Ica compliance Work, Jobs in London, Eng (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
8d
Fraud & Compliance Analyst
Bits —London
- £30,000 - £40,000 a year
- Full-time
- Remote
- Analysis skills
- Financial services
Quick apply
9d
Compliance Risk & Control Officer
Quintet Private Bank —London
- English
- Microsoft Office
- Tax experience
8d
Surveillance & Controls Compliance Associate
Intesa Sanpaolo Group —London
- Accounting
Financial Crime Compliance Specialist
Capital On Tap —London
- Hybrid work
- Microsoft Excel
- SQL
- Presentation skills
Senior Product Compliance Manager - KYC & Onboarding
Wise Australia Investments —London
- £83,000 - £118,000 a year
- Travel
- Communication skills
Fincrime Assurance Associate
Griffin —London
- Full-time
- Presentation skills
- Organisational skills
- AI
- Work from home
- Life insurance
Financial Crime Compliance Analyst
Realty Income Corporation —London
- Full-time
- Microsoft Word
- Microsoft Outlook
- Microsoft Office
Client Compliance Officer
Apex Group —St. Helier
- Full-time
- Communication skills
- Time management
Money Laundering Reporting Officer
Zeller —London
- Full-time
- Leadership
Financial Crime Manager, Amazon Payments UK (Compliance)
Amazon Payments UK Limited —London
- Full-time
- Presentation skills
- Leadership
- Communication skills
Money Laundering Officer (MLRO)
1st Formations —London
- £85,000 - £100,000 a year
- Full-time
- Hybrid work
- Bachelor's degree
- IT
- Leadership
3d
AML Transaction Monitoring Analyst
Teya —London
- Full-time
- Analysis skills
- Case management
- Communication skills
Group FinCrime Compliance Monitoring & Testing Manager
Wise Australia Investments —London
- £68,000 - £92,000 a year
- Hybrid work
- Bachelor's degree
- Travel
- Organisational skills
6d
Financial Crime Compliance Lead
Revolut —London
- English
- Financial services
- Negotiation
Money Laundering Reporting Officer (Crypto)
Revolut —London
- English
- Financial services
- Negotiation
Money Laundering Reporting Officer
PAYDO —London
- £80,000 - £100,000 a year
- Full-time
- Hybrid work
- English
- Analysis skills
- Financial services
Quick apply
Head of Compliance - UK
Sokin —London
- Hybrid work
- Bachelor's degree
- Business
- Communication skills
Compliance Business Partner, Part Time
Marsh —London
- Part-time
- Hybrid work
- Project management
- Bachelor's degree
- Organisational skills
Financial Crime Advisory Officer
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Analysis skills
- Annual leave
Quick apply

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year
8 days ago

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

ica compliance jobs in london, eng

Compliance Officer

Fraud & Compliance Analyst

Compliance Risk & Control Officer

Surveillance & Controls Compliance Associate

Financial Crime Compliance Specialist

Senior Product Compliance Manager - KYC & Onboarding

Fincrime Assurance Associate

Financial Crime Compliance Analyst

Client Compliance Officer

Money Laundering Reporting Officer

Financial Crime Manager, Amazon Payments UK (Compliance)

Money Laundering Officer (MLRO)

AML Transaction Monitoring Analyst

Group FinCrime Compliance Monitoring & Testing Manager

Financial Crime Compliance Lead

Money Laundering Reporting Officer (Crypto)

Money Laundering Reporting Officer

Head of Compliance - UK

Compliance Business Partner, Part Time

Financial Crime Advisory Officer

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