Officer (advisory) Work, Jobs in London, Eng (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Compliance Advisory Officer
CMC Markets —London
- Full-time
- Analysis skills
- Communication skills
11d
Field Agent / Warrant Officer
Resolvecall —Bromley
- £28,157.09 - £43,857.09 a year
- 8 hour shift
- Microsoft Word
- Microsoft Outlook
- Communication skills
- Annual leave
- Employee assistance programme
Quick apply
6d
Financial Crime Advisory Officer
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Analysis skills
- Annual leave
Quick apply
Business Information Risk Analyst
BDO —London
- Full-time
- Management
- Analysis skills
- Continuous improvement
Privacy Officer (Advisory)
Betway Group —North London
- Full-time
- Project management
- Organisational skills
- Contracts
- Employee assistance programme
- Employee discount
UKVI Compliance & Administrative Review Officer
Regent College London —London
- £42,000 - £50,000 a year
- Full-time
- Microsoft Word
- CRM software
- Microsoft Excel
Quick apply
4d
Graduate Associate - Wealth Management
Skybound Wealth Management —London
- From £30,000 a year
- Salesforce
- Business development
- Bachelor's degree
Secretary
Kreston Reeves —London
- Full-time
- Hybrid work
- Employee assistance programme
- Employee discount
Quick apply
Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP
Société Générale —London
- Microsoft Office
- Financial services
- Communication skills
Intern - Nordics & NL Coverage
Natixis —London
- English
- Internship
E003101
Beazley Management Limited —London
- English
- Financial services
Intern - Nordics & NL Coverage
Natixis CIB London —London
- English
- Internship
Company Secretary, UK ADV
CBRE —London
- Full-time
- Communication skills
9d
Senior Compliance Officer
Beazley Management Limited —London
- Organisational skills
- Communication skills
8d
Grant Assurance Assistant Manager
Grant Thornton UK LLP —London
- Full-time
10d
Grant Officer
Charities Aid Foundation —London
- Up to £36,000 a year
- Full-time
- Hybrid work
- Annual leave
13d
Solutions Engineer
Ruleguard —London
- £100,000 - £120,000 a year
- Full-time
- AI
- Communication skills
Quick apply
2d
Client Risk and Reputation Analyst
Bain & Co. —London
- Full-time
- Analysis skills
- Bachelor's degree
Quick apply
Senior Compliance Officer - 12 Month FTC
Beazley Management Limited —London
- Organisational skills
- Communication skills

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

officer (advisory) jobs in london, eng

Compliance Officer

Compliance Advisory Officer

Field Agent / Warrant Officer

Financial Crime Advisory Officer

Business Information Risk Analyst

Privacy Officer (Advisory)

UKVI Compliance & Administrative Review Officer

Graduate Associate - Wealth Management

Secretary

Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP

Intern - Nordics & NL Coverage

E003101

Intern - Nordics & NL Coverage

Company Secretary, UK ADV

Senior Compliance Officer

Grant Assurance Assistant Manager

Grant Officer

Solutions Engineer

Client Risk and Reputation Analyst

Senior Compliance Officer - 12 Month FTC

I want to receive the latest job alerts for officer (advisory) in london, eng

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