Associate ii, tmf operations uk remote Work, Jobs in London, Eng (with Salaries)

Risk & Compliance Associate
Alantra —London
- Full-time
Operations Associate
Dwelly —London
- English
- SQL
- Analysis skills
11d
Regulatory Associate - UK Medicines
Reckitt —Slough
- Data analysis skills
- Communication skills
- Employee assistance programme
- Life insurance
7d
Analyst II, Systems Operations
Intercontinental Exchange Holdings, Inc. —London
- Weekend availability
- Java
- Bachelor's degree
- Scripting
Associate, Compensation
BlackRock Investments —London
- Hybrid work
- Microsoft Excel
- Analysis skills
- Financial services
- Work from home
10d
Analyst / Associate - FIG M&A
Jefferies & Company, Inc. —London
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Master's degree
Associate, Private IG
Apollo —London
- Full-time
- Microsoft Excel
- Master's degree
- Bachelor's degree
Product Associate, Consumer Duty (3 month contract)
Timelineapp Tech Limited —London
- Full-time
- Hybrid work
- Communication skills
- Flexible schedule
Quick apply
1d
Trade & Treasury Operations
Meredith Brown Associates —London
- £70,000 - £85,000 a year
- Call to connect
1d
Trade & Treasury Operations Senior Associate
Meredith Brown Associates —London
- Microsoft Excel
- Microsoft Outlook
- Microsoft Office
Wealth Administrator
Royal Bank of Canada —London
- Full-time
- Microsoft Outlook
- Customer service
- Microsoft Office
4d
Part II Architectural Assistant
MDR Associates —London
- AutoCAD
Transaction Associate - PJT Park Hill (Private Capital Solutions)
PJT Partners —London
- Full-time
- Bachelor's degree
- Organisational skills
- Communication skills
Associate, Product Specialist, AlpInvest Investor Relations
The Carlyle Group —London
- Microsoft Powerpoint
- CRM software
- Microsoft Excel
Associate Product Manager | London
LawAdvisor Ventures Ltd. —London
- Full-time
- Computer Science
- Bachelor's degree
- Business
Quick apply
Corporate Banking Associate - Metals & Mining (UK Industrials)
Citi —London
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Microsoft Office
1d
Senior Associate, Operational Risk
Lloyd's of London —London
- Hybrid work
- Organisational skills
- Communication skills
- Employee discount
- Gym membership
Associate, Investment Strategy
MetLife —London
- Full-time
- Hybrid work
- English
- Bachelor's degree
- Travel
- Relocation assistance
- Annual leave
9d
Senior Associate - Insurance - Risk and Regulation Advisory
Pwc UK —London
- Full-time
- Hybrid work
- Travel
Associate Director, Senior Investment Risk Analyst
Janus Henderson —London
- Hybrid work
- Communication skills
- Python

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Risk & Compliance Associate

Alantra -
London

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Job details

Full-time

Full job description

Alantra is an independent global financial services firm that provides investment banking and asset management services to mid-market companies, families, and investors. The Group has over 500 professionals in Europe, the U.S., Latin America, Asia, and the Middle East.

In Investment Banking, Alantra has completed over 1,000 transactions in the last five years. Alantra combines a strong local presence in key financial centers with global sector- and product-specialized teams.

In Alternative Asset Management, Alantra offers its clients unique access to a wide range of investment strategies in five highly specialized asset management classes (private equity, active funds, private debt, energy, and venture capital). As of 30 September 2025, assets under management from consolidated businesses stood at €2.7bn, while those managed by firms in which the Group holds a strategic stake amounted to €14.2bn.

Job Description:

R&C Associate – London

Department: Risk & Compliance

Reports to: UK Head of Compliance & MLRO

Location: London (with EU liaison)

About Alantra

Alantra is a global financial services group active in Investment Banking, Asset Management and Equities. The London office is a core hub for cross-border advisory, with the Risk & Compliance team supporting UK and EU activity across all business lines.

Role Overview

We are seeking an R&C Associate to provide day-to-day compliance oversight for our UK businesses and support coordination with EU affiliates. The role is close to deal activity, advising on regulatory issues, overseeing onboarding, monitoring conduct and conflicts, and ensuring compliance with UK/EU regulatory requirements.

Ideal for candidates with 2–4 years’ experience in risk & compliance in FS, or from a law firm (FS regulation) or compliance consultancy for financial services, preferably in the UK.

Key Responsibilities

Advisory & Transactions

First point of contact for deal teams on MiFID II, MAR, COBS and conduct queries.

Review engagement letters, approve mandates, and oversee KYC/AML.

Provide regulatory input on deal structuring, disclosures, conflicts and client categorisation.

Engagement Oversight

Ensure adherence to internal controls and approval processes.

Review transaction documents, marketing materials and legal drafts for regulatory risks.

Monitor cross-border activity, market abuse risk, financial promotions and conflicts.

Information & Conflicts Management

Oversee confidential information handling, insider lists and information barriers.

Conduct first-level conflict analysis and maintain conflicts registers.

EU Coordination & Group Support

Align UK/EU engagement standards and review cross-border materials.

Support periodic file reviews and tailored compliance training.

Compliance Operations

Contribute to the Compliance Monitoring Programme and FCA/non-financial returns.

Maintain compliance/AML risk assessments, risk registers and horizon scanning.

Support prudential/ICARA work and SM&CR processes.

Requirements:

Skills & Experience

Essential

2–4 years’ experience in Compliance, Risk or Regulatory Advisory in FS, legal (FS regulation) or consultancy (FS compliance).

Experience with onboarding, engagement letters, approvals and transaction support.

Knowledge of MiFID II, MAR, FCA rules, GDPR and AML/KYC.

Solid understanding of financial instruments and strong knowledge of securitization structures (ABS, MBS, CLOs, credit-linked transactions)

Desirable

Cross-border regulatory exposure, tied agents or passporting.

Experience in compliance assurance or framework design.

Attributes

Commercial, pragmatic and confident with front-office stakeholders.

Highly organised and detail-driven.

Collaborative and adaptable in a fast-paced environment.

Apply Now

Refine Your Search

associate ii, tmf operations uk remote jobs in london, eng

Risk & Compliance Associate

Operations Associate

Regulatory Associate - UK Medicines

Analyst II, Systems Operations

Associate, Compensation

Analyst / Associate - FIG M&A

Associate, Private IG

Product Associate, Consumer Duty (3 month contract)

Trade & Treasury Operations

Trade & Treasury Operations Senior Associate

Wealth Administrator

Part II Architectural Assistant

Transaction Associate - PJT Park Hill (Private Capital Solutions)

Associate, Product Specialist, AlpInvest Investor Relations

Associate Product Manager | London

Corporate Banking Associate - Metals & Mining (UK Industrials)

Senior Associate, Operational Risk

Associate, Investment Strategy

Senior Associate - Insurance - Risk and Regulation Advisory

Associate Director, Senior Investment Risk Analyst

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