Regulatory specialist Work, Jobs in London, Eng (with Salaries)

Regulatory Compliance Specialist
Quintet Private Bank —London
- English
- Microsoft Office
- IT
Regulatory Reporting Implementation Specialist - 2026
Suade —London
- £45,000 - £60,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- English
- Bachelor's degree
- Annual leave
- Work from home
Quick apply
3d
Specialist, Sustainability Regulatory Strategy & Execution
The Bank of New York Mellon Corporation —London
- Full-time
- Microsoft Powerpoint
- Bachelor's degree
9d
Associate, Governance & Oversight Specialist
Janus Henderson —London
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- IT
Regulatory Specialist - Commodity Chemicals
Synthomer (UK) Limited —Harlow
- Employee assistance programme
Quick apply
4d
Analyst, Knowledge Management Specialist
Janus Henderson —London
- Hybrid work
- Microsoft Office
- Analysis skills
- Project management
Regulatory Education Specialist (Quality)
Scarlet —London
- £60,000 - £80,000 a year
- Full-time
- Remote
- Communication skills
- Teaching
Regulatory Compensation Specialist
Bank of America —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance programme
9d
Compliance and Regulatory Associate
Limbic —London
- Full-time
- Hybrid work
- Organisational skills
- Annual leave
2d
Intern
European Bank for Reconstruction and Development —London
- Microsoft Powerpoint
- Microsoft Excel
- Data analysis skills
1d
Team Coordinator
Outlook Care —London
- IT
- Communication skills
- Annual leave
- Flexible schedule
9d
Assistant, UK Regulatory Reporting
Lloyd's of London —London
- Full-time
- Hybrid work
- Analysis skills
- IT
- Communication skills
- Employee discount
- Gym membership
14d
Regulatory Change Implementation Specialist - 2026
Suade —London
- £50,000 - £75,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- English
- Bachelor's degree
- Annual leave
- Work from home
Quick apply
Regulatory Finance Specialist
Civil Aviation Authority —London
- £69,000 a year
- Part-time
- Hybrid work
- Presentation skills
- Organisational skills
- Communication skills
- Annual leave
- Gym membership
4d
OT Systems Administrator Specialist - Laboratory Systems
Lonza —Slough
- Full-time
- Windows
- No degree
- Travel
- Relocation assistance
Paralegal - Claimant & Union (Employment)
Penningtons Manches Cooper LLP —London
- Full-time
- Organisational skills
- Communication skills
11d
Head of Supported Housing
Metropolitan Thames Valley —London
- £88,311 - £92,959 a year
Quick apply
8d
Quality Assurance & Regulatory Affairs Specialist
Pangaea Data —London
- Communication skills
- Flexible schedule
- Life insurance
Deputy Director Commercial Services
British Transport Police —London
- £103,002.13 a year
- Full-time
- Continuous improvement
- Contracts
- Leadership
- Annual leave
- Gym membership
Quick apply
Payroll Specialist
Janus Henderson —London
- Hybrid work
- Microsoft Excel
- Microsoft Office
- Analysis skills

I want to receive the latest job alerts for regulatory specialist in london, eng

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

regulatory specialist jobs near london, eng

Regulatory Compliance Specialist

Quintet Private Bank -
London

Apply Now

Job details

Qualifications

English
Microsoft Office
IT
Communication skills

Full job description

Purpose of the Job

Our parent company, Quintet Private Bank, is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. Compared to others, we are small (<1,800 employees across 30 European and UK locations) with an ambition to stay true to our purpose to be the most trusted fiduciary of family wealth.

The principal duty of the Regulatory Compliance Specialist (Director) is supporting the Brown Shipley, Head of Compliance, in ensuring that the team delivers high quality compliance advice to colleagues across the UK in the areas of: Conduct of Business, Investor Protection, Market Abuse, and Cross-Border regulations. The role holder hierarchically reports to Brown Shipley's Head of Compliance, and has a functional reporting line to Quintet’s Head of Group Regulatory Compliance & Cross Border, thus working closely with other EU and UK RC advisors to ensure the successful delivery of the Compliance function’ strategy.

The succesesful candidate will contribute to regulatory interactions, support the effective management of compliance risk, and provide clear, pragmatic guidance to the business. You’ll also play a role in identifying, assessing and managing regulatory risk, ensuring it is appropriately governed and aligned to the firm’s risk appetite.

This is a hands on role for an experienced compliance professional who is comfortable operating across both advisory and regulatory engagement, and who can partner with the business to deliver the right outcomes for clients while maintaining strong regulatory standards.

Key Accountabilities

Culture: The role holder must carry out all duties in strict accordance with Quintet’s Code of Conduct and act as its ambassador at all times. As any other member of the Compliance function, the role holder will foster a positive culture of compliance across Brown Shipley and Quintet.
Risk stewardship: Oversight, management & governance of RCC risk to ensure that risk is identified, assessed, mitigated, monitored, and managed in alignment with the Risk Appetite and Management Framework; taking into account regulatory requirements, ethical & departmental standards. To act as a trusted advisor to all LoD, process, control and risk owners on appropriate steps and approaches to be taken to ensure risks are effectively controlled and managed
Policies: Drafting and reviewing Quintet’s RCC policies and procedures to ensure they remain aligned to the Brown Shipley and UK regulators’ expectations and best industry practice.
Regulatory change: Supporting the business with the implementation of new relevant initiatives from the local regulator and other UK regulators, by providing technical regulatory support
Governance: Assisting Brown Shipley's Head of Compliance as well as RCC Head of Compliance in the production of technical analyses and reports related to regulatory risk for escalation to the relevant supervisory and
governance bodies.
Cross-Functional Collaboration: Partner with other teams within the Compliance Function (Monitoring, Business Management, FCC, Business Management) to achieve Compliance's function strategic objectives.

Knowledge and Experience

Good working knowledge of the Brown Shipley and UK regulatory environment in the RCC topics as listed above.
Ability to interpret rules and regulation and communicate the requirements clearly and effectively to a diverse range of stakeholders.
Experience of drawing up and maintaining policies on regulatory requirements
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm.
Excellent written, verbal, numeric and comprehension skills and IT proficient

Attributes and Qualities

Strong Communication (Verbal & Written)
Critical Thinking & Problem Solving
Time Management
Excellent written, verbal, numeric and comprehension skills and IT proficient.
Results Orientation
Collaborative teamwork

Technical Skills

Extensive experience in a similar role
Higher Education (University / Bachelor)
MS Office

Languages Skills

Fluent in English, Additional European language advantageous

Apply Now

Refine Your Search

regulatory specialist jobs in london, eng

Regulatory Compliance Specialist

Regulatory Reporting Implementation Specialist - 2026

Specialist, Sustainability Regulatory Strategy & Execution

Associate, Governance & Oversight Specialist

Regulatory Specialist - Commodity Chemicals

Analyst, Knowledge Management Specialist

Regulatory Education Specialist (Quality)

Regulatory Compensation Specialist

Compliance and Regulatory Associate

Intern

Team Coordinator

Assistant, UK Regulatory Reporting

Regulatory Change Implementation Specialist - 2026

Regulatory Finance Specialist

OT Systems Administrator Specialist - Laboratory Systems

Paralegal - Claimant & Union (Employment)

Head of Supported Housing

Quality Assurance & Regulatory Affairs Specialist

Deputy Director Commercial Services

Payroll Specialist

I want to receive the latest job alerts for regulatory specialist in london, eng

Related Searches

Explore jobs in more locations

Purpose of the Job

Key Accountabilities

Knowledge and Experience

Attributes and Qualities

Technical Skills

Languages Skills

Jobseeker tools

Employer Tools

Browse

Stay Connected