Compliance in banking Work, Jobs in London, Eng (with Salaries)

Risk & Compliance Associate
Alantra —London
- Full-time
Financial Crime Compliance - Assistant Vice President
Mizuho —London
- Hybrid work
- Organisational skills
- Banking
- Time management
- Annual leave
IT Risk & Compliance Analyst
Bank of China —London
- Full-time
- Computer Science
- Analysis skills
- IT
Financial Institution Group (FIG) Compliance Operations Executive
Moneycorp —London
- Full-time
- Banking
13d
Financial Crime Compliance Lead
Revolut —London
- English
- Financial services
- Negotiation
Fintech and Correspondent Banking - Financial Crime Business Oversight Compliance VP
Barclays —London
- Negotiation
4d
Trading Controls & Audit Remediation Consultants - Banking – London hybrid
Vantage Point —London
- Hybrid work
- Analysis skills
- Project management
- Communication skills
2h
Compliance, Asset and Wealth Management Compliance, Associate, London
Goldman Sachs —London
- Full-time
- Sales
- Employee assistance programme
Audit Cross-Function Associate
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Microsoft Excel
- Administrative experience
- Travel
- Annual leave
Regulatory Compliance Manager
YouLend —London
- Employee assistance programme
Quick apply
Lead Compliance Manager
Metro Bank PLC —Holborn
- Hybrid work
- Banking
Regulatory Counsel (Payments)
Revolut —London
- £19,800 - £29,200 a month
- English
- Communication skills
Compliance Monitoring Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Financial services
- Communication skills
- Banking
- Annual leave
Senior Compliance Manager
ANZ Banking Group —London
- Financial services
- Leadership
- Communication skills
- Employee discount
4d
Internal Audit, Asset & Wealth Management, Analyst, London
Goldman Sachs —London
- Full-time
- Analysis skills
- Leadership
- Communication skills
- Employee assistance programme
6d
Audit Cross-Function Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Annual leave
14d
Senior Regulatory Counsel (Prudential)
Revolut —London
- Communication skills
Senior Manager, Compliance Advisory, Europe
Scotiabank —London
- Microsoft Office
- Analysis skills
- No degree
Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP
Société Générale —London
- Microsoft Office
- Financial services
- Communication skills
Portfolio Guideline Compliance – Investment Management – Senior Associate
Morgan Stanley —London
- Full-time
- Master's degree
- Analysis skills
- Bachelor's degree

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compliance in banking jobs near london, eng

Risk & Compliance Associate

Alantra -
London

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Job details

Full-time

Full job description

Alantra is an independent global financial services firm that provides investment banking and asset management services to mid-market companies, families, and investors. The Group has over 500 professionals in Europe, the U.S., Latin America, Asia, and the Middle East.

In Investment Banking, Alantra has completed over 1,000 transactions in the last five years. Alantra combines a strong local presence in key financial centers with global sector- and product-specialized teams.

In Alternative Asset Management, Alantra offers its clients unique access to a wide range of investment strategies in five highly specialized asset management classes (private equity, active funds, private debt, energy, and venture capital). As of 30 September 2025, assets under management from consolidated businesses stood at €2.7bn, while those managed by firms in which the Group holds a strategic stake amounted to €14.2bn.

Job Description:

R&C Associate – London

Department: Risk & Compliance

Reports to: UK Head of Compliance & MLRO

Location: London (with EU liaison)

About Alantra

Alantra is a global financial services group active in Investment Banking, Asset Management and Equities. The London office is a core hub for cross-border advisory, with the Risk & Compliance team supporting UK and EU activity across all business lines.

Role Overview

We are seeking an R&C Associate to provide day-to-day compliance oversight for our UK businesses and support coordination with EU affiliates. The role is close to deal activity, advising on regulatory issues, overseeing onboarding, monitoring conduct and conflicts, and ensuring compliance with UK/EU regulatory requirements.

Ideal for candidates with 2–4 years’ experience in risk & compliance in FS, or from a law firm (FS regulation) or compliance consultancy for financial services, preferably in the UK.

Key Responsibilities

Advisory & Transactions

First point of contact for deal teams on MiFID II, MAR, COBS and conduct queries.

Review engagement letters, approve mandates, and oversee KYC/AML.

Provide regulatory input on deal structuring, disclosures, conflicts and client categorisation.

Engagement Oversight

Ensure adherence to internal controls and approval processes.

Review transaction documents, marketing materials and legal drafts for regulatory risks.

Monitor cross-border activity, market abuse risk, financial promotions and conflicts.

Information & Conflicts Management

Oversee confidential information handling, insider lists and information barriers.

Conduct first-level conflict analysis and maintain conflicts registers.

EU Coordination & Group Support

Align UK/EU engagement standards and review cross-border materials.

Support periodic file reviews and tailored compliance training.

Compliance Operations

Contribute to the Compliance Monitoring Programme and FCA/non-financial returns.

Maintain compliance/AML risk assessments, risk registers and horizon scanning.

Support prudential/ICARA work and SM&CR processes.

Requirements:

Skills & Experience

Essential

2–4 years’ experience in Compliance, Risk or Regulatory Advisory in FS, legal (FS regulation) or consultancy (FS compliance).

Experience with onboarding, engagement letters, approvals and transaction support.

Knowledge of MiFID II, MAR, FCA rules, GDPR and AML/KYC.

Solid understanding of financial instruments and strong knowledge of securitization structures (ABS, MBS, CLOs, credit-linked transactions)

Desirable

Cross-border regulatory exposure, tied agents or passporting.

Experience in compliance assurance or framework design.

Attributes

Commercial, pragmatic and confident with front-office stakeholders.

Highly organised and detail-driven.

Collaborative and adaptable in a fast-paced environment.

Apply Now

Refine Your Search

compliance in banking jobs in london, eng

Risk & Compliance Associate

Financial Crime Compliance - Assistant Vice President

IT Risk & Compliance Analyst

Financial Institution Group (FIG) Compliance Operations Executive

Financial Crime Compliance Lead

Fintech and Correspondent Banking - Financial Crime Business Oversight Compliance VP

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Compliance, Asset and Wealth Management Compliance, Associate, London

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Lead Compliance Manager

Regulatory Counsel (Payments)

Compliance Monitoring Assistant Vice President

Senior Compliance Manager

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Senior Regulatory Counsel (Prudential)

Senior Manager, Compliance Advisory, Europe

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Portfolio Guideline Compliance – Investment Management – Senior Associate

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