham
- £83,379 a year
- Full-time
- Hybrid work
- Travel
- Annual leave
5d
Engineering - Compliance Manager
Drayton Manor Resort Ltd —Tamworth
- Weekend availability
- Engineering
- Maintenance
- Analysis skills
- Free parking
- Annual leave
Quick apply
Audit Manager (Maternity Cover)
TGFP —Leamington Spa
- From £55,000 a year
- Temporary
- Analysis skills
- In-person
- Communication skills
- Health & wellbeing programme
Quick apply
2d
Audit Stream Learning and Development - Learning Compliance Lead
BDO —Birmingham
- Full-time
- Leadership
Senior Contracts Manager
Birmingham City University —Birmingham
- £52,462 - £60,842 a year
- Full-time
- Hybrid work
- Project management
- University
- Contracts
Senior Finance and Compliance Manager
Bonuccelli Sandra Professional Group —Birmingham
- £6,300 - £6,500 a month
- Full-time
- Hospitality
- Leadership
- Communication skills
Quick apply
Lead Auditor - Multi Standard
LRQA group —Birmingham
- Microsoft Outlook
- Engineering
- English
Internal Audit Senior Manager
untypical —Shirley
- Travel
- Organisational skills
- IT
- Employee assistance programme
5d
Private Equity Risk and Compliance Manager
Pwc UK —Birmingham
- Full-time
- Hybrid work
- Management
- Project management
- Communication skills
Asset and Compliance Manager
Dawson Housing Ltd —Birmingham
- From £30,000 a year
- Full-time
- Project management
- Bachelor's degree
- Organisational skills
Quick apply
1d
Commercial Manager - 12 month contract
DCS Group (UK) Ltd —Banbury
- In-person
Quick apply
Contracts Manager
M J Coles Construction Services Ltd —Solihull
- Up to £75,000 a year
- Full-time
- Management
- Project management
- Construction
Quick apply

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compliance manager jobs near leamington spa, war

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience

LDJ Solicitors -
Nuneaton

Apply Now

Job details

Part-time

Qualifications

Communication skills

Full job description

Role Details

Title: Compliance & Risk Manager
Department: Administration
Location: Onsite – Head Office Nuneaton
Working Hours: Part-time – 3 to 4 days per week.
Work pattern: 9:00am to 5:15pm (days to be discussed)
Salary: Competitive, depending on experience

Role Summary

We are seeking an experienced Compliance & Risk Manager to work closely with the
Partnership in ensuring the firm meets its regulatory and legal obligations. The
successful candidate will play a key role in overseeing risk management, regulatory
compliance, and adherence to SRA Standards and Regulations, while supporting (and
potentially undertaking) the responsibilities of MLRO and COLP.

This is a senior position requiring a proactive individual who can provide strategic
guidance, implement robust compliance frameworks, and foster a strong compliance
culture across the firm.

Key Responsibilities

Regulatory Compliance (SRA)

Ensure firm-wide compliance with SRA Standards and Regulations.
Monitor regulatory developments and implement necessary changes.
Manage and maintain the firm’s compliance framework, policies, and

procedures.

Handle breach reporting and liaise with regulators where required.
Conduct file reviews and internal compliance audits.

Risk Management

Develop and maintain the firm’s risk management framework.
Identify, assess, and mitigate operational, regulatory, and reputational risks.
Maintain and update the firm-wide risk register.
Advise Partners on risk exposure in key practice areas.
Support business continuity and risk mitigation planning.

AML & Financial Crime (MLRO Function)

Support or undertake MLRO responsibilities.

Oversee AML policies, procedures, and firm-wide risk assessments.
Manage suspicious activity reporting processes.
Provide guidance on client due diligence and source of funds issues.
Deliver AML training and ensure regulatory compliance across the firm.

COLP Responsibilities (if applicable)

Support or act as COLP.
Ensure compliance with professional and ethical obligations.
Maintain records of breaches and ensure appropriate reporting.
Promote a culture of compliance and ethical practice.

Training & Culture

Design and deliver compliance and risk training across the firm.
Act as a key point of contact for compliance queries.
Promote best practice and continuous improvement.

What We’re Looking For:

Strong knowledge of SRA Standards and Regulations.

Ideally a Solicitor or has worked at a law firm at a senior level.

Highly organised with strong attention to detail.

Commercially aware and pragmatic.

Excellent communication and interpersonal skills.

Able to operate independently with minimal supervision.

Resilient and capable of managing competing priorities.

What We Offer:

Opportunity to work closely with the partnership in a strategic role.

A supportive and collaborative working environment.

Competitive salary and benefits package.

Career progression within a growing firm.

This role may involve formal appointment as MLRO and/or COLP, depending on
experience and firm requirements.

To Apply

Please submit your CV with a covering letter to Mr Craig Everitt, Partner & Practice
Manager, at: [email protected].

Apply Now

Refine Your Search

compliance manager jobs in leamington spa, war

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience

Compliance & Ops Manager

Compliance Manager

Global Compliance & Complaints Manager - 12 month FTC

Information Compliance Manager - Legal Services - 102781 - Grade 5

Compliance Monitoring Manager

Group Technical Compliance Manager

Private Client Compliance - Trusts Manager

Director of Enhanced Compliance & Enforcement

Engineering - Compliance Manager

Audit Manager (Maternity Cover)

Audit Stream Learning and Development - Learning Compliance Lead

Senior Contracts Manager

Senior Finance and Compliance Manager

Lead Auditor - Multi Standard

Internal Audit Senior Manager

Private Equity Risk and Compliance Manager

Asset and Compliance Manager

Commercial Manager - 12 month contract

Contracts Manager

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