Compliance vice president banking Work, Jobs in London, Eng (with Salaries)

Financial Crime Compliance - Assistant Vice President
Mizuho —London
- Hybrid work
- Organisational skills
- Banking
- Time management
- Annual leave
Compliance Monitoring Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Financial services
- Communication skills
- Banking
- Annual leave
Banking Business Selection & Conflicts –Senior Vice President
Citi —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Global Banking and Markets, Client Relationship Management, Vice President, London
Goldman Sachs —London
- Full-time
- Analysis skills
- Bachelor's degree
- Business
- Employee assistance programme
Assistant Vice President - Banking & Wealth Origination
Citi —London
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- Master's degree
- Employee assistance programme
- Employee discount
4d
Global Markets Compliance (Vice President)
Nomura —London
- Sales
- Analysis skills
- Organisational skills
4d
International Consumer Banking - External Fraud Risk Control Manager - Vice President
JPMorganChase —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Internal Audit, Legal, Compliance and HR - Vice President
Mizuho —London
- Hybrid work
- Administrative experience
- Bachelor's degree
- No degree
- Annual leave
Investment Management - Client Account Services - Vice President
Morgan Stanley —London
- Full-time
- Project management
- Organisational skills
- Communication skills
Vice President - Transaction Advisory, Western Europe
Tantrum Investments —London
- Full-time
- Management
- English
- Master's degree
Quick apply
7d
Loans Operations Specialist (Vice President)
Nomura —London
- Communication skills
14d
Office of Regulatory Relations, Regional Country Compliance, Vice President, London
Goldman Sachs —London
- Full-time
- Analysis skills
- Financial services
- Communication skills
- Employee assistance programme
17h
Middle Office Operations - Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Communication skills
- Annual leave
AML & Financial Crime Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Annual leave
Transaction Legal - Vice President
Sumitomo Mitsui Banking Corporation —London
- Weekend availability
- Hybrid work
- English
- IT
- Communication skills
- Annual leave
Corporate Banking Operations Assistant Vice President
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Organisational skills
- Financial services
- Annual leave
Operations Risk and Control (Vice President)
Nomura —London
- Microsoft Excel
- Analysis skills
- Communication skills
14d
Fintech and Correspondent Banking - Financial Crime Business Oversight Compliance VP
Barclays —London
- Negotiation
Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London
Goldman Sachs —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance programme
Global Markets HR Business Partner, EMEA (Vice President)
Nomura —London
- Human resources
- Financial services
- Communication skills
14d

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compliance vice president banking jobs near london, eng

Financial Crime Compliance - Assistant Vice President

Mizuho -
London

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Job details

Benefits

Annual leave
Company pension

Qualifications

Organisational skills
Banking
Time management

Full job description

Profile Summary

The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – that is the risk of regulatory penalties as a result of failure to comply with applicable regulations. The Financial Crime Compliance function exists to support Mizuho London (Mizuho International plc and Mizuho Bank Ltd, London Branch) by enabling it to conduct business lawfully, in accordance with regulatory requirements and with integrity. The main objective of the Financial Crime Compliance function is to provide an active advisory and monitoring service in relation to regulatory requirements, especially those of the Financial Conduct Authority (FCA).

This role has important responsibilities in helping to ensure the Compliance Department effectively discharges its responsibilities, primarily in relation to overseeing and supporting the Bank’s arrangements to comply with anti-financial crime and sanctions regulations.

Duties and Responsibilities

The main duties and responsibilities of this role include the following:

To be a key member of the Financial Crime Compliance team which is the focal point for the oversight of all activity relating to anti-money laundering (AML) and counter terrorist financing (CTF) and the mitigation of other financial crime risks, including but not limited to, bribery and corruption, and sanctions.
To work with the MLRO and Financial Crime Compliance team to enhance financial crime policies and procedures, which enable Mizuho London to comply with relevant legislation, regulation and guidance.
To monitor compliance with Mizuho London’s financial crime risk appetite and other relevant financial crime risk management policies. This may include second line review and approval of client onboarding, periodic reviews and screening, the review of transaction monitoring and AML system alerts, and sanctions filtering alerts.
To assist the Financial Crime Compliance team in rolling out training and increasing awareness of financial crime risks to Mizuho London staff..
To assist the MLRO in making an annual report to the firm’s senior management in relation to anti-money laundering and other financial crime matters, including but not limited to, the preparation of regular management information to London and Head Office senior management.
To assist with the provision of advice to stakeholders on financial crime risks.
To conduct quality assurance checks of financial crime controls including KYC and sanctions related activities.
To assist with other tasks as may be assigned from time-to-time.

Qualifications, Skills, and Experience

Relevant second line financial crime industry experience
Good experience in corporate and investment banking business, with exposure to a range of capital markets investment and/or corporate banking products.
Good understanding of the FCA regime, thematic reviews, enforcement actions and financial crime legislation, and an ability to apply that knowledge.
Strong desire to achieving quality results and a client centric approach.
Ability to collaborate and communicate effectively (written and oral) with stakeholders of differing levels of seniority.
Ability to manage own time and meet deadlines, problem solve, innovate and support change, and work independently and within a team.
Confidence and professionalism in dealings with staff at all levels of the business.
Great organisational and time management skills.
Ability to work flexibly and under pressure.

What Mizuho can offer you

Here at Mizuho, there are fantastic progression opportunities and clear paths to promotion. We will give you ample opportunity to affect change and to help grow our business.

In addition to the great opportunity outlined above we are also currently able to offer:

Competitive starting salary, plus discretionary bonus
Non-contributory pension
27 days’ annual leave
Core working hours*
Hybrid working - office and home based*
Virtual GP
Wellbeing benefits, including Mental Health Allies and First Aiders

For applicable roles only

At Mizuho, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

At Mizuho we are committed to supporting equality, diversity and equality, and seek to create a workplace that is fully inclusive. We welcome applications from all sections of the community that we operate in and from all ethnic backgrounds, sexual orientation, beliefs, gender identities and disabilities.

If you require more information about our equal opportunities policy or wish to discuss any accessibility requirements or reasonable adjustments please contact the recruitment team – [email protected] and we will be happy to help.

Apply Now

Refine Your Search

compliance vice president banking jobs in london, eng

Financial Crime Compliance - Assistant Vice President

Compliance Monitoring Assistant Vice President

Banking Business Selection & Conflicts –Senior Vice President

Global Banking and Markets, Client Relationship Management, Vice President, London

Assistant Vice President - Banking & Wealth Origination

Global Markets Compliance (Vice President)

International Consumer Banking - External Fraud Risk Control Manager - Vice President

Internal Audit, Legal, Compliance and HR - Vice President

Investment Management - Client Account Services - Vice President

Vice President - Transaction Advisory, Western Europe

Loans Operations Specialist (Vice President)

Office of Regulatory Relations, Regional Country Compliance, Vice President, London

Middle Office Operations - Assistant Vice President

AML & Financial Crime Vice President

Transaction Legal - Vice President

Corporate Banking Operations Assistant Vice President

Operations Risk and Control (Vice President)

Fintech and Correspondent Banking - Financial Crime Business Oversight Compliance VP

Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London

Global Markets HR Business Partner, EMEA (Vice President)

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